UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$585M |
| 2 |
Gaotu Techedu
GOTU
|
+$389M |
| 3 |
iQIYI
IQ
|
+$383M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$345M |
| 5 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$341M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TWTR
Twitter, Inc.
TWTR
|
+$482M |
| 2 |
Apple
AAPL
|
+$416M |
| 3 |
Microsoft
MSFT
|
+$402M |
| 4 |
Alibaba
BABA
|
+$295M |
| 5 |
Alphabet (Google) Class A
GOOGL
|
+$234M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.38% |
| 2 | Consumer Discretionary | 6.52% |
| 3 | Financials | 5.94% |
| 4 | Healthcare | 5.86% |
| 5 | Communication Services | 4.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
351
CALL
Deutsche Bank
DB
$67.9B
| $121M | 0.05% |
14,451,826
+4,731,800
| +49% | +$44.4M |
|
352
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.6B
| $121M | 0.05% |
2,029,908
-69,800
| -3% | -$4.15M |
|
353
Shopify
SHOP
$168B
| $121M | 0.05% |
1,185,400
+150,050
| +14% | +$14.9M |
|
354
iShares Russell 2000 Growth ETF
IWO
$14.1B
| $120M | 0.05% |
543,013
-41,508
| -7% | -$9.08M |
|
355
CALL
Morgan Stanley
MS
$319B
| $120M | 0.05% |
2,481,400
+2,006,200
| +422% | +$101M |
|
356
CALL
State Street Health Care Select Sector SPDR ETF
XLV
$42.9B
| $118M | 0.04% |
1,120,400
+1,011,700
| +931% | +$106M |
|
357
CALL
VanEck Gold Miners ETF
GDX
$22.5B
| $117M | 0.04% |
2,998,000
-194,200
| -6% | -$7.92M |
|
|
ATVI
358
DELISTED
Activision Blizzard
ATVI
| $117M | 0.04% |
1,446,768
-8,155
| -0.6% | -$662K |
|
359
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.1B
| $116M | 0.04% |
2,353,378
+100,685
| +4% | +$4.99M |
|
360
Eaton
ETN
$141B
| $116M | 0.04% |
1,135,261
+192,153
| +20% | +$18.8M |
|
361
CALL
Expedia Group
EXPE
$36.5B
| $115M | 0.04% |
1,255,000
+254,400
| +25% | +$22.9M |
|
362
General Mills
GIS
$20.2B
| $114M | 0.04% |
1,847,168
-54,532
| -3% | -$3.41M |
|
363
iShares 0-1 Year Treasury Bond ETF
SHV
$20.8B
| $114M | 0.04% |
1,026,458
-427,638
| -29% | -$47.3M |
|
364
Vanguard Financials ETF
VFH
$13.4B
| $113M | 0.04% |
1,926,666
-63,257
| -3% | -$3.76M |
|
365
iShares MSCI Brazil ETF
EWZ
$8.98B
| $113M | 0.04% |
4,070,103
-1,888,866
| -32% | -$57.9M |
|
366
PUT
UnitedHealth
UNH
$382B
| $112M | 0.04% |
360,000
+257,400
| +251% | +$79.1M |
|
367
CALL
Marriott International
MAR
$100B
| $112M | 0.04% |
1,210,700
+612,200
| +102% | +$57.8M |
|
368
Vanguard Communication Services ETF
VOX
$5.68B
| $111M | 0.04% |
1,093,723
+32,319
| +3% | +$3.28M |
|
369
PUT
CenterPoint Energy
CNP
$28.3B
| $111M | 0.04% |
5,725,000
+350,000
| +7% | +$6.87M |
|
370
PUT
Qualcomm
QCOM
$164B
| $110M | 0.04% |
938,600
-158,200
| -14% | -$16.9M |
|
371
Progressive
PGR
$128B
| $110M | 0.04% |
1,163,681
+96,168
| +9% | +$8.64M |
|
372
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.83B
| $110M | 0.04% |
1,630,836
+5,676
| +0.3% | +$392K |
|
373
iShares US Medical Devices ETF
IHI
$3.17B
| $110M | 0.04% |
2,200,206
+64,824
| +3% | +$3.14M |
|
374
Constellation Brands
STZ
$22.5B
| $110M | 0.04% |
578,888
+61,569
| +12% | +$11.2M |
|
375
Zoetis
ZTS
$32.7B
| $109M | 0.04% |
662,069
-54,107
| -8% | -$8.31M |
|
Similar funds
UBS Group's Q3 2020 Portfolio in Review
As of Q3 2020, UBS Group held 8,885 positions worth $265B, up 12% from $237B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group's Q3 2020 filing shows 848 new, 3,197 increased, 3,641 reduced and 778 closed positions. Its largest new stake was Li Auto: 1,763,345 shares worth $30.7M. The largest sale was Twitter, Inc., an estimated $482M.
By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.
- UBS Group's largest Q3 2020 buy was Li Auto: 1,763,345 shares worth $30.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2020, an estimated $585M increase.
- UBS Group's biggest Q3 2020 reduction was Twitter, Inc., cutting an estimated $482M.
- UBS Group fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $226M.
- UBS Group's ten largest holdings make up 16% of its $265B portfolio in Q3 2020.
- UBS Group opened 848 new positions and closed 778 in Q3 2020.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $265B.
Based on UBS Group's 13F filing for Q3 2020, filed 12 Nov 2020.