UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$585M |
| 2 |
Gaotu Techedu
GOTU
|
+$389M |
| 3 |
iQIYI
IQ
|
+$383M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$345M |
| 5 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$341M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TWTR
Twitter, Inc.
TWTR
|
+$482M |
| 2 |
Apple
AAPL
|
+$416M |
| 3 |
Microsoft
MSFT
|
+$402M |
| 4 |
Alibaba
BABA
|
+$295M |
| 5 |
Alphabet (Google) Class A
GOOGL
|
+$234M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.38% |
| 2 | Consumer Discretionary | 6.52% |
| 3 | Financials | 5.94% |
| 4 | Healthcare | 5.86% |
| 5 | Communication Services | 4.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
ALEX
3801
DELISTED
Alexander & Baldwin
ALEX
| $801K | ﹤0.01% |
71,421
-338
| -0.5% | -$4.05K |
|
3802
WisdomTree Emerging Markets Corporate Bond Fund
EMCB
$98.8M
| $801K | ﹤0.01% |
10,875
-417
| -4% | -$30.7K |
|
|
MDP
3803
DELISTED
Meredith Corporation
MDP
| $801K | ﹤0.01% |
61,080
-66,070
| -52% | -$923K |
|
|
ASG
3804
Liberty All-Star Growth Fund
ASG
$341M
| $798K | ﹤0.01% |
112,204
+20,363
| +22% | +$146K |
|
|
STEW
3805
SRH Total Return Fund
STEW
$1.81B
| $798K | ﹤0.01% |
79,732
+4,842
| +6% | +$48.5K |
|
3806
ProShares Ultra NASDAQ Biotechnology
BIB
$86.2M
| $797K | ﹤0.01% |
+11,398
| New | +$809K |
|
|
IGD
3807
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$517M
| $795K | ﹤0.01% |
160,530
+16,050
| +11% | +$79.7K |
|
3808
JFrog
FROG
$10.8B
| $794K | ﹤0.01% |
+9,377
| New | +$698K |
|
3809
Occidental Petroleum Corp Warrants
OXY.WS
$32B
| $792K | ﹤0.01% |
+263,955
| New | +$844K |
|
3810
Gladstone Investment Corp
GAIN
$661M
| $791K | ﹤0.01% |
86,900
-9,632
| -10% | -$91.8K |
|
|
ADAM
3811
Adamas Trust
ADAM
$883M
| $791K | ﹤0.01% |
77,505
-5,701
| -7% | -$59.4K |
|
3812
Kornit Digital
KRNT
$791M
| $790K | ﹤0.01% |
12,173
+553
| +5% | +$31.7K |
|
3813
Eagle Bancorp
EGBN
$845M
| $787K | ﹤0.01% |
29,363
-1,912
| -6% | -$56.4K |
|
|
VRAY
3814
DELISTED
ViewRay, Inc.
VRAY
| $787K | ﹤0.01% |
225,058
+4,969
| +2% | +$13.8K |
|
|
DNI
3815
DELISTED
Dividend and Income Fund
DNI
| $787K | ﹤0.01% |
86,449
-2,555
| -3% | -$27.5K |
|
3816
Alamos Gold
AGI
$13.9B
| $786K | ﹤0.01% |
89,212
+21,160
| +31% | +$213K |
|
3817
Crescent Capital BDC
CCAP
$434M
| $786K | ﹤0.01% |
61,630
-14,822
| -19% | -$186K |
|
3818
Aldeyra Therapeutics
ALDX
$93.5M
| $785K | ﹤0.01% |
106,041
+102,823
| +3,195% | +$664K |
|
3819
Kamada
KMDA
$419M
| $785K | ﹤0.01% |
93,928
+4,333
| +5% | +$39.4K |
|
|
MOMO
3820
CALL
Hello Group
MOMO
$866M
| $784K | ﹤0.01% |
57,000
| – | – |
|
3821
iShares MSCI Philippines ETF
EPHE
$148M
| $782K | ﹤0.01% |
29,413
-113
| -0.4% | -$3.03K |
|
3822
Sally Beauty Holdings
SBH
$1.58B
| $777K | ﹤0.01% |
89,363
+29,942
| +50% | +$360K |
|
|
CMRC
3823
Commerce.com Inc Series 1
CMRC
$184M
| $776K | ﹤0.01% |
+9,308
| New | +$814K |
|
3824
CALL
BorgWarner
BWA
$13.9B
| $775K | ﹤0.01% |
22,720
| – | – |
|
|
ICPT
3825
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
| $775K | ﹤0.01% |
18,680
-36,794
| -66% | -$1.69M |
|
Similar funds
UBS Group's Q3 2020 Portfolio in Review
As of Q3 2020, UBS Group held 8,885 positions worth $265B, up 12% from $237B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group's Q3 2020 filing shows 848 new, 3,196 increased, 3,640 reduced and 779 closed positions. Its largest new stake was Li Auto: 1,763,345 shares worth $30.7M. The largest sale was Twitter, Inc., an estimated $482M.
By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.
- UBS Group's largest Q3 2020 buy was Li Auto: 1,763,345 shares worth $30.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2020, an estimated $585M increase.
- UBS Group's biggest Q3 2020 reduction was Twitter, Inc., cutting an estimated $482M.
- UBS Group fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $226M.
- UBS Group's ten largest holdings make up 16% of its $265B portfolio in Q3 2020.
- UBS Group opened 848 new positions and closed 779 in Q3 2020.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $265B.
Based on UBS Group's 13F filing for Q3 2020, filed 12 Nov 2020.