UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3626
BOK Financial
BOKF
$8.74B
| $1.43M | ﹤0.01% |
18,050
+8,378
| +87% | +$656K |
|
|
CHY
3627
Calamos Convertible and High Income Fund
CHY
$1.06B
| $1.43M | ﹤0.01% |
129,940
+10,936
| +9% | +$123K |
|
|
DENN
3628
DELISTED
Denny's
DENN
| $1.43M | ﹤0.01% |
62,780
+21,407
| +52% | +$480K |
|
3629
Mercury Insurance
MCY
$6.07B
| $1.43M | ﹤0.01% |
25,572
-1,241
| -5% | -$71K |
|
3630
Commault Systems
CVLT
$5.61B
| $1.43M | ﹤0.01% |
31,862
+21,336
| +203% | +$977K |
|
3631
First Trust Materials AlphaDEX Fund
FXZ
$386M
| $1.42M | ﹤0.01% |
38,180
+2,244
| +6% | +$83K |
|
3632
Enpro
NPO
$7.05B
| $1.42M | ﹤0.01% |
20,721
+14,906
| +256% | +$968K |
|
|
BSJN
3633
DELISTED
Invesco BulletShares 2023 High Yield Corporate Bond ETF
BSJN
| $1.42M | ﹤0.01% |
54,421
+11,703
| +27% | +$305K |
|
3634
Cushman & Wakefield Ltd
CWK
$3.25B
| $1.42M | ﹤0.01% |
76,420
+54,099
| +242% | +$980K |
|
|
SMM
3635
DELISTED
Salient Midstream & MLP Fund
SMM
| $1.41M | ﹤0.01% |
936
-220,403
| -100% | -$1.78M |
|
3636
CALL
Johnson & Johnson
JNJ
$625B
| $1.41M | ﹤0.01% |
10,900
-300
| -3% | -$39.5K |
|
|
RDUS
3637
DELISTED
Radius Recycling
RDUS
| $1.41M | ﹤0.01% |
68,235
+14,383
| +27% | +$347K |
|
3638
Twist Bioscience
TWST
$7.25B
| $1.41M | ﹤0.01% |
58,991
+34,676
| +143% | +$1.01M |
|
|
AAMI
3639
Acadian Asset Management
AAMI
$3.19B
| $1.4M | ﹤0.01% |
141,517
+74,318
| +111% | +$755K |
|
|
P
3640
Everpure Inc
P
$29.9B
| $1.4M | ﹤0.01% |
82,708
-1,044
| -1% | -$16.4K |
|
3641
Patrick Industries
PATK
$2.85B
| $1.4M | ﹤0.01% |
48,914
+28,695
| +142% | +$796K |
|
3642
Regis Corp
RGS
$70.2M
| $1.39M | ﹤0.01% |
3,443
+71
| +2% | +$25.5K |
|
|
AFB
3643
AllianceBernstein National Municipal Income Fund
AFB
$317M
| $1.39M | ﹤0.01% |
101,017
+15,791
| +19% | +$216K |
|
3644
First Trust Global Wind Energy ETF
FAN
$281M
| $1.39M | ﹤0.01% |
105,744
+37,706
| +55% | +$498K |
|
3645
Mueller Industries
MLI
$15.2B
| $1.39M | ﹤0.01% |
193,932
+102,924
| +113% | +$721K |
|
3646
CALL
NovoCure
NVCR
$1.91B
| $1.39M | ﹤0.01% |
18,600
-31,400
| -63% | -$2.51M |
|
3647
Trinity Industries
TRN
$2.38B
| $1.39M | ﹤0.01% |
70,575
-3,307
| -4% | -$62.5K |
|
|
BRKL
3648
DELISTED
Brookline Bancorp
BRKL
| $1.39M | ﹤0.01% |
94,200
+38,307
| +69% | +$556K |
|
|
JMF
3649
DELISTED
NUVEEN ENERGY MLP TOTAL RETURN FUND
JMF
| $1.39M | ﹤0.01% |
160,087
+14,877
| +10% | +$130K |
|
|
CFMS
3650
DELISTED
Conformis, Inc. Common Stock
CFMS
| $1.38M | ﹤0.01% |
29,780
+2,318
| +8% | +$139K |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,060 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.