UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 50.11% |
| 2 | Technology | 9.56% |
| 3 | Financials | 6.76% |
| 4 | Healthcare | 6.45% |
| 5 | Consumer Discretionary | 5.77% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
351
State Street SPDR S&P Retail ETF
XRT
$395M
| $125M | 0.05% |
2,934,879
+2,114,420
| +258% | +$87.7M |
|
352
iShares US Technology ETF
IYW
$25B
| $125M | 0.05% |
2,438,712
-126,468
| -5% | -$6.43M |
|
353
Baidu
BIDU
$30.9B
| $124M | 0.05% |
1,210,099
-537,925
| -31% | -$57.8M |
|
354
Booking.com
BKNG
$129B
| $124M | 0.05% |
1,582,150
-811,400
| -34% | -$62.8M |
|
355
iShares MSCI China ETF
MCHI
$6.1B
| $124M | 0.05% |
2,206,520
-343,731
| -13% | -$19.8M |
|
356
Automatic Data Processing
ADP
$110B
| $123M | 0.05% |
762,662
-63,811
| -8% | -$10.5M |
|
357
Intuitive Surgical
ISRG
$133B
| $122M | 0.05% |
677,574
-100,110
| -13% | -$17.3M |
|
358
iShares Core S&P Total US Stock Market ETF
ITOT
$95.1B
| $121M | 0.05% |
1,811,481
+292,237
| +19% | +$19.6M |
|
359
Invesco S&P 500 Low Volatility ETF
SPLV
$7.08B
| $120M | 0.05% |
2,080,186
+231,944
| +13% | +$13.1M |
|
360
Vanguard Communication Services ETF
VOX
$5.9B
| $119M | 0.05% |
1,370,046
+129,884
| +10% | +$11.5M |
|
361
Vanguard Consumer Discretionary ETF
VCR
$5.74B
| $118M | 0.05% |
655,343
-2,391
| -0.4% | -$432K |
|
362
CALL
NVIDIA
NVDA
$5.12T
| $118M | 0.05% |
27,043,400
+10,811,400
| +67% | +$45.5M |
|
363
PUT
Morgan Stanley
MS
$324B
| $117M | 0.05% |
2,753,600
+109,800
| +4% | +$4.69M |
|
364
Intuit
INTU
$88B
| $117M | 0.05% |
441,379
-17,007
| -4% | -$4.68M |
|
365
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.1B
| $117M | 0.05% |
1,339,918
-851,368
| -39% | -$73.9M |
|
366
iShares Russell 2000 Value ETF
IWN
$14.2B
| $115M | 0.04% |
963,622
+71,073
| +8% | +$8.39M |
|
|
TGNA
367
DELISTED
TEGNA Inc
TGNA
| $115M | 0.04% |
7,391,275
+2,956,062
| +67% | +$44.7M |
|
368
iShares MSCI Mexico ETF
EWW
$1.71B
| $114M | 0.04% |
2,677,727
+618,857
| +30% | +$25.8M |
|
369
American International
AIG
$39.7B
| $114M | 0.04% |
2,044,465
+602,447
| +42% | +$33.3M |
|
370
iShares Core Dividend Growth ETF
DGRO
$42.8B
| $113M | 0.04% |
2,899,558
+73,512
| +3% | +$2.83M |
|
371
iShares S&P Small-Cap 600 Growth ETF
IJT
$7.9B
| $113M | 0.04% |
1,267,886
-578
| -0% | -$52.2K |
|
372
Phillips 66
PSX
$106B
| $113M | 0.04% |
1,102,509
-256,011
| -19% | -$25.7M |
|
373
Ford
F
$53.8B
| $112M | 0.04% |
12,280,863
+711,878
| +6% | +$6.76M |
|
374
PUT
VanEck Semiconductor ETF
SMH
$67.1B
| $112M | 0.04% |
1,885,000
+1,635,000
| +654% | +$94.6M |
|
375
Progressive
PGR
$129B
| $112M | 0.04% |
1,452,598
+232,473
| +19% | +$18.3M |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group withdrew a net $9.06B in Q3 2019, closing 595 positions and reducing 2,892 holdings. Its most notable exit was OAKTREE CAPITAL GROUP, LLC, an estimated $172M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 50% of assets, up from 48% a quarter earlier, followed by Technology and Financials.
Against the trend, UBS Group opened a new position in Invesco S&P Ultra Dividend Revenue ETF worth $38.5M.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 736 new positions and closed 595 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.