UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3826
Seacoast Banking Corp of Florida
SBCF
$3.35B
| $1.15M | ﹤0.01% |
45,390
+27,739
| +157% | +$697K |
|
3827
Star Bulk Carriers
SBLK
$3.22B
| $1.15M | ﹤0.01% |
113,911
+5,242
| +5% | +$53.4K |
|
|
AVLR
3828
DELISTED
Avalara, Inc.
AVLR
| $1.15M | ﹤0.01% |
17,054
-41,181
| -71% | -$3.33M |
|
|
AAWW
3829
DELISTED
Atlas Air Worldwide Holdings, Inc.
AAWW
| $1.15M | ﹤0.01% |
45,505
-7,001
| -13% | -$229K |
|
3830
Great Elm Capital Corp
GECC
$81.7M
| $1.15M | ﹤0.01% |
23,314
-273
| -1% | -$13.9K |
|
3831
iShares MSCI USA Small-Cap Min Vol Factor ETF
SMMV
$292M
| $1.15M | ﹤0.01% |
+33,355
| New | +$1.14M |
|
|
S
3832
DELISTED
Sprint Corporation
S
| $1.15M | ﹤0.01% |
185,595
+119,752
| +182% | +$824K |
|
|
CHS
3833
DELISTED
Chicos FAS, Inc.
CHS
| $1.14M | ﹤0.01% |
283,841
-753,751
| -73% | -$2.55M |
|
|
STEW
3834
SRH Total Return Fund
STEW
$1.81B
| $1.14M | ﹤0.01% |
102,053
+1,915
| +2% | +$21.1K |
|
|
CORE
3835
DELISTED
Core Mark Holding Co., Inc.
CORE
| $1.14M | ﹤0.01% |
35,579
+28,446
| +399% | +$989K |
|
3836
Washington Trust Bancorp
WASH
$741M
| $1.14M | ﹤0.01% |
23,639
+9,237
| +64% | +$452K |
|
|
ALEX
3837
DELISTED
Alexander & Baldwin
ALEX
| $1.14M | ﹤0.01% |
46,556
+30,101
| +183% | +$706K |
|
3838
Douglas Dynamics
PLOW
$1.02B
| $1.14M | ﹤0.01% |
25,577
+11,185
| +78% | +$468K |
|
3839
Wayfair
W
$14.6B
| $1.14M | ﹤0.01% |
10,162
+2,437
| +32% | +$312K |
|
|
FTSV
3840
DELISTED
Forty Seven, Inc. Common Stock
FTSV
| $1.14M | ﹤0.01% |
177,406
+69,928
| +65% | +$574K |
|
3841
FormFactor
FORM
$9.17B
| $1.14M | ﹤0.01% |
61,012
+44,433
| +268% | +$760K |
|
3842
Clearway Energy Class C
CWEN
$6.7B
| $1.14M | ﹤0.01% |
62,277
-12,239
| -16% | -$217K |
|
|
DMF
3843
DELISTED
BNY Mellon Municipal Income
DMF
| $1.14M | ﹤0.01% |
121,451
+9,875
| +9% | +$88.2K |
|
3844
S&T Bancorp
STBA
$1.79B
| $1.13M | ﹤0.01% |
31,025
+20,235
| +188% | +$736K |
|
3845
Krystal Biotech
KRYS
$9.66B
| $1.13M | ﹤0.01% |
32,568
+31,843
| +4,392% | +$1.42M |
|
|
JHMF
3846
DELISTED
John Hancock Multifactor Financials ETF
JHMF
| $1.13M | ﹤0.01% |
29,389
+15,370
| +110% | +$584K |
|
|
PCK
3847
DELISTED
Pimco California Municipal Income Fund II
PCK
| $1.13M | ﹤0.01% |
115,626
+5,285
| +5% | +$52.3K |
|
|
SEM
3848
DELISTED
Select Medical
SEM
| $1.13M | ﹤0.01% |
126,163
+119,502
| +1,794% | +$1.04M |
|
3849
Flowers Foods
FLO
$1.57B
| $1.13M | ﹤0.01% |
48,672
-10,658
| -18% | -$247K |
|
3850
CALL
Johnson Controls International
JCI
$92.2B
| $1.12M | ﹤0.01% |
+25,600
| New | +$1.08M |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,060 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.