UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3851
First Trust Energy AlphaDEX Fund
FXN
$368M
| $1.12M | ﹤0.01% |
114,360
-720,214
| -86% | -$7.35M |
|
3852
Cactus
WHD
$5.44B
| $1.12M | ﹤0.01% |
38,733
-13,436
| -26% | -$388K |
|
|
URG
3853
Ur-Energy
URG
$556M
| $1.11M | ﹤0.01% |
1,836,516
+24,429
| +1% | +$15.4K |
|
|
WDR
3854
DELISTED
Waddell & Reed Financial, Inc.
WDR
| $1.11M | ﹤0.01% |
64,920
+44,207
| +213% | +$741K |
|
3855
Camden National
CAC
$976M
| $1.11M | ﹤0.01% |
25,700
+14,729
| +134% | +$639K |
|
3856
WisdomTree Global High Dividend Fund
DEW
$155M
| $1.11M | ﹤0.01% |
24,186
-837
| -3% | -$38.3K |
|
3857
Companhia Siderúrgica Nacional
SID
$1.23B
| $1.11M | ﹤0.01% |
351,862
+288,741
| +457% | +$1.1M |
|
3858
City Holding Co
CHCO
$2.04B
| $1.11M | ﹤0.01% |
14,566
+9,215
| +172% | +$696K |
|
3859
Huron Consulting
HURN
$2.42B
| $1.11M | ﹤0.01% |
18,112
+13,550
| +297% | +$792K |
|
3860
Invesco KBW Property & Casualty Insurance ETF
KBWP
$274M
| $1.11M | ﹤0.01% |
14,990
+8,600
| +135% | +$618K |
|
3861
Cytokinetics
CYTK
$10.4B
| $1.11M | ﹤0.01% |
97,361
+75,833
| +352% | +$952K |
|
3862
WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund
DGRS
$414M
| $1.11M | ﹤0.01% |
31,127
-4,412
| -12% | -$153K |
|
3863
Guardant Health
GH
$22.6B
| $1.11M | ﹤0.01% |
17,341
-3,622
| -17% | -$319K |
|
3864
FlexShares Morningstar US Market Factors Tilt Index Fund
TILT
$2.26B
| $1.11M | ﹤0.01% |
9,455
-2,398
| -20% | -$279K |
|
|
VIAB
3865
PUT
DELISTED
Viacom Inc. Class B
VIAB
| $1.1M | ﹤0.01% |
46,000
+23,000
| +100% | +$642K |
|
3866
State Street SPDR S&P Pharmaceuticals ETF
XPH
$508M
| $1.1M | ﹤0.01% |
30,992
-2,862
| -8% | -$106K |
|
3867
1st Source
SRCE
$2.12B
| $1.1M | ﹤0.01% |
24,087
+7,255
| +43% | +$329K |
|
|
LTHM
3868
DELISTED
Livent Corporation
LTHM
| $1.1M | ﹤0.01% |
164,610
+101,183
| +160% | +$680K |
|
3869
United Fire Group
UFCS
$1.4B
| $1.1M | ﹤0.01% |
23,401
+12,304
| +111% | +$585K |
|
3870
AMERISAFE
AMSF
$540M
| $1.1M | ﹤0.01% |
16,581
+11,197
| +208% | +$742K |
|
3871
Integra LifeSciences
IART
$1.34B
| $1.1M | ﹤0.01% |
18,244
+12,751
| +232% | +$760K |
|
3872
CALL
Range Resources
RRC
$8.95B
| $1.1M | ﹤0.01% |
286,800
-14,200
| -5% | -$68.2K |
|
3873
CALL
Check Point Software Technologies
CHKP
$13.1B
| $1.09M | ﹤0.01% |
+10,000
| New | +$1.12M |
|
|
SRG
3874
Seritage Growth Properties
SRG
$136M
| $1.09M | ﹤0.01% |
25,759
-1,191
| -4% | -$48.9K |
|
|
ZIXI
3875
DELISTED
Zix Corporation
ZIXI
| $1.09M | ﹤0.01% |
151,241
+80,937
| +115% | +$674K |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,060 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.