UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$475M |
| 2 |
Vanguard Real Estate ETF
VNQ
|
+$349M |
| 3 |
iShares MSCI ACWI ETF
ACWI
|
+$346M |
| 4 |
State Street Industrial Select Sector SPDR ETF
XLI
|
+$261M |
| 5 |
WORK
Slack Technologies, Inc.
WORK
|
+$251M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core MSCI EAFE ETF
IEFA
|
+$1.91B |
| 2 |
Vanguard Morningstar Mid-Cap ETF
VO
|
+$1.28B |
| 3 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$1.17B |
| 4 |
iShares MSCI EAFE ETF
EFA
|
+$1.11B |
| 5 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$968M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 52.51% |
| 2 | Technology | 11.07% |
| 3 | Financials | 6.65% |
| 4 | Consumer Discretionary | 6.26% |
| 5 | Healthcare | 5.84% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
STKL
3726
DELISTED
SunOpta
STKL
| $1.42M | ﹤0.01% |
121,366
+90,966
| +299% | +$801K |
|
3727
Nuveen Select Tax-Free Income Portfolio
NXP
$848M
| $1.41M | ﹤0.01% |
79,454
+3,263
| +4% | +$54.9K |
|
|
PFD
3728
Flaherty & Crumrine Preferred and Income Fund
PFD
$142M
| $1.41M | ﹤0.01% |
74,296
+20,363
| +38% | +$370K |
|
3729
CALL
Norwegian Cruise Line
NCLH
$6.48B
| $1.41M | ﹤0.01% |
+55,300
| New | +$1.15M |
|
3730
Tompkins Financial
TMP
$1.43B
| $1.4M | ﹤0.01% |
19,886
+3,712
| +23% | +$235K |
|
|
MFA
3731
MFA Financial
MFA
$845M
| $1.4M | ﹤0.01% |
90,170
+8,101
| +10% | +$109K |
|
|
VTLE
3732
DELISTED
Vital Energy
VTLE
| $1.4M | ﹤0.01% |
71,242
+33,024
| +86% | +$426K |
|
3733
Amplify Cybersecurity ETF
HACK
$3.06B
| $1.4M | ﹤0.01% |
24,353
-9,103
| -27% | -$460K |
|
3734
Quanex
NX
$921M
| $1.4M | ﹤0.01% |
63,162
-6,817
| -10% | -$140K |
|
3735
Teradata
TDC
$2.69B
| $1.4M | ﹤0.01% |
62,277
-38,235
| -38% | -$820K |
|
|
CALY
3736
PUT
Callaway Golf Company
CALY
$2.62B
| $1.4M | ﹤0.01% |
+58,200
| New | +$1.19M |
|
3737
Alamo Group
ALG
$2.03B
| $1.39M | ﹤0.01% |
10,082
-5,693
| -36% | -$737K |
|
|
WPRT
3738
Westport Fuel Systems
WPRT
$36.9M
| $1.39M | ﹤0.01% |
26,021
-5,024
| -16% | -$158K |
|
|
PSTH
3739
PUT
DELISTED
Pershing Square Tontine Holdings, Ltd.
PSTH
| $1.39M | ﹤0.01% |
+50,000
| New | +$1.21M |
|
|
GWB
3740
DELISTED
Great Western Bancorp, Inc.
GWB
| $1.38M | ﹤0.01% |
66,199
-3,534
| -5% | -$58.2K |
|
3741
The Greenbrier Companies
GBX
$1.29B
| $1.38M | ﹤0.01% |
38,014
+1,070
| +3% | +$35.3K |
|
3742
New York Times
NYT
$11.3B
| $1.38M | ﹤0.01% |
26,710
-56,261
| -68% | -$2.5M |
|
3743
PUT
Everest Group
EG
$14.4B
| $1.38M | ﹤0.01% |
+5,900
| New | +$1.3M |
|
3744
State Street SPDR Portfolio Europe ETF
SPEU
$713M
| $1.38M | ﹤0.01% |
36,635
+7,384
| +25% | +$259K |
|
3745
Comscore
SCOR
$75.3M
| $1.38M | ﹤0.01% |
27,622
-917
| -3% | -$40.7K |
|
|
VBTX
3746
DELISTED
Veritex Holdings
VBTX
| $1.38M | ﹤0.01% |
53,595
+21,681
| +68% | +$477K |
|
|
EGOV
3747
DELISTED
NIC Inc
EGOV
| $1.37M | ﹤0.01% |
53,189
+21,117
| +66% | +$491K |
|
|
GRA
3748
PUT
DELISTED
W.R. Grace & Co.
GRA
| $1.37M | ﹤0.01% |
+25,000
| New | +$1.26M |
|
|
NOVA
3749
DELISTED
Sunnova Energy
NOVA
| $1.37M | ﹤0.01% |
30,330
+19,830
| +189% | +$688K |
|
3750
PUT
AerCap
AER
$22.3B
| $1.37M | ﹤0.01% |
+30,000
| New | +$1.05M |
|
Similar funds
UBS Group's Q4 2020 Portfolio in Review
As of Q4 2020, UBS Group held 9,236 positions worth $296B, up 11% from $265B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group withdrew a net $11.7B in Q4 2020, closing 738 positions and reducing 2,988 holdings. Its most notable exit was Delphi Technologies PLC Ordinary Shares, an estimated $96.7M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 54% a quarter earlier, followed by Technology and Financials.
Against the trend, UBS Group opened a new position in Vontier worth $16.8M.
- UBS Group's largest Q4 2020 buy was Vontier: 502,899 shares worth $16.8M.
- UBS Group added most to UBS Group in Q4 2020, an estimated $475M increase.
- UBS Group's biggest Q4 2020 reduction was iShares Core MSCI EAFE ETF, cutting an estimated $1.91B.
- UBS Group fully exited Delphi Technologies PLC Ordinary Shares in Q4 2020, selling an estimated $96.7M.
- UBS Group's ten largest holdings make up 14% of its $296B portfolio in Q4 2020.
- UBS Group opened 1,125 new positions and closed 738 in Q4 2020.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $296B.
Based on UBS Group's 13F filing for Q4 2020, filed 11 Feb 2021.