UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3601
Invesco Dorsey Wright Consumer Staples Momentum ETF
PSL
$84.4M
| $1.46M | ﹤0.01% |
20,235
+1,347
| +7% | +$99.3K |
|
3602
Kaiser Aluminum
KALU
$3.02B
| $1.46M | ﹤0.01% |
14,721
+8,187
| +125% | +$771K |
|
3603
PUT
Capital One
COF
$134B
| $1.46M | ﹤0.01% |
16,000
| – | – |
|
3604
TD Synnex
SNX
$20.2B
| $1.46M | ﹤0.01% |
25,794
+13,894
| +117% | +$648K |
|
3605
CVR Energy
CVI
$3.13B
| $1.45M | ﹤0.01% |
33,031
-105,821
| -76% | -$4.93M |
|
|
FTF
3606
Franklin Limited Duration Income Trust
FTF
$233M
| $1.45M | ﹤0.01% |
156,188
+16,936
| +12% | +$162K |
|
|
FMO
3607
DELISTED
Fiduciary/Claymore Energy Infrastructure Fund
FMO
| $1.45M | ﹤0.01% |
32,832
-354
| -1% | -$16.5K |
|
3608
PUT
Boston Properties
BXP
$11.1B
| $1.45M | ﹤0.01% |
11,200
+6,200
| +124% | +$805K |
|
3609
NETSCOUT
NTCT
$2.79B
| $1.45M | ﹤0.01% |
62,886
+42,262
| +205% | +$1.01M |
|
3610
Hope Bancorp
HOPE
$1.79B
| $1.45M | ﹤0.01% |
100,960
+41,234
| +69% | +$578K |
|
|
MCR
3611
DELISTED
MFS Charter Income Trust
MCR
| $1.45M | ﹤0.01% |
174,202
+29,258
| +20% | +$242K |
|
|
BCIC
3612
BCP Investment Corp
BCIC
$92.9M
| $1.45M | ﹤0.01% |
64,369
-966
| -1% | -$22.5K |
|
|
BBT
3613
Beacon Financial Corp
BBT
$2.66B
| $1.45M | ﹤0.01% |
49,387
+24,786
| +101% | +$754K |
|
3614
Planet Fitness
PLNT
$3.78B
| $1.45M | ﹤0.01% |
24,984
-97,958
| -80% | -$6.9M |
|
|
AIMC
3615
DELISTED
Altra Industrial Motion Corp
AIMC
| $1.44M | ﹤0.01% |
52,131
+49,533
| +1,907% | +$1.42M |
|
3616
EQT Corp
EQT
$32.3B
| $1.44M | ﹤0.01% |
135,516
-27,729
| -17% | -$357K |
|
3617
CALL
TIM SA
TIMB
$8.8B
| $1.44M | ﹤0.01% |
+100,300
| New | +$1.52M |
|
3618
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
$273M
| $1.44M | ﹤0.01% |
46,099
-6,836
| -13% | -$219K |
|
|
RDFN
3619
DELISTED
Redfin
RDFN
| $1.44M | ﹤0.01% |
85,410
+53,918
| +171% | +$950K |
|
3620
Chefs' Warehouse
CHEF
$4.5B
| $1.44M | ﹤0.01% |
35,646
+18,036
| +102% | +$676K |
|
3621
China Yuchai International
CYD
$1.78B
| $1.44M | ﹤0.01% |
110,931
-1,927
| -2% | -$26.7K |
|
|
MUH
3622
DELISTED
Blackrock Muniholdings Fund II, Inc.
MUH
| $1.44M | ﹤0.01% |
95,261
+752
| +0.8% | +$11.5K |
|
3623
iShares MSCI Chile ETF
ECH
$1.06B
| $1.44M | ﹤0.01% |
38,337
+10,396
| +37% | +$393K |
|
|
BGH
3624
Barings Global Short Duration High Yield Fund
BGH
$287M
| $1.43M | ﹤0.01% |
82,353
+6,469
| +9% | +$115K |
|
|
DERM
3625
DELISTED
Dermira, Inc.
DERM
| $1.43M | ﹤0.01% |
224,145
-480,768
| -68% | -$4.01M |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,060 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.