UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$880M |
| 2 |
Microsoft
MSFT
|
+$583M |
| 3 |
Meta Platforms (Facebook)
META
|
+$528M |
| 4 |
Amazon
AMZN
|
+$340M |
| 5 |
Apple
AAPL
|
+$289M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Sempra
SRE
|
+$524M |
| 2 |
Cheniere Energy
LNG
|
+$337M |
| 3 |
SPDR Gold Trust
GLD
|
+$308M |
| 4 |
WPZ
Williams Partners L.P.
WPZ
|
+$274M |
| 5 |
Starbucks
SBUX
|
+$262M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.26% |
| 2 | Financials | 7.12% |
| 3 | Healthcare | 6.44% |
| 4 | Consumer Discretionary | 5.31% |
| 5 | Industrials | 5.2% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
VIVS
3801
VivoSim Labs
VIVS
$1.64M
| $1.03M | ﹤0.01% |
3,739
-2
| -0.1% | -$601 |
|
3802
Energy Recovery
ERII
$443M
| $1.03M | ﹤0.01% |
115,205
-23,845
| -17% | -$211K |
|
3803
Quanex
NX
$1.01B
| $1.03M | ﹤0.01% |
56,541
+9,900
| +21% | +$174K |
|
3804
PUT
Royal Caribbean
RCL
$85.6B
| $1.03M | ﹤0.01% |
7,900
+1,800
| +30% | +$211K |
|
3805
E.W. Scripps
SSP
$304M
| $1.03M | ﹤0.01% |
62,252
+762
| +1% | +$11K |
|
3806
Banner Corp
BANR
$2.4B
| $1.03M | ﹤0.01% |
16,500
+8,498
| +106% | +$543K |
|
|
NBIS
3807
CALL
Nebius Group N.V.
NBIS
$47.7B
| $1.03M | ﹤0.01% |
31,200
+21,200
| +212% | +$717K |
|
|
CRC
3808
DELISTED
California Resources Corporation
CRC
| $1.03M | ﹤0.01% |
21,147
-5,749
| -21% | -$221K |
|
|
HDP
3809
DELISTED
Hortonworks, Inc.
HDP
| $1.02M | ﹤0.01% |
44,930
+8,224
| +22% | +$172K |
|
3810
Chefs' Warehouse
CHEF
$4.5B
| $1.02M | ﹤0.01% |
28,147
+478
| +2% | +$14.8K |
|
3811
PUT
Workday
WDAY
$44.4B
| $1.02M | ﹤0.01% |
7,000
| – | – |
|
3812
PUT
TripAdvisor
TRIP
$1.26B
| $1.02M | ﹤0.01% |
20,000
| – | – |
|
3813
Ascendis Pharma A/S
ASND
$16.8B
| $1.01M | ﹤0.01% |
14,305
+4,592
| +47% | +$316K |
|
|
WCC
3814
CALL
WESCO International
WCC
$17.7B
| $1.01M | ﹤0.01% |
+16,500
| New | +$988K |
|
3815
Sprott Gold Miners ETF
SGDM
$662M
| $1.01M | ﹤0.01% |
64,917
-4,696
| -7% | -$80.4K |
|
|
WP
3816
PUT
DELISTED
Worldpay, Inc.
WP
| $1.01M | ﹤0.01% |
10,000
| – | – |
|
|
STL
3817
DELISTED
Sterling Bancorp
STL
| $1.01M | ﹤0.01% |
45,988
+20,026
| +77% | +$456K |
|
|
COUP
3818
DELISTED
Coupa Software Incorporated
COUP
| $1.01M | ﹤0.01% |
12,787
-59,361
| -82% | -$4.12M |
|
3819
Interactive Brokers
IBKR
$39.8B
| $1.01M | ﹤0.01% |
72,936
-37,208
| -34% | -$564K |
|
3820
BlackRock MuniYield Pennsylvania Quality Fund
MPA
$144M
| $1.01M | ﹤0.01% |
79,120
+6,131
| +8% | +$80.7K |
|
|
IPFF
3821
DELISTED
iShares International Preferred Stock ETF
IPFF
| $1.01M | ﹤0.01% |
56,925
-24
| -0% | -$421 |
|
3822
CALL
PepsiCo
PEP
$190B
| $1.01M | ﹤0.01% |
9,000
| – | – |
|
3823
Workiva
WK
$3.54B
| $1M | ﹤0.01% |
25,462
+3,936
| +18% | +$122K |
|
|
JPM.WS
3824
DELISTED
JPMorgan Chase
JPM.WS
| $1M | ﹤0.01% |
13,816
-1,290
| -9% | -$94.6K |
|
|
ASG
3825
Liberty All-Star Growth Fund
ASG
$341M
| $1M | ﹤0.01% |
157,878
+82,442
| +109% | +$553K |
|
Similar funds
UBS Group's Q3 2018 Portfolio in Review
As of Q3 2018, UBS Group held 8,674 positions worth $252B, up 9.2% from $231B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group deployed $10.3B of net new capital in Q3 2018, opening 642 new positions and adding to 4,135 existing holdings. Its largest new stake was State Street Communication Services Select Sector SPDR ETF: 727,823 shares worth $35.7M.
By sector, the portfolio is most concentrated in Technology at 9.3% of assets, up from 8.7% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Sempra, an estimated $524M trimmed.
- UBS Group's largest Q3 2018 buy was State Street Communication Services Select Sector SPDR ETF: 727,823 shares worth $35.7M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2018, an estimated $880M increase.
- UBS Group's biggest Q3 2018 reduction was Sempra, cutting an estimated $524M.
- UBS Group fully exited Williams Partners L.P. in Q3 2018, selling an estimated $274M.
- UBS Group's ten largest holdings make up 15% of its $252B portfolio in Q3 2018.
- UBS Group opened 642 new positions and closed 634 in Q3 2018.
- UBS Group's portfolio value rose 9.2% quarter-over-quarter to $252B.
Based on UBS Group's 13F filing for Q3 2018, filed 14 Nov 2018.