UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$1.48B |
| 2 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$690M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$588M |
| 4 |
Truist Financial
TFC
|
+$532M |
| 5 |
VanEck Gold Miners ETF
GDX
|
+$278M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.3B |
| 2 |
Alibaba
BABA
|
+$771M |
| 3 |
AABA
Altaba Inc
AABA
|
+$759M |
| 4 |
STI
SunTrust Banks, Inc.
STI
|
+$503M |
| 5 |
BPL
Buckeye Partners, L.P.
BPL
|
+$467M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.82% |
| 2 | Financials | 7.38% |
| 3 | Healthcare | 6.65% |
| 4 | Consumer Discretionary | 5.46% |
| 5 | Industrials | 5.17% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3851
BancFirst
BANF
$3.77B
| $1.48M | ﹤0.01% |
23,655
+9,223
| +64% | +$543K |
|
|
GPOR
3852
CALL
DELISTED
Gulfport Energy Corp.
GPOR
| $1.47M | ﹤0.01% |
485,000
| – | – |
|
3853
Televisa
TV
$1.52B
| $1.47M | ﹤0.01% |
125,612
-70,035
| -36% | -$776K |
|
3854
Kratos Defense & Security Solutions
KTOS
$11.7B
| $1.47M | ﹤0.01% |
81,696
-16,858
| -17% | -$313K |
|
3855
Invesco Golden Dragon China ETF
PGJ
$100M
| $1.47M | ﹤0.01% |
35,308
+24,538
| +228% | +$953K |
|
|
VBTX
3856
DELISTED
Veritex Holdings
VBTX
| $1.47M | ﹤0.01% |
50,400
+834
| +2% | +$21.4K |
|
|
GARS
3857
DELISTED
Garrison Capital Inc.
GARS
| $1.47M | ﹤0.01% |
252,005
-17,029
| -6% | -$106K |
|
3858
FirstService
FSV
$6.27B
| $1.47M | ﹤0.01% |
15,745
+1,170
| +8% | +$110K |
|
3859
Invesco Dividend Achievers ETF
PFM
$809M
| $1.46M | ﹤0.01% |
47,610
-21,336
| -31% | -$637K |
|
3860
PIMCO Broad US TIPS Index Exchange-Traded Fund
TIPZ
$88.3M
| $1.46M | ﹤0.01% |
24,327
-3,778
| -13% | -$226K |
|
3861
PUT
Cemex
CX
$16.3B
| $1.46M | ﹤0.01% |
385,000
| – | – |
|
3862
Kearny Financial
KRNY
$595M
| $1.46M | ﹤0.01% |
105,194
+37,374
| +55% | +$516K |
|
3863
State Street SPDR S&P Pharmaceuticals ETF
XPH
$512M
| $1.45M | ﹤0.01% |
31,816
+824
| +3% | +$32.7K |
|
|
UMH
3864
UMH Properties
UMH
$1.34B
| $1.45M | ﹤0.01% |
92,181
+34,092
| +59% | +$514K |
|
|
WSR
3865
DELISTED
Whitestone REIT
WSR
| $1.45M | ﹤0.01% |
106,259
+7,197
| +7% | +$98.8K |
|
3866
Invesco International Corporate Bond ETF
PICB
$360M
| $1.45M | ﹤0.01% |
53,253
-3,115
| -6% | -$83K |
|
3867
First Trust NASDAQ ABA Community Bank Index Fund
QABA
$92.7M
| $1.44M | ﹤0.01% |
27,851
-10,600
| -28% | -$529K |
|
|
EHI
3868
Western Asset Global High Income Fund
EHI
$178M
| $1.44M | ﹤0.01% |
143,881
-46,007
| -24% | -$451K |
|
|
ORC
3869
Orchid Island Capital
ORC
$1.3B
| $1.44M | ﹤0.01% |
49,266
+17,677
| +56% | +$507K |
|
|
GAM
3870
General American Investors Company
GAM
$1.62B
| $1.44M | ﹤0.01% |
38,121
+4,689
| +14% | +$173K |
|
3871
Kodiak Sciences
KOD
$2.72B
| $1.43M | ﹤0.01% |
19,910
-1,467
| -7% | -$53.4K |
|
|
CEL
3872
DELISTED
Cellcom Israel, Ltd.
CEL
| $1.43M | ﹤0.01% |
454,702
+305,654
| +205% | +$829K |
|
3873
Pacer US Cash Cows 100 ETF
COWZ
$19.6B
| $1.43M | ﹤0.01% |
45,952
-58,207
| -56% | -$1.75M |
|
|
3874
PUT
UBS Group
UBS
$177B
| $1.43M | ﹤0.01% |
113,496
+55,789
| +97% | +$664K |
|
|
NMY
3875
DELISTED
Nuveen Maryland Quality Municipal Income Fund
NMY
| $1.43M | ﹤0.01% |
106,125
+4,328
| +4% | +$57.9K |
|
Similar funds
UBS Group's Q4 2019 Portfolio in Review
As of Q4 2019, UBS Group held 8,864 positions worth $287B, up 11% from $260B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
UBS Group's Q4 2019 filing shows 808 new, 4,306 increased, 2,684 reduced and 688 closed positions. Its largest new stake was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.3B.
By sector, the portfolio is most concentrated in Technology at 9.8% of assets, up from 9.5% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q4 2019 buy was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M.
- UBS Group added most to UBS Group in Q4 2019, an estimated $1.48B increase.
- UBS Group's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.3B.
- UBS Group fully exited Altaba Inc in Q4 2019, selling an estimated $759M.
- UBS Group's ten largest holdings make up 13% of its $287B portfolio in Q4 2019.
- UBS Group opened 808 new positions and closed 688 in Q4 2019.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $287B.
Based on UBS Group's 13F filing for Q4 2019, filed 14 Feb 2020.