UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
GPOR
3701
CALL
DELISTED
Gulfport Energy Corp.
GPOR
| $1.31M | ﹤0.01% |
+485,000
| New | +$1.62M |
|
|
UFS
3702
DELISTED
DOMTAR CORPORATION (New)
UFS
| $1.31M | ﹤0.01% |
36,608
-31,883
| -47% | -$1.18M |
|
|
FRN
3703
DELISTED
Invesco Frontier Markets ETF
FRN
| $1.31M | ﹤0.01% |
96,092
-1,941
| -2% | -$27.4K |
|
3704
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
$338M
| $1.31M | ﹤0.01% |
37,581
+150
| +0.4% | +$5.15K |
|
|
MHI
3705
DELISTED
Pioneer Municipal High Income Fund
MHI
| $1.31M | ﹤0.01% |
104,883
-13,366
| -11% | -$167K |
|
3706
Dave & Buster's
PLAY
$357M
| $1.3M | ﹤0.01% |
33,500
-40,818
| -55% | -$1.64M |
|
|
PPT
3707
Franklin Premier Income Trust
PPT
$328M
| $1.3M | ﹤0.01% |
248,253
+9,291
| +4% | +$48.9K |
|
3708
AnaptysBio
ANAB
$1.68B
| $1.3M | ﹤0.01% |
37,225
+18,170
| +95% | +$865K |
|
3709
Pegasystems
PEGA
$5.38B
| $1.3M | ﹤0.01% |
38,246
-8,334
| -18% | -$301K |
|
3710
Invesco S&P 500 Momentum ETF
SPMO
$21.8B
| $1.3M | ﹤0.01% |
32,076
-143,336
| -82% | -$5.84M |
|
3711
CALL
H&R Block
HRB
$5.86B
| $1.3M | ﹤0.01% |
+55,100
| New | +$1.46M |
|
|
ENX
3712
DELISTED
Eaton Vance New York Municipal Bond Fund
ENX
| $1.3M | ﹤0.01% |
104,427
-2,849
| -3% | -$34.8K |
|
|
NXRT
3713
NexPoint Residential Trust
NXRT
$652M
| $1.3M | ﹤0.01% |
27,766
+10,017
| +56% | +$448K |
|
3714
Pitney Bowes
PBI
$2.39B
| $1.3M | ﹤0.01% |
283,605
+169,933
| +149% | +$681K |
|
3715
Shenandoah Telecom
SHEN
$746M
| $1.3M | ﹤0.01% |
40,793
+20,765
| +104% | +$728K |
|
3716
iShares ESG Aware 1-5 Year USD Corporate Bond ETF
SUSB
$1.3B
| $1.29M | ﹤0.01% |
50,854
+18,909
| +59% | +$480K |
|
|
ARTX
3717
DELISTED
Arotech Corporation
ARTX
| $1.29M | ﹤0.01% |
439,952
+426,064
| +3,068% | +$942K |
|
3718
Warrior Met Coal
HCC
$4.86B
| $1.29M | ﹤0.01% |
66,207
+22,975
| +53% | +$514K |
|
|
HIMX
3719
Himax Technologies
HIMX
$2.55B
| $1.29M | ﹤0.01% |
567,455
-220,647
| -28% | -$577K |
|
|
SNR
3720
DELISTED
NEW SENIOR INVESTMENT GROUP INC.
SNR
| $1.29M | ﹤0.01% |
192,465
-15,205
| -7% | -$101K |
|
3721
iShares US Pharmaceuticals ETF
IHE
$1.64B
| $1.28M | ﹤0.01% |
27,522
-3,474
| -11% | -$166K |
|
3722
Bank of N.T. Butterfield & Son
NTB
$2.45B
| $1.28M | ﹤0.01% |
43,251
+30,405
| +237% | +$923K |
|
3723
Takeda Pharmaceutical
TAK
$55.7B
| $1.28M | ﹤0.01% |
74,502
-13,848
| -16% | -$239K |
|
|
AUD
3724
DELISTED
Audacy, Inc.
AUD
| $1.28M | ﹤0.01% |
383,614
+314,150
| +452% | +$1.41M |
|
3725
CALL
Hilton Grand Vacations
HGV
$3.55B
| $1.28M | ﹤0.01% |
+40,000
| New | +$1.26M |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,060 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.