UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3776
CALL
Factset
FDS
$10.2B
| $1.22M | ﹤0.01% |
5,000
-8,900
| -64% | -$2.47M |
|
|
3777
PUT
Factset
FDS
$10.2B
| $1.22M | ﹤0.01% |
5,000
-10,400
| -68% | -$2.89M |
|
3778
Conduent
CNDT
$264M
| $1.21M | ﹤0.01% |
195,151
+97,937
| +101% | +$757K |
|
|
ATCO
3779
DELISTED
Atlas Corp.
ATCO
| $1.21M | ﹤0.01% |
114,218
-10,224
| -8% | -$107K |
|
3780
Cohen & Steers Closed End Opportunity Fund
FOF
$380M
| $1.21M | ﹤0.01% |
92,555
-118,653
| -56% | -$1.52M |
|
3781
Funko
FNKO
$328M
| $1.21M | ﹤0.01% |
58,849
-38,935
| -40% | -$901K |
|
|
FLOW
3782
DELISTED
SPX FLOW, Inc.
FLOW
| $1.21M | ﹤0.01% |
30,675
+16,077
| +110% | +$604K |
|
|
VG
3783
DELISTED
Vonage Holdings Corporation
VG
| $1.21M | ﹤0.01% |
107,194
+27,812
| +35% | +$353K |
|
3784
Nuveen ESG Emerging Markets Equity ETF
NUEM
$384M
| $1.21M | ﹤0.01% |
48,558
-9,171
| -16% | -$232K |
|
3785
Heritage Financial
HFWA
$1.21B
| $1.21M | ﹤0.01% |
44,810
+20,285
| +83% | +$560K |
|
|
ECOL
3786
DELISTED
US Ecology, Inc.
ECOL
| $1.21M | ﹤0.01% |
18,877
+6,916
| +58% | +$427K |
|
3787
TriMas Corp
TRS
$1.44B
| $1.2M | ﹤0.01% |
39,275
+23,255
| +145% | +$703K |
|
|
VBTX
3788
DELISTED
Veritex Holdings
VBTX
| $1.2M | ﹤0.01% |
49,566
+29,050
| +142% | +$715K |
|
|
CPRX
3789
DELISTED
Catalyst Pharmaceutical
CPRX
| $1.2M | ﹤0.01% |
226,480
+204,220
| +917% | +$1.09M |
|
|
MFM
3790
Aberdeen Municipal Income Fund
MFM
$224M
| $1.2M | ﹤0.01% |
170,733
+3,823
| +2% | +$26.9K |
|
3791
Invesco Dorsey Wright Consumer Cyclicals Momentum ETF
PEZ
$22.9M
| $1.2M | ﹤0.01% |
22,772
-2,818
| -11% | -$155K |
|
3792
VanEck Preferred Securities ex Financials ETF
PFXF
$2.47B
| $1.2M | ﹤0.01% |
59,049
-2,101
| -3% | -$42K |
|
3793
Kura Oncology
KURA
$850M
| $1.19M | ﹤0.01% |
78,669
+76,917
| +4,390% | +$1.37M |
|
3794
Banco Bilbao Vizcaya Argentaria
BBVA
$156B
| $1.19M | ﹤0.01% |
229,497
-6,937
| -3% | -$35.6K |
|
3795
The Greenbrier Companies
GBX
$1.46B
| $1.19M | ﹤0.01% |
39,597
+20,248
| +105% | +$547K |
|
3796
Gabelli Equity Trust
GAB
$1.79B
| $1.19M | ﹤0.01% |
203,950
+26,213
| +15% | +$156K |
|
|
AUY
3797
PUT
DELISTED
Yamana Gold, Inc.
AUY
| $1.19M | ﹤0.01% |
372,500
+175,400
| +89% | +$560K |
|
3798
Transcat
TRNS
$871M
| $1.18M | ﹤0.01% |
46,235
+3,342
| +8% | +$78.9K |
|
3799
CALL
First Solar
FSLR
$26.9B
| $1.18M | ﹤0.01% |
+20,400
| New | +$1.31M |
|
|
ORAN
3800
DELISTED
Orange
ORAN
| $1.18M | ﹤0.01% |
75,992
-97,109
| -56% | -$1.47M |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,060 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.