UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
MTOR
3751
DELISTED
MERITOR, Inc.
MTOR
| $1.25M | ﹤0.01% |
67,293
+44,432
| +194% | +$900K |
|
|
FEI
3752
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
| $1.24M | ﹤0.01% |
108,349
+29,869
| +38% | +$345K |
|
3753
Akebia Therapeutics
AKBA
$252M
| $1.24M | ﹤0.01% |
316,589
+61,680
| +24% | +$264K |
|
|
CSW
3754
CSW Industrials
CSW
$5.71B
| $1.24M | ﹤0.01% |
17,991
+4,842
| +37% | +$335K |
|
3755
Evolus
EOLS
$501M
| $1.24M | ﹤0.01% |
79,489
+16,506
| +26% | +$271K |
|
3756
Rambus
RMBS
$11B
| $1.24M | ﹤0.01% |
94,530
+56,335
| +147% | +$706K |
|
3757
TIM SA
TIMB
$8.8B
| $1.24M | ﹤0.01% |
86,371
-22,001
| -20% | -$333K |
|
3758
Methode Electronics
MEI
$592M
| $1.24M | ﹤0.01% |
36,876
+21,216
| +135% | +$643K |
|
|
MDR
3759
CALL
DELISTED
McDermott International
MDR
| $1.24M | ﹤0.01% |
+613,100
| New | +$3.77M |
|
|
PRSU
3760
Pursuit Attractions and Hospitality Inc
PRSU
$1.25B
| $1.23M | ﹤0.01% |
18,368
+11,730
| +177% | +$789K |
|
3761
Southside Bancshares
SBSI
$967M
| $1.23M | ﹤0.01% |
36,162
+20,014
| +124% | +$665K |
|
|
TDF
3762
Templeton Dragon Fund
TDF
$280M
| $1.23M | ﹤0.01% |
68,821
-2,252
| -3% | -$42.2K |
|
|
EPAY
3763
DELISTED
Bottomline Technologies Inc
EPAY
| $1.23M | ﹤0.01% |
31,303
+25,499
| +439% | +$1.07M |
|
|
JMLP
3764
DELISTED
NUVEEN ALL CAP ENERGY MLP OPPORTUNITIES FUND
JMLP
| $1.23M | ﹤0.01% |
215,771
-13,823
| -6% | -$81.1K |
|
3765
PUT
HealthEquity
HQY
$8.75B
| $1.23M | ﹤0.01% |
+21,500
| New | +$1.43M |
|
|
BFYT
3766
DELISTED
Benefytt Technologies, Inc. Class A Common Stock
BFYT
| $1.23M | ﹤0.01% |
49,227
+46,791
| +1,921% | +$983K |
|
|
IGD
3767
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$517M
| $1.23M | ﹤0.01% |
204,398
+37,200
| +22% | +$239K |
|
3768
WisdomTree Trust WisdomTree China ex-State-Owned Enterprises Fund
CXSE
$508M
| $1.22M | ﹤0.01% |
34,366
-1,324
| -4% | -$48.2K |
|
|
ACB
3769
Aurora Cannabis
ACB
$185M
| $1.22M | ﹤0.01% |
2,319
+1,661
| +252% | +$1.23M |
|
3770
PUT
GameStop
GME
$8.6B
| $1.22M | ﹤0.01% |
884,400
+646,400
| +272% | +$698K |
|
|
WNS
3771
DELISTED
WNS Holdings
WNS
| $1.22M | ﹤0.01% |
20,778
+902
| +5% | +$55.1K |
|
3772
Farmers & Merchants Bancorp
FMAO
$481M
| $1.22M | ﹤0.01% |
46,935
+4,241
| +10% | +$113K |
|
3773
Diana Shipping
DSX
$301M
| $1.22M | ﹤0.01% |
514,720
-97,636
| -16% | -$233K |
|
|
GAM
3774
General American Investors Company
GAM
$1.61B
| $1.22M | ﹤0.01% |
33,432
+16,060
| +92% | +$578K |
|
3775
HUB Group
HUBG
$2.92B
| $1.22M | ﹤0.01% |
52,310
+37,784
| +260% | +$802K |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,060 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.