UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$585M |
| 2 |
Gaotu Techedu
GOTU
|
+$389M |
| 3 |
iQIYI
IQ
|
+$383M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$345M |
| 5 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$341M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TWTR
Twitter, Inc.
TWTR
|
+$482M |
| 2 |
Apple
AAPL
|
+$416M |
| 3 |
Microsoft
MSFT
|
+$402M |
| 4 |
Alibaba
BABA
|
+$295M |
| 5 |
Alphabet (Google) Class A
GOOGL
|
+$234M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.38% |
| 2 | Consumer Discretionary | 6.52% |
| 3 | Financials | 5.94% |
| 4 | Healthcare | 5.86% |
| 5 | Communication Services | 4.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3751
PUT
Brighthouse Financial
BHF
$3.5B
| $861K | ﹤0.01% |
32,000
-27,600
| -46% | -$802K |
|
3752
CALL
NextEra Energy
NEE
$177B
| $860K | ﹤0.01% |
12,400
-27,600
| -69% | -$1.91M |
|
3753
WisdomTree Dynamic International Equity Fund
DDWM
$1.51B
| $858K | ﹤0.01% |
33,721
-17,502
| -34% | -$456K |
|
3754
PUT
The GEO Group
GEO
$4.04B
| $857K | ﹤0.01% |
75,600
| – | – |
|
|
NBP
3755
NovaBridge Biosciences American Depositary Shares
NBP
$202M
| $857K | ﹤0.01% |
+18,224
| New | +$601K |
|
3756
CALL
Honeywell
HON
$78B
| $856K | ﹤0.01% |
5,517
| – | – |
|
|
TRHC
3757
PUT
DELISTED
Tabula Rasa HealthCare, Inc. Common Stock
TRHC
| $856K | ﹤0.01% |
21,000
+5,000
| +31% | +$249K |
|
|
CUB
3758
DELISTED
Cubic Corporation
CUB
| $854K | ﹤0.01% |
14,676
+1,588
| +12% | +$74.7K |
|
3759
Global X Uranium ETF
URA
$6.27B
| $853K | ﹤0.01% |
76,610
+30,885
| +68% | +$362K |
|
3760
Perdoceo Education
PRDO
$2.12B
| $851K | ﹤0.01% |
69,486
+52,765
| +316% | +$767K |
|
3761
NBT Bancorp
NBTB
$2.74B
| $849K | ﹤0.01% |
31,690
-9,849
| -24% | -$292K |
|
3762
Smith & Wesson
SWBI
$637M
| $848K | ﹤0.01% |
54,634
-100,670
| -65% | -$1.78M |
|
|
DNB
3763
DELISTED
Dun & Bradstreet
DNB
| $847K | ﹤0.01% |
+33,008
| New | +$839K |
|
3764
Green Plains
GPRE
$1.03B
| $847K | ﹤0.01% |
54,693
+19,383
| +55% | +$266K |
|
3765
PennantPark Floating Rate Capital
PFLT
$746M
| $845K | ﹤0.01% |
100,169
-14,810
| -13% | -$125K |
|
3766
Vicor
VICR
$10.2B
| $844K | ﹤0.01% |
10,863
+10,759
| +10,345% | +$856K |
|
3767
CALL
Duke Energy
DUK
$97.3B
| $841K | ﹤0.01% |
+9,500
| New | +$783K |
|
3768
Kosmos Energy
KOS
$1.48B
| $840K | ﹤0.01% |
860,988
+406,493
| +89% | +$597K |
|
|
PFO
3769
Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO
$119M
| $840K | ﹤0.01% |
70,594
-1,400
| -2% | -$16.6K |
|
|
TEAF
3770
DELISTED
Ecofin Sustainable & Social Impact Term Fund
TEAF
| $838K | ﹤0.01% |
79,389
+12,160
| +18% | +$133K |
|
|
GLS
3771
DELISTED
Gelesis Holdings, Inc.
GLS
| $837K | ﹤0.01% |
+85,100
| New | +$837K |
|
3772
Conduent
CNDT
$264M
| $836K | ﹤0.01% |
262,808
-38,646
| -13% | -$115K |
|
3773
iShares S&P GSCI Commodity-Indexed Trust
GSG
$900M
| $836K | ﹤0.01% |
77,759
-16,186
| -17% | -$175K |
|
|
CGC
3774
Canopy Growth
CGC
$410M
| $835K | ﹤0.01% |
5,827
-36,978
| -86% | -$6.2M |
|
3775
CALL
Las Vegas Sands
LVS
$29.6B
| $835K | ﹤0.01% |
17,900
-81,280
| -82% | -$3.88M |
|
Similar funds
UBS Group's Q3 2020 Portfolio in Review
As of Q3 2020, UBS Group held 8,885 positions worth $265B, up 12% from $237B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group's Q3 2020 filing shows 848 new, 3,196 increased, 3,640 reduced and 779 closed positions. Its largest new stake was Li Auto: 1,763,345 shares worth $30.7M. The largest sale was Twitter, Inc., an estimated $482M.
By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.
- UBS Group's largest Q3 2020 buy was Li Auto: 1,763,345 shares worth $30.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2020, an estimated $585M increase.
- UBS Group's biggest Q3 2020 reduction was Twitter, Inc., cutting an estimated $482M.
- UBS Group fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $226M.
- UBS Group's ten largest holdings make up 16% of its $265B portfolio in Q3 2020.
- UBS Group opened 848 new positions and closed 779 in Q3 2020.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $265B.
Based on UBS Group's 13F filing for Q3 2020, filed 12 Nov 2020.