UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$2.97B |
| 2 |
American International
AIG
|
+$543M |
| 3 |
iShares China Large-Cap ETF
FXI
|
+$375M |
| 4 |
Xerox
XRX
|
+$324M |
| 5 |
PepsiCo
PEP
|
+$296M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$399M |
| 2 |
Qualcomm
QCOM
|
+$375M |
| 3 |
Johnson & Johnson
JNJ
|
+$315M |
| 4 |
eBay
EBAY
|
+$298M |
| 5 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$293M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 8.11% |
| 2 | Healthcare | 6.31% |
| 3 | Energy | 6.06% |
| 4 | Technology | 5.81% |
| 5 | Industrials | 5.27% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3726
United Natural Foods
UNFI
$2.83B
| $609K | ﹤0.01% |
12,539
-9,967
| -44% | -$512K |
|
|
NTC
3727
DELISTED
Nuveen Connecticut Quality Municipal Income Fund
NTC
| $609K | ﹤0.01% |
49,458
-2,457
| -5% | -$30.4K |
|
|
CRWN
3728
DELISTED
CROWN MEDIA HOLDINGS INC CL-A
CRWN
| $607K | ﹤0.01% |
113,391
-33,830
| -23% | -$163K |
|
3729
KB Home
KBH
$3.6B
| $604K | ﹤0.01% |
44,554
-5,901
| -12% | -$90.1K |
|
|
LRE
3730
DELISTED
LRR ENERGY LP
LRE
| $604K | ﹤0.01% |
149,625
+9,529
| +7% | +$48K |
|
3731
iShares MSCI New Zealand ETF
ENZL
$83.2M
| $603K | ﹤0.01% |
18,852
-7,514
| -28% | -$251K |
|
3732
Herbalife
HLF
$1.25B
| $603K | ﹤0.01% |
22,094
-99,954
| -82% | -$2.74M |
|
3733
CVR Partners
UAN
$1.34B
| $603K | ﹤0.01% |
6,455
-10,225
| -61% | -$1.17M |
|
|
ABAX
3734
DELISTED
Abaxis Inc
ABAX
| $603K | ﹤0.01% |
13,705
+3,173
| +30% | +$156K |
|
|
AET
3735
CALL
DELISTED
Aetna Inc
AET
| $602K | ﹤0.01% |
5,500
-200
| -4% | -$23.1K |
|
|
SE
3736
PUT
DELISTED
Spectra Energy Corp Wi
SE
| $602K | ﹤0.01% |
22,900
| – | – |
|
3737
CALL
Clorox
CLX
$12.9B
| $601K | ﹤0.01% |
5,200
+5,000
| +2,500% | +$561K |
|
|
CSOD
3738
PUT
DELISTED
Cornerstone OnDemand, Inc.
CSOD
| $601K | ﹤0.01% |
18,200
-81,800
| -82% | -$2.98M |
|
|
GPM
3739
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
| $601K | ﹤0.01% |
83,509
+9,784
| +13% | +$77.4K |
|
3740
Benchmark Electronics
BHE
$2.93B
| $600K | ﹤0.01% |
27,569
-3,162
| -10% | -$67.6K |
|
|
BKS
3741
DELISTED
Barnes & Noble
BKS
| $600K | ﹤0.01% |
49,582
-221,956
| -82% | -$3.56M |
|
|
PGN
3742
DELISTED
PARAGON OFFSHORE PLC (GBR)
PGN
| $600K | ﹤0.01% |
2,497,114
-198,876
| -7% | -$135K |
|
3743
HubSpot
HUBS
$10.6B
| $599K | ﹤0.01% |
12,916
-1,790
| -12% | -$87.6K |
|
|
FUEL
3744
DELISTED
Rocket Fuel Inc.
FUEL
| $599K | ﹤0.01% |
128,406
+267
| +0.2% | +$1.75K |
|
3745
CALL
Rambus
RMBS
$11.1B
| $598K | ﹤0.01% |
50,700
| – | – |
|
3746
First Trust NASDAQ Cybersecurity ETF
CIBR
$15.4B
| $597K | ﹤0.01% |
+34,698
| New | +$655K |
|
|
LNCE
3747
DELISTED
Snyders-Lance, Inc.
LNCE
| $597K | ﹤0.01% |
17,698
+13,225
| +296% | +$442K |
|
|
DDF
3748
DELISTED
Delaware Investments Dividend & Income Fund, Inc.
DDF
| $596K | ﹤0.01% |
71,249
-7,688
| -10% | -$70.6K |
|
|
UPL
3749
PUT
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
| $596K | ﹤0.01% |
93,300
-151,200
| -62% | -$1.2M |
|
3750
NVR
NVR
$17.2B
| $595K | ﹤0.01% |
390
+74
| +23% | +$111K |
|
Similar funds
UBS Group's Q3 2015 Portfolio in Review
As of Q3 2015, UBS Group held 9,177 positions worth $141B, down 6.1% from $150B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group deployed $6.71B of net new capital in Q3 2015, opening 664 new positions and adding to 3,305 existing holdings. Its largest new stake was Kraft Heinz: 1,448,913 shares worth $102M.
By sector, the portfolio is most concentrated in Financials at 8.1% of assets, down from 8.5% a quarter earlier, followed by Healthcare and Energy.
On the sell side, the largest reduction was Apple, an estimated $399M trimmed.
- UBS Group's largest Q3 2015 buy was Kraft Heinz: 1,448,913 shares worth $102M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2015, an estimated $2.97B increase.
- UBS Group's biggest Q3 2015 reduction was Apple, cutting an estimated $399M.
- UBS Group fully exited OMNICARE INC in Q3 2015, selling an estimated $227M.
- UBS Group's ten largest holdings make up 17% of its $141B portfolio in Q3 2015.
- UBS Group opened 664 new positions and closed 707 in Q3 2015.
- UBS Group's portfolio value fell 6.1% quarter-over-quarter to $141B.
Based on UBS Group's 13F filing for Q3 2015, filed 13 Nov 2015.