UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
ORIT
3801
DELISTED
Oritani Financial Corp. New
ORIT
| $1.18M | ﹤0.01% |
66,734
-21,569
| -24% | -$376K |
|
3802
PUT
Cardinal Health
CAH
$55.4B
| $1.18M | ﹤0.01% |
25,000
| – | – |
|
3803
JELD-WEN Holding
JELD
$164M
| $1.18M | ﹤0.01% |
61,084
+42,961
| +237% | +$831K |
|
3804
Employers Holdings
EIG
$889M
| $1.18M | ﹤0.01% |
27,008
+19,001
| +237% | +$824K |
|
3805
Medifast
MED
$141M
| $1.18M | ﹤0.01% |
11,357
+4,415
| +64% | +$475K |
|
3806
Telkom Indonesia
TLK
$14.9B
| $1.18M | ﹤0.01% |
39,046
-78,470
| -67% | -$2.37M |
|
3807
Adams Diversified Equity Fund
ADX
$3.2B
| $1.18M | ﹤0.01% |
74,164
-1,635
| -2% | -$25.6K |
|
|
GGN
3808
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$819M
| $1.17M | ﹤0.01% |
269,457
-163,178
| -38% | -$733K |
|
3809
Quanex
NX
$1.01B
| $1.17M | ﹤0.01% |
64,715
+27,911
| +76% | +$502K |
|
3810
Dine Brands
DIN
$452M
| $1.17M | ﹤0.01% |
15,387
+7,658
| +99% | +$627K |
|
3811
Franklin Short Duration US Government ETF
FTSD
$302M
| $1.17M | ﹤0.01% |
12,325
+4,790
| +64% | +$454K |
|
3812
Nu Skin
NUS
$267M
| $1.17M | ﹤0.01% |
27,389
+21,400
| +357% | +$898K |
|
3813
CALL
Post Holdings
POST
$3.57B
| $1.16M | ﹤0.01% |
+16,808
| New | +$1.15M |
|
3814
iShares Core US REIT ETF
USRT
$4.63B
| $1.16M | ﹤0.01% |
20,970
+393
| +2% | +$21.1K |
|
3815
CALL
Pfizer
PFE
$153B
| $1.16M | ﹤0.01% |
34,044
-22,240
| -40% | -$809K |
|
3816
CALL
Travere Therapeutics
TVTX
$5.78B
| $1.16M | ﹤0.01% |
+100,000
| New | +$1.65M |
|
3817
Shinhan Financial Group
SHG
$35.6B
| $1.16M | ﹤0.01% |
33,041
-7,701
| -19% | -$273K |
|
3818
Ambarella
AMBA
$3.81B
| $1.15M | ﹤0.01% |
18,363
+14,087
| +329% | +$731K |
|
|
NAK
3819
Northern Dynasty Minerals
NAK
$958M
| $1.15M | ﹤0.01% |
1,960,671
+48,602
| +3% | +$31.2K |
|
3820
Ormat Technologies
ORA
$6.65B
| $1.15M | ﹤0.01% |
15,523
+13,351
| +615% | +$920K |
|
|
NEWR
3821
DELISTED
New Relic, Inc.
NEWR
| $1.15M | ﹤0.01% |
18,766
-28,985
| -61% | -$2.1M |
|
3822
Global X Lithium & Battery Tech ETF
LIT
$1.6B
| $1.15M | ﹤0.01% |
47,253
-56,823
| -55% | -$1.41M |
|
3823
OFG Bancorp
OFG
$2.21B
| $1.15M | ﹤0.01% |
52,602
+29,130
| +124% | +$640K |
|
|
TRHC
3824
DELISTED
Tabula Rasa HealthCare, Inc. Common Stock
TRHC
| $1.15M | ﹤0.01% |
20,949
+15,425
| +279% | +$883K |
|
|
NTC
3825
DELISTED
Nuveen Connecticut Quality Municipal Income Fund
NTC
| $1.15M | ﹤0.01% |
85,695
-17,420
| -17% | -$233K |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,060 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.