UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$585M |
| 2 |
Gaotu Techedu
GOTU
|
+$389M |
| 3 |
iQIYI
IQ
|
+$383M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$345M |
| 5 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$341M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TWTR
Twitter, Inc.
TWTR
|
+$482M |
| 2 |
Apple
AAPL
|
+$416M |
| 3 |
Microsoft
MSFT
|
+$402M |
| 4 |
Alibaba
BABA
|
+$295M |
| 5 |
Alphabet (Google) Class A
GOOGL
|
+$234M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.38% |
| 2 | Consumer Discretionary | 6.52% |
| 3 | Financials | 5.94% |
| 4 | Healthcare | 5.86% |
| 5 | Communication Services | 4.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3726
Palantir
PLTR
$413B
| $890K | ﹤0.01% |
+93,725
| New | +$890K |
|
3727
Trupanion
TRUP
$1.18B
| $890K | ﹤0.01% |
11,275
+3,453
| +44% | +$207K |
|
3728
First Trust S&P REIT Index Fund
FRI
$204M
| $889K | ﹤0.01% |
42,108
-7,925
| -16% | -$170K |
|
3729
Banner Corp
BANR
$2.4B
| $887K | ﹤0.01% |
27,518
-240
| -0.9% | -$8.45K |
|
|
SNBR
3730
DELISTED
Sleep Number
SNBR
| $884K | ﹤0.01% |
18,073
-4,054
| -18% | -$191K |
|
|
BHVN
3731
CALL
DELISTED
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
| $884K | ﹤0.01% |
+13,600
| New | +$891K |
|
3732
James Hardie Industries
JHX
$17.5B
| $881K | ﹤0.01% |
37,011
-6,678
| -15% | -$144K |
|
|
NXJ
3733
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
| $881K | ﹤0.01% |
65,150
-15,608
| -19% | -$214K |
|
3734
QuinStreet
QNST
$1.21B
| $881K | ﹤0.01% |
55,632
-31,994
| -37% | -$416K |
|
|
MFA
3735
MFA Financial
MFA
$933M
| $880K | ﹤0.01% |
82,069
-123,068
| -60% | -$1.32M |
|
|
IGA
3736
Voya Global Advantage and Premium Opportunity Fund
IGA
$158M
| $876K | ﹤0.01% |
105,026
+1,404
| +1% | +$11.6K |
|
|
ESPR
3737
DELISTED
Esperion Therapeutics
ESPR
| $875K | ﹤0.01% |
23,558
-32,690
| -58% | -$1.29M |
|
3738
Smith & Nephew
SNN
$12.6B
| $875K | ﹤0.01% |
22,369
+566
| +3% | +$22.8K |
|
|
CLVS
3739
PUT
DELISTED
Clovis Oncology, Inc.
CLVS
| $875K | ﹤0.01% |
150,000
| – | – |
|
3740
Northwest Natural Holdings
NWN
$2.12B
| $874K | ﹤0.01% |
19,245
+5,108
| +36% | +$261K |
|
3741
PUT
Ollie's Bargain Outlet
OLLI
$4.94B
| $874K | ﹤0.01% |
+10,000
| New | +$978K |
|
|
PGP
3742
PIMCO Global StockPLUS & Income Fund
PGP
$100M
| $873K | ﹤0.01% |
105,967
-459
| -0.4% | -$3.82K |
|
3743
QuantumScape Corp
QS
$3.74B
| $873K | ﹤0.01% |
+52,126
| New | +$773K |
|
3744
iPath Select MLP ETN
ATMP
$621M
| $868K | ﹤0.01% |
95,911
-4,993
| -5% | -$51.9K |
|
3745
BlackRock Resources & Commodities Strategy Trust
BCX
$923M
| $868K | ﹤0.01% |
145,902
-11,299
| -7% | -$71.6K |
|
|
GWB
3746
DELISTED
Great Western Bancorp, Inc.
GWB
| $868K | ﹤0.01% |
69,733
+15,723
| +29% | +$213K |
|
|
BBT
3747
Beacon Financial Corp
BBT
$2.66B
| $867K | ﹤0.01% |
85,779
+40,113
| +88% | +$395K |
|
3748
Inogen
INGN
$164M
| $866K | ﹤0.01% |
29,861
-9,107
| -23% | -$286K |
|
3749
Fox Class B
FOX
$23.9B
| $862K | ﹤0.01% |
30,824
-46,617
| -60% | -$1.24M |
|
|
HTT
3750
High Templar Tech Ltd
HTT
$391M
| $862K | ﹤0.01% |
694,898
-42,322
| -6% | -$71.4K |
|
Similar funds
UBS Group's Q3 2020 Portfolio in Review
As of Q3 2020, UBS Group held 8,885 positions worth $265B, up 12% from $237B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group's Q3 2020 filing shows 848 new, 3,196 increased, 3,640 reduced and 779 closed positions. Its largest new stake was Li Auto: 1,763,345 shares worth $30.7M. The largest sale was Twitter, Inc., an estimated $482M.
By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.
- UBS Group's largest Q3 2020 buy was Li Auto: 1,763,345 shares worth $30.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2020, an estimated $585M increase.
- UBS Group's biggest Q3 2020 reduction was Twitter, Inc., cutting an estimated $482M.
- UBS Group fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $226M.
- UBS Group's ten largest holdings make up 16% of its $265B portfolio in Q3 2020.
- UBS Group opened 848 new positions and closed 779 in Q3 2020.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $265B.
Based on UBS Group's 13F filing for Q3 2020, filed 12 Nov 2020.