UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$1.48B |
| 2 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$690M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$588M |
| 4 |
Truist Financial
TFC
|
+$532M |
| 5 |
VanEck Gold Miners ETF
GDX
|
+$278M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.3B |
| 2 |
Alibaba
BABA
|
+$771M |
| 3 |
AABA
Altaba Inc
AABA
|
+$759M |
| 4 |
STI
SunTrust Banks, Inc.
STI
|
+$503M |
| 5 |
BPL
Buckeye Partners, L.P.
BPL
|
+$467M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.82% |
| 2 | Financials | 7.38% |
| 3 | Healthcare | 6.65% |
| 4 | Consumer Discretionary | 5.46% |
| 5 | Industrials | 5.17% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3801
PUT
Olin
OLN
$2.13B
| $1.55M | ﹤0.01% |
+90,000
| New | +$1.61M |
|
3802
Oxford Industries
OXM
$552M
| $1.55M | ﹤0.01% |
20,566
+19,740
| +2,390% | +$1.43M |
|
3803
State Street SPDR S&P 500 Fossil Fuel Reserves Free ETF
SPYX
$2.87B
| $1.55M | ﹤0.01% |
59,037
+7,134
| +14% | +$180K |
|
|
EBSB
3804
DELISTED
Meridian Bancorp, Inc.
EBSB
| $1.55M | ﹤0.01% |
77,211
+25,606
| +50% | +$502K |
|
|
JCAP
3805
DELISTED
Jernigan Capital, Inc.
JCAP
| $1.55M | ﹤0.01% |
80,991
+24,430
| +43% | +$449K |
|
3806
Codexis
CDXS
$162M
| $1.55M | ﹤0.01% |
96,686
+29,962
| +45% | +$443K |
|
3807
PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
SMMU
$1.17B
| $1.54M | ﹤0.01% |
30,511
-1,126
| -4% | -$57K |
|
3808
Invesco Dorsey Wright Consumer Staples Momentum ETF
PSL
$83.7M
| $1.54M | ﹤0.01% |
20,796
+561
| +3% | +$40.3K |
|
3809
City Holding Co
CHCO
$2.03B
| $1.54M | ﹤0.01% |
18,780
+4,214
| +29% | +$334K |
|
3810
TriCo Bancshares
TCBK
$1.81B
| $1.54M | ﹤0.01% |
37,697
+12,780
| +51% | +$487K |
|
3811
RPC Inc
RES
$1.35B
| $1.54M | ﹤0.01% |
293,095
+140,229
| +92% | +$629K |
|
3812
PUT
Align Technology
ALGN
$12.5B
| $1.53M | ﹤0.01% |
5,500
-6,000
| -52% | -$1.5M |
|
3813
Avantor
AVTR
$9.26B
| $1.53M | ﹤0.01% |
84,328
+64,116
| +317% | +$1.02M |
|
3814
Transcat
TRNS
$851M
| $1.53M | ﹤0.01% |
47,924
+1,689
| +4% | +$51.4K |
|
|
TCDA
3815
DELISTED
Tricida, Inc. Common Stock
TCDA
| $1.53M | ﹤0.01% |
40,463
-2,380
| -6% | -$88.7K |
|
3816
Community Trust Bancorp
CTBI
$1.4B
| $1.53M | ﹤0.01% |
32,710
+7,663
| +31% | +$340K |
|
|
MCR
3817
DELISTED
MFS Charter Income Trust
MCR
| $1.53M | ﹤0.01% |
181,235
+7,033
| +4% | +$58.6K |
|
|
EVY
3818
DELISTED
Eaton Vance New York Municipal Income Trust
EVY
| $1.53M | ﹤0.01% |
113,941
-4,936
| -4% | -$65.6K |
|
3819
CALL
McKesson
MCK
$103B
| $1.52M | ﹤0.01% |
+11,000
| New | +$1.55M |
|
|
KL
3820
DELISTED
Kirkland Lake Gold Ltd Ordinary
KL
| $1.52M | ﹤0.01% |
34,493
-197,866
| -85% | -$8.77M |
|
3821
Pitney Bowes
PBI
$2.35B
| $1.52M | ﹤0.01% |
376,895
+93,290
| +33% | +$428K |
|
3822
Sonos
SONO
$1.87B
| $1.52M | ﹤0.01% |
97,246
+15,676
| +19% | +$218K |
|
3823
John Wiley & Sons Class A
WLY
$2.62B
| $1.52M | ﹤0.01% |
31,310
-37,284
| -54% | -$1.73M |
|
3824
IPG Photonics
IPGP
$3.69B
| $1.52M | ﹤0.01% |
10,478
-548
| -5% | -$76.3K |
|
3825
iShares MSCI Europe Small-Cap ETF
IEUS
$183M
| $1.52M | ﹤0.01% |
27,208
-6,301
| -19% | -$328K |
|
Similar funds
UBS Group's Q4 2019 Portfolio in Review
As of Q4 2019, UBS Group held 8,864 positions worth $287B, up 11% from $260B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
UBS Group's Q4 2019 filing shows 808 new, 4,306 increased, 2,684 reduced and 688 closed positions. Its largest new stake was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.3B.
By sector, the portfolio is most concentrated in Technology at 9.8% of assets, up from 9.5% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q4 2019 buy was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M.
- UBS Group added most to UBS Group in Q4 2019, an estimated $1.48B increase.
- UBS Group's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.3B.
- UBS Group fully exited Altaba Inc in Q4 2019, selling an estimated $759M.
- UBS Group's ten largest holdings make up 13% of its $287B portfolio in Q4 2019.
- UBS Group opened 808 new positions and closed 688 in Q4 2019.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $287B.
Based on UBS Group's 13F filing for Q4 2019, filed 14 Feb 2020.