UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
NTUS
3826
DELISTED
Natus Medical Inc
NTUS
| $1.51M | ﹤0.01% |
60,263
+23,005
| +62% | +$586K |
|
3827
Dine Brands
DIN
$454M
| $1.51M | ﹤0.01% |
18,597
-11,498
| -38% | -$925K |
|
3828
Meritage Homes
MTH
$4.81B
| $1.51M | ﹤0.01% |
31,138
-10,886
| -26% | -$561K |
|
3829
JFrog
FROG
$10.4B
| $1.51M | ﹤0.01% |
45,015
+26,797
| +147% | +$1.08M |
|
3830
International Bancshares
IBOC
$4.48B
| $1.51M | ﹤0.01% |
36,225
-17,914
| -33% | -$731K |
|
3831
GoPro
GPRO
$107M
| $1.51M | ﹤0.01% |
160,911
+4,207
| +3% | +$42.5K |
|
3832
Liberty Latin America Class C
LILAK
$1.66B
| $1.5M | ﹤0.01% |
125,781
+4,951
| +4% | +$61.5K |
|
3833
uniQure
QURE
$3.12B
| $1.5M | ﹤0.01% |
46,852
+12,392
| +36% | +$378K |
|
|
BTO
3834
John Hancock Financial Opportunities Fund
BTO
$809M
| $1.5M | ﹤0.01% |
35,238
-11,531
| -25% | -$466K |
|
3835
Progyny
PGNY
$2.04B
| $1.5M | ﹤0.01% |
26,740
-52,675
| -66% | -$2.91M |
|
|
WIA
3836
Western Asset Inflation-Linked Income Fund
WIA
$187M
| $1.49M | ﹤0.01% |
108,407
-3,746
| -3% | -$52.5K |
|
3837
iShares Global Timber & Forestry ETF
WOOD
$270M
| $1.49M | ﹤0.01% |
17,572
-7,197
| -29% | -$632K |
|
3838
Tilray
TLRY
$651M
| $1.49M | ﹤0.01% |
13,217
+4,080
| +45% | +$559K |
|
3839
PUT
Aptiv
APTV
$10.3B
| $1.49M | ﹤0.01% |
10,000
-113,600
| -92% | -$17.7M |
|
3840
Emcor
EME
$36B
| $1.49M | ﹤0.01% |
12,887
-1,157
| -8% | -$139K |
|
3841
iShares S&P GSCI Commodity-Indexed Trust
GSG
$941M
| $1.49M | ﹤0.01% |
88,239
-358
| -0.4% | -$5.72K |
|
3842
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$245M
| $1.49M | ﹤0.01% |
48,190
-1,500
| -3% | -$47.8K |
|
3843
Direxion Daily Technology Bull 3x ETF
TECL
$6.02B
| $1.48M | ﹤0.01% |
26,190
-22,460
| -46% | -$1.41M |
|
3844
SiteOne Landscape Supply
SITE
$4.32B
| $1.48M | ﹤0.01% |
7,431
-5,252
| -41% | -$993K |
|
3845
CALL
State Street SPDR S&P Bank ETF
KBE
$1.73B
| $1.48M | ﹤0.01% |
28,000
| – | – |
|
|
ALX
3846
Alexander's
ALX
$1.39B
| $1.48M | ﹤0.01% |
5,680
+4,000
| +238% | +$1.07M |
|
3847
CALL
Ulta Beauty
ULTA
$23.3B
| $1.48M | ﹤0.01% |
+4,100
| New | +$1.48M |
|
3848
Franklin FTSE Japan ETF
FLJP
$4.06B
| $1.47M | ﹤0.01% |
47,645
+13,277
| +39% | +$404K |
|
3849
PUT
International Flavors & Fragrances
IFF
$21.7B
| $1.47M | ﹤0.01% |
+11,000
| New | +$1.62M |
|
|
ERUS
3850
DELISTED
iShares MSCI Russia ETF
ERUS
| $1.47M | ﹤0.01% |
30,798
-6,683
| -18% | -$301K |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.