UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3676
NewMarket
NEU
$8.18B
| $1.35M | ﹤0.01% |
2,853
-2,466
| -46% | -$1.1M |
|
|
CMRX
3677
DELISTED
Chimerix, Inc.
CMRX
| $1.34M | ﹤0.01% |
571,778
+25,082
| +5% | +$72.4K |
|
3678
United Microelectronic
UMC
$46.9B
| $1.34M | ﹤0.01% |
641,905
+524,036
| +445% | +$1.12M |
|
|
SABA
3679
Saba Capital Income & Opportunities Fund II
SABA
$223M
| $1.34M | ﹤0.01% |
109,110
-10,840
| -9% | -$136K |
|
3680
PUT
Vipshop
VIPS
$7.53B
| $1.34M | ﹤0.01% |
150,000
| – | – |
|
|
HTT
3681
High Templar Tech Ltd
HTT
$391M
| $1.34M | ﹤0.01% |
194,033
+142,402
| +276% | +$1.15M |
|
|
CORR
3682
DELISTED
CorEnergy Infrastructure Trust, Inc.
CORR
| $1.33M | ﹤0.01% |
28,268
+5,878
| +26% | +$258K |
|
3683
iShares GSCI Commodity Dynamic Roll Strategy ETF
COMT
$1.19B
| $1.33M | ﹤0.01% |
42,306
-62,807
| -60% | -$2M |
|
3684
Safe Bulkers
SB
$774M
| $1.33M | ﹤0.01% |
762,262
-97,688
| -11% | -$190K |
|
|
MNDT
3685
CALL
DELISTED
Mandiant, Inc. Common Stock
MNDT
| $1.33M | ﹤0.01% |
100,000
+80,000
| +400% | +$1.14M |
|
|
NGHC
3686
DELISTED
National General Holdings Corp
NGHC
| $1.33M | ﹤0.01% |
57,954
+39,544
| +215% | +$930K |
|
3687
AdvanSix
ASIX
$444M
| $1.33M | ﹤0.01% |
51,798
+12,805
| +33% | +$311K |
|
3688
CALL
Warner Bros
WBD
$67.1B
| $1.33M | ﹤0.01% |
+50,000
| New | +$1.45M |
|
|
SASR
3689
DELISTED
Sandy Spring Bancorp Inc
SASR
| $1.33M | ﹤0.01% |
39,422
+19,464
| +98% | +$675K |
|
3690
Sibanye-Stillwater
SBSW
$7.53B
| $1.33M | ﹤0.01% |
246,004
+65,039
| +36% | +$332K |
|
|
NETI
3691
DELISTED
Eneti Inc.
NETI
| $1.33M | ﹤0.01% |
23,486
-1,397
| -6% | -$78.4K |
|
|
AL
3692
DELISTED
Air Lease Corp
AL
| $1.32M | ﹤0.01% |
31,677
-2,201
| -6% | -$90.6K |
|
3693
PUT
Fastenal
FAST
$59.5B
| $1.32M | ﹤0.01% |
81,000
-378,200
| -82% | -$5.88M |
|
3694
PUT
Pinterest
PINS
$13.4B
| $1.32M | ﹤0.01% |
50,000
-10,500
| -17% | -$315K |
|
|
TCDA
3695
DELISTED
Tricida, Inc. Common Stock
TCDA
| $1.32M | ﹤0.01% |
42,843
+18,839
| +78% | +$631K |
|
3696
Scorpio Tankers
STNG
$3.81B
| $1.32M | ﹤0.01% |
44,362
-7,489
| -14% | -$206K |
|
3697
Invesco S&P Emerging Markets Low Volatility ETF
EELV
$428M
| $1.32M | ﹤0.01% |
57,967
+12,424
| +27% | +$290K |
|
3698
iShares Morningstar Multi-Asset Income ETF
IYLD
$126M
| $1.32M | ﹤0.01% |
52,755
-1,993
| -4% | -$49.6K |
|
3699
NBT Bancorp
NBTB
$2.74B
| $1.32M | ﹤0.01% |
35,970
+13,484
| +60% | +$494K |
|
3700
CALL
Travel + Leisure Co
TNL
$4.7B
| $1.32M | ﹤0.01% |
+28,600
| New | +$1.28M |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,060 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.