UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$585M |
| 2 |
Gaotu Techedu
GOTU
|
+$389M |
| 3 |
iQIYI
IQ
|
+$383M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$345M |
| 5 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$341M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TWTR
Twitter, Inc.
TWTR
|
+$482M |
| 2 |
Apple
AAPL
|
+$416M |
| 3 |
Microsoft
MSFT
|
+$402M |
| 4 |
Alibaba
BABA
|
+$295M |
| 5 |
Alphabet (Google) Class A
GOOGL
|
+$234M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.38% |
| 2 | Consumer Discretionary | 6.52% |
| 3 | Financials | 5.94% |
| 4 | Healthcare | 5.86% |
| 5 | Communication Services | 4.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
API
3651
Agora
API
$377M
| $991K | ﹤0.01% |
+23,054
| New | +$1.07M |
|
|
GGZ
3652
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$127M
| $989K | ﹤0.01% |
98,061
+10,480
| +12% | +$102K |
|
|
JHMH
3653
DELISTED
John Hancock Multifactor Healthcare ETF
JHMH
| $988K | ﹤0.01% |
24,756
+1,488
| +6% | +$58.8K |
|
|
OEFA
3654
ALPS O'Shares International Developed Quality Dividend ETF
OEFA
$37.7M
| $986K | ﹤0.01% |
41,728
-14,028
| -25% | -$332K |
|
3655
Palomar
PLMR
$3.45B
| $986K | ﹤0.01% |
9,452
+6,324
| +202% | +$620K |
|
3656
Invesco Next Gen Connectivity ETF
KNCT
$161M
| $983K | ﹤0.01% |
14,363
-22,623
| -61% | -$1.57M |
|
3657
iShares MSCI Indonesia ETF
EIDO
$501M
| $982K | ﹤0.01% |
56,860
-33,165
| -37% | -$625K |
|
3658
Cinemark Holdings
CNK
$4.32B
| $981K | ﹤0.01% |
98,128
+66,093
| +206% | +$824K |
|
3659
United Microelectronic
UMC
$46.9B
| $981K | ﹤0.01% |
204,774
-4,789
| -2% | -$17.8K |
|
3660
CEVA Inc
CEVA
$1.08B
| $980K | ﹤0.01% |
24,910
+4,513
| +22% | +$179K |
|
3661
CoreCivic
CXW
$3.19B
| $980K | ﹤0.01% |
122,507
+30,430
| +33% | +$276K |
|
3662
Workhorse Group
WKHS
$36.3M
| $978K | ﹤0.01% |
13
-2
| -13% | -$114K |
|
3663
Accuray
ARAY
$34M
| $977K | ﹤0.01% |
406,893
-572
| -0.1% | -$1.33K |
|
3664
Piper Sandler
PIPR
$5.29B
| $977K | ﹤0.01% |
53,540
-996
| -2% | -$17K |
|
3665
Enovis
ENOV
$1.53B
| $976K | ﹤0.01% |
18,077
+17,290
| +2,197% | +$950K |
|
3666
Laureate Education
LAUR
$5.28B
| $976K | ﹤0.01% |
73,478
-19,491
| -21% | -$234K |
|
|
FMN
3667
Federated Hermes Premier Municipal Income Fund
FMN
$87.5M
| $975K | ﹤0.01% |
68,275
+739
| +1% | +$10.4K |
|
3668
New Mountain Finance
NMFC
$732M
| $975K | ﹤0.01% |
102,014
+6,924
| +7% | +$66.8K |
|
3669
Copa Holdings
CPA
$5.8B
| $967K | ﹤0.01% |
19,210
+3,298
| +21% | +$167K |
|
3670
Invesco Bond Fund
VBF
$169M
| $967K | ﹤0.01% |
48,308
+20,297
| +72% | +$414K |
|
|
FMBI
3671
DELISTED
First Midwest Bancorp Inc/IL
FMBI
| $963K | ﹤0.01% |
89,284
+3,592
| +4% | +$44.3K |
|
3672
CALL
Oneok
OKE
$54.5B
| $961K | ﹤0.01% |
37,000
+21,900
| +145% | +$610K |
|
3673
Telus
TU
$15.3B
| $961K | ﹤0.01% |
54,620
-135,625
| -71% | -$2.41M |
|
3674
CALL
Aflac
AFL
$62.6B
| $960K | ﹤0.01% |
26,400
| – | – |
|
3675
Invesco S&P SmallCap 600 Pure Growth ETF
RZG
$139M
| $960K | ﹤0.01% |
27,066
+6,480
| +31% | +$230K |
|
Similar funds
UBS Group's Q3 2020 Portfolio in Review
As of Q3 2020, UBS Group held 8,885 positions worth $265B, up 12% from $237B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group's Q3 2020 filing shows 848 new, 3,196 increased, 3,640 reduced and 779 closed positions. Its largest new stake was Li Auto: 1,763,345 shares worth $30.7M. The largest sale was Twitter, Inc., an estimated $482M.
By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.
- UBS Group's largest Q3 2020 buy was Li Auto: 1,763,345 shares worth $30.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2020, an estimated $585M increase.
- UBS Group's biggest Q3 2020 reduction was Twitter, Inc., cutting an estimated $482M.
- UBS Group fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $226M.
- UBS Group's ten largest holdings make up 16% of its $265B portfolio in Q3 2020.
- UBS Group opened 848 new positions and closed 779 in Q3 2020.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $265B.
Based on UBS Group's 13F filing for Q3 2020, filed 12 Nov 2020.