UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$585M |
| 2 |
Gaotu Techedu
GOTU
|
+$389M |
| 3 |
iQIYI
IQ
|
+$383M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$345M |
| 5 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$341M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TWTR
Twitter, Inc.
TWTR
|
+$482M |
| 2 |
Apple
AAPL
|
+$416M |
| 3 |
Microsoft
MSFT
|
+$402M |
| 4 |
Alibaba
BABA
|
+$295M |
| 5 |
Alphabet (Google) Class A
GOOGL
|
+$234M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.38% |
| 2 | Consumer Discretionary | 6.52% |
| 3 | Financials | 5.94% |
| 4 | Healthcare | 5.86% |
| 5 | Communication Services | 4.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3601
New Jersey Resources
NJR
$5.58B
| $1.05M | ﹤0.01% |
39,005
+14,005
| +56% | +$426K |
|
3602
Natera
NTRA
$46.4B
| $1.05M | ﹤0.01% |
14,595
-7,266
| -33% | -$413K |
|
3603
YPF Sociedad Anonima American Depositary Shares (Each representing ten (10) Class D shares of Capital Stock)
YPF
$19.3B
| $1.05M | ﹤0.01% |
295,537
-424
| -0.1% | -$2.38K |
|
3604
Buckle
BKE
$2.37B
| $1.05M | ﹤0.01% |
51,532
+14,467
| +39% | +$262K |
|
3605
Ovintiv
OVV
$16.4B
| $1.04M | ﹤0.01% |
128,004
-4,830
| -4% | -$49.8K |
|
3606
CALL
Edgewell Personal Care
EPC
$1.31B
| $1.04M | ﹤0.01% |
37,400
| – | – |
|
3607
Ocular Therapeutix
OCUL
$2.02B
| $1.04M | ﹤0.01% |
136,749
-27,847
| -17% | -$231K |
|
3608
CALL
FirstEnergy
FE
$27.5B
| $1.04M | ﹤0.01% |
36,100
| – | – |
|
3609
iShares Global Utilities ETF
JXI
$307M
| $1.04M | ﹤0.01% |
18,447
-415
| -2% | -$23.3K |
|
3610
Hope Bancorp
HOPE
$1.79B
| $1.03M | ﹤0.01% |
136,355
+32,718
| +32% | +$274K |
|
3611
Nomura Holdings
NMR
$29.1B
| $1.03M | ﹤0.01% |
225,466
-4,585
| -2% | -$22.3K |
|
|
CET
3612
Central Securities Corp
CET
$1.65B
| $1.03M | ﹤0.01% |
35,595
+19,570
| +122% | +$571K |
|
|
MOMO
3613
PUT
Hello Group
MOMO
$866M
| $1.03M | ﹤0.01% |
75,000
| – | – |
|
3614
Grocery Outlet
GO
$980M
| $1.03M | ﹤0.01% |
26,187
-14,200
| -35% | -$585K |
|
3615
Benchmark Electronics
BHE
$2.96B
| $1.03M | ﹤0.01% |
51,016
+3,328
| +7% | +$67.6K |
|
3616
PennyMac Financial
PFSI
$4.02B
| $1.02M | ﹤0.01% |
17,611
+17,440
| +10,199% | +$864K |
|
3617
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
$1.19B
| $1.02M | ﹤0.01% |
32,239
-862
| -3% | -$28K |
|
|
LGF.A
3618
DELISTED
Lions Gate Entertainment Corp. Class A Voting Shares
LGF.A
| $1.02M | ﹤0.01% |
108,073
+18,665
| +21% | +$161K |
|
3619
CVR Energy
CVI
$3.13B
| $1.02M | ﹤0.01% |
82,608
-87,946
| -52% | -$1.49M |
|
|
MRO
3620
PUT
DELISTED
Marathon Oil Corporation
MRO
| $1.02M | ﹤0.01% |
250,000
-800,000
| -76% | -$4.23M |
|
3621
CALL
The GEO Group
GEO
$4.04B
| $1.02M | ﹤0.01% |
90,000
| – | – |
|
3622
ESCO Technologies
ESE
$7.92B
| $1.02M | ﹤0.01% |
12,652
+10,455
| +476% | +$902K |
|
3623
Quince Therapeutics
QNCX
$29.5M
| $1.02M | ﹤0.01% |
102
-13
| -11% | -$118K |
|
3624
iShares MSCI Israel ETF
EIS
$903M
| $1.02M | ﹤0.01% |
19,389
+623
| +3% | +$33.7K |
|
3625
Essent Group
ESNT
$6.33B
| $1.01M | ﹤0.01% |
27,359
+22,804
| +501% | +$815K |
|
Similar funds
UBS Group's Q3 2020 Portfolio in Review
As of Q3 2020, UBS Group held 8,885 positions worth $265B, up 12% from $237B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group's Q3 2020 filing shows 848 new, 3,196 increased, 3,640 reduced and 779 closed positions. Its largest new stake was Li Auto: 1,763,345 shares worth $30.7M. The largest sale was Twitter, Inc., an estimated $482M.
By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.
- UBS Group's largest Q3 2020 buy was Li Auto: 1,763,345 shares worth $30.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2020, an estimated $585M increase.
- UBS Group's biggest Q3 2020 reduction was Twitter, Inc., cutting an estimated $482M.
- UBS Group fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $226M.
- UBS Group's ten largest holdings make up 16% of its $265B portfolio in Q3 2020.
- UBS Group opened 848 new positions and closed 779 in Q3 2020.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $265B.
Based on UBS Group's 13F filing for Q3 2020, filed 12 Nov 2020.