UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$2.97B |
| 2 |
American International
AIG
|
+$543M |
| 3 |
iShares China Large-Cap ETF
FXI
|
+$375M |
| 4 |
Xerox
XRX
|
+$324M |
| 5 |
PepsiCo
PEP
|
+$296M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$399M |
| 2 |
Qualcomm
QCOM
|
+$375M |
| 3 |
Johnson & Johnson
JNJ
|
+$315M |
| 4 |
eBay
EBAY
|
+$298M |
| 5 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$293M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 8.11% |
| 2 | Healthcare | 6.31% |
| 3 | Energy | 6.06% |
| 4 | Technology | 5.81% |
| 5 | Industrials | 5.27% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
HDV
351
iShares Core High Dividend ETF
HDV
$14.5B
| $73M | 0.05% |
5,247,670
-694,610
| -12% | -$10.1M |
|
352
PUT
Gilead Sciences
GILD
$163B
| $72.9M | 0.05% |
742,500
+37,000
| +5% | +$4.11M |
|
|
PRE
353
DELISTED
PARTNERRE LTD
PRE
| $72.6M | 0.05% |
522,843
+383,160
| +274% | +$52.4M |
|
354
Southern Company
SO
$109B
| $72.6M | 0.05% |
1,623,310
+96,258
| +6% | +$4.22M |
|
355
PUT
Wells Fargo
WFC
$258B
| $72.4M | 0.05% |
1,409,800
-663,300
| -32% | -$36.5M |
|
356
PUT
VanEck Semiconductor ETF
SMH
$65B
| $72.3M | 0.05% |
+2,900,000
| New | +$73.8M |
|
357
International Paper
IP
$22.8B
| $72.3M | 0.05% |
2,020,937
-301,718
| -13% | -$12.8M |
|
358
CALL
Walt Disney
DIS
$167B
| $72.2M | 0.05% |
706,000
+620,600
| +727% | +$67.6M |
|
359
iShares US Technology ETF
IYW
$23.5B
| $71.7M | 0.05% |
2,901,244
+309,744
| +12% | +$8M |
|
360
Sanofi
SNY
$103B
| $71.7M | 0.05% |
1,510,708
-114,744
| -7% | -$5.84M |
|
361
PUT
Coca-Cola
KO
$381B
| $71.5M | 0.05% |
1,781,400
-324,266
| -15% | -$13M |
|
362
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
| $71.2M | 0.05% |
669,556
-82,889
| -11% | -$8.98M |
|
363
Lockheed Martin
LMT
$132B
| $71M | 0.05% |
342,548
-19,418
| -5% | -$3.95M |
|
364
ProShares Short S&P500
SH
$913M
| $70.7M | 0.05% |
392,641
+244,215
| +165% | +$42.1M |
|
|
CB
365
DELISTED
CHUBB CORPORATION
CB
| $70.6M | 0.05% |
575,543
+359,969
| +167% | +$44M |
|
|
BNY
366
Bank of New York Mellon
BNY
$106B
| $70M | 0.05% |
1,789,052
-627,700
| -26% | -$26.1M |
|
367
CALL
Kinder Morgan
KMI
$70.5B
| $69.8M | 0.05% |
2,521,500
-1,057,700
| -30% | -$35M |
|
368
Goldman Sachs
GS
$302B
| $69.7M | 0.05% |
400,980
-253,637
| -39% | -$49.7M |
|
369
iShares S&P 100 ETF
OEF
$19.9B
| $69.5M | 0.05% |
820,283
-2,077
| -0.3% | -$186K |
|
|
SFG
370
DELISTED
STANCORP FINL GRP
SFG
| $69.5M | 0.05% |
608,154
+598,601
| +6,266% | +$62.7M |
|
371
Eli Lilly
LLY
$1.03T
| $69.4M | 0.05% |
829,336
+179,590
| +28% | +$15.2M |
|
372
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.4B
| $69.2M | 0.05% |
1,108,945
-176,995
| -14% | -$11.5M |
|
373
iShares US Home Construction ETF
ITB
$2.29B
| $68.9M | 0.05% |
2,640,603
-992,390
| -27% | -$27.6M |
|
|
ENLK
374
DELISTED
EnLink Midstream Partners, LP
ENLK
| $68.8M | 0.05% |
4,365,453
-33,642
| -0.8% | -$626K |
|
375
Dollar General
DG
$28.1B
| $68.7M | 0.05% |
948,454
-549,912
| -37% | -$42M |
|
Similar funds
UBS Group's Q3 2015 Portfolio in Review
As of Q3 2015, UBS Group held 9,177 positions worth $141B, down 6.1% from $150B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group deployed $6.71B of net new capital in Q3 2015, opening 664 new positions and adding to 3,305 existing holdings. Its largest new stake was Kraft Heinz: 1,448,913 shares worth $102M.
By sector, the portfolio is most concentrated in Financials at 8.1% of assets, down from 8.5% a quarter earlier, followed by Healthcare and Energy.
On the sell side, the largest reduction was Apple, an estimated $399M trimmed.
- UBS Group's largest Q3 2015 buy was Kraft Heinz: 1,448,913 shares worth $102M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2015, an estimated $2.97B increase.
- UBS Group's biggest Q3 2015 reduction was Apple, cutting an estimated $399M.
- UBS Group fully exited OMNICARE INC in Q3 2015, selling an estimated $227M.
- UBS Group's ten largest holdings make up 17% of its $141B portfolio in Q3 2015.
- UBS Group opened 664 new positions and closed 707 in Q3 2015.
- UBS Group's portfolio value fell 6.1% quarter-over-quarter to $141B.
Based on UBS Group's 13F filing for Q3 2015, filed 13 Nov 2015.