UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
SFIX
3801
Stitch Fix
SFIX
$499M
| $1.56M | ﹤0.01% |
39,173
-59,478
| -60% | -$2.78M |
|
3802
Invesco KBW Premium Yield Equity REIT ETF
KBWY
$305M
| $1.56M | ﹤0.01% |
67,456
+2,832
| +4% | +$67K |
|
3803
Karat Packaging
KRT
$998M
| $1.56M | ﹤0.01% |
74,197
+36,697
| +98% | +$827K |
|
3804
CapForce IBD 50 ETF
FFTY
$79.5M
| $1.56M | ﹤0.01% |
32,867
+1,166
| +4% | +$54.5K |
|
3805
Quince Therapeutics
QNCX
$32M
| $1.56M | ﹤0.01% |
85
+34
| +67% | +$541K |
|
3806
FirstService
FSV
$6.3B
| $1.55M | ﹤0.01% |
8,595
-2,210
| -20% | -$409K |
|
3807
Verastem
VSTM
$638M
| $1.55M | ﹤0.01% |
41,993
+34,144
| +435% | +$1.25M |
|
3808
Nano X Imaging
NNOX
$77.3M
| $1.55M | ﹤0.01% |
68,893
-659
| -0.9% | -$17.3K |
|
3809
CALL
Simply Good Foods
SMPL
$961M
| $1.54M | ﹤0.01% |
+44,800
| New | +$1.61M |
|
3810
PJT Partners
PJT
$4.48B
| $1.54M | ﹤0.01% |
19,520
-31,759
| -62% | -$2.43M |
|
3811
CALL
PVH
PVH
$3.91B
| $1.54M | ﹤0.01% |
15,000
-25,200
| -63% | -$2.71M |
|
3812
PUT
Bloomin' Brands
BLMN
$952M
| $1.54M | ﹤0.01% |
+61,600
| New | +$1.59M |
|
3813
PUT
Red Rock Resorts
RRR
$3.73B
| $1.54M | ﹤0.01% |
+30,000
| New | +$1.31M |
|
3814
Renasant Corp
RNST
$3.92B
| $1.54M | ﹤0.01% |
42,613
-27,841
| -40% | -$993K |
|
3815
Yelp
YELP
$1.28B
| $1.53M | ﹤0.01% |
41,198
-16,206
| -28% | -$614K |
|
|
CMBT
3816
CMB.TECH NV
CMBT
$4.73B
| $1.53M | ﹤0.01% |
157,150
+27,632
| +21% | +$236K |
|
|
AGD
3817
abrdn Global Dynamic Dividend Fund
AGD
$326M
| $1.53M | ﹤0.01% |
131,789
+2,765
| +2% | +$33.5K |
|
3818
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.27B
| $1.53M | ﹤0.01% |
21,885
-5,025
| -19% | -$358K |
|
|
P
3819
Everpure Inc
P
$36.4B
| $1.52M | ﹤0.01% |
60,629
-3,389
| -5% | -$74.8K |
|
3820
Akebia Therapeutics
AKBA
$240M
| $1.52M | ﹤0.01% |
528,845
+390,489
| +282% | +$1.11M |
|
3821
SPX Corp
SPXC
$10.9B
| $1.52M | ﹤0.01% |
28,488
-11,045
| -28% | -$677K |
|
3822
Commault Systems
CVLT
$5.78B
| $1.52M | ﹤0.01% |
20,198
-899
| -4% | -$69.7K |
|
3823
ClearBridge Large Cap Growth Select ETF
LRGE
$382M
| $1.52M | ﹤0.01% |
26,928
+671
| +3% | +$38.6K |
|
3824
CALL
Transocean
RIG
$6.49B
| $1.52M | ﹤0.01% |
400,000
-101,500
| -20% | -$369K |
|
|
VRAY
3825
DELISTED
ViewRay, Inc.
VRAY
| $1.51M | ﹤0.01% |
209,724
+57,354
| +38% | +$362K |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.