UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$585M |
| 2 |
Gaotu Techedu
GOTU
|
+$389M |
| 3 |
iQIYI
IQ
|
+$383M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$345M |
| 5 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$341M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TWTR
Twitter, Inc.
TWTR
|
+$482M |
| 2 |
Apple
AAPL
|
+$416M |
| 3 |
Microsoft
MSFT
|
+$402M |
| 4 |
Alibaba
BABA
|
+$295M |
| 5 |
Alphabet (Google) Class A
GOOGL
|
+$234M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.38% |
| 2 | Consumer Discretionary | 6.52% |
| 3 | Financials | 5.94% |
| 4 | Healthcare | 5.86% |
| 5 | Communication Services | 4.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3551
Fiverr
FVRR
$339M
| $1.13M | ﹤0.01% |
8,106
+3,701
| +84% | +$397K |
|
3552
CALL
Live Nation Entertainment
LYV
$42.1B
| $1.13M | ﹤0.01% |
20,900
+9,000
| +76% | +$464K |
|
3553
Alaunos Therapeutics
TCRT
$4.86M
| $1.12M | ﹤0.01% |
2,971
-723
| -20% | -$319K |
|
|
GPMT
3554
Granite Point Mortgage Trust
GPMT
$61.2M
| $1.12M | ﹤0.01% |
158,203
+148,508
| +1,532% | +$1M |
|
|
IBDD
3555
DELISTED
iShares iBonds Mar 2023 Term Corporate ETF
IBDD
| $1.12M | ﹤0.01% |
40,911
-6,677
| -14% | -$183K |
|
3556
Workiva
WK
$3.54B
| $1.12M | ﹤0.01% |
20,045
-837
| -4% | -$46.6K |
|
3557
Adams Diversified Equity Fund
ADX
$3.2B
| $1.12M | ﹤0.01% |
68,866
-454
| -0.7% | -$7.26K |
|
3558
PUT
Olin
OLN
$2.12B
| $1.11M | ﹤0.01% |
90,000
| – | – |
|
3559
SM Energy
SM
$6.87B
| $1.11M | ﹤0.01% |
699,248
+616,697
| +747% | +$1.72M |
|
3560
PUT
Moderna
MRNA
$23.6B
| $1.11M | ﹤0.01% |
15,700
+15,600
| +15,600% | +$1.09M |
|
3561
CALL
Sea Limited
SE
$69.5B
| $1.11M | ﹤0.01% |
+7,200
| New | +$972K |
|
|
FAM
3562
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
| $1.11M | ﹤0.01% |
115,867
-5,715
| -5% | -$57.6K |
|
|
HIMX
3563
Himax Technologies
HIMX
$2.55B
| $1.11M | ﹤0.01% |
311,132
-13,363
| -4% | -$50.7K |
|
3564
Viasat
VSAT
$11.1B
| $1.11M | ﹤0.01% |
32,212
-566
| -2% | -$21.4K |
|
3565
First Majestic Silver
AG
$9.07B
| $1.1M | ﹤0.01% |
116,055
+58,321
| +101% | +$679K |
|
|
OSG
3566
Octave Specialty Group
OSG
$222M
| $1.1M | ﹤0.01% |
86,324
-474,470
| -85% | -$6.11M |
|
3567
WisdomTree International High Dividend Fund
DTH
$663M
| $1.1M | ﹤0.01% |
33,391
+206
| +0.6% | +$7.03K |
|
3568
Knowles
KN
$3.34B
| $1.1M | ﹤0.01% |
73,674
+2,769
| +4% | +$42K |
|
|
ONT
3569
Onterris Inc
ONT
$580M
| $1.1M | ﹤0.01% |
+46,115
| New | +$1.17M |
|
3570
VanEck Green Bond ETF
GRNB
$185M
| $1.09M | ﹤0.01% |
39,329
+2,079
| +6% | +$57.8K |
|
|
MNTV
3571
DELISTED
Momentive Global Inc. Common Stock
MNTV
| $1.09M | ﹤0.01% |
49,399
-15,655
| -24% | -$364K |
|
|
TCO
3572
PUT
DELISTED
Taubman Centers Inc.
TCO
| $1.09M | ﹤0.01% |
32,800
-23,000
| -41% | -$858K |
|
|
ARCE
3573
DELISTED
Arco Platform Limited Class A Common Shares
ARCE
| $1.09M | ﹤0.01% |
26,710
+2,908
| +12% | +$128K |
|
3574
VanEck Morningstar International Moat ETF
MOTI
$76.9M
| $1.09M | ﹤0.01% |
37,127
-991
| -3% | -$29.4K |
|
|
CXH
3575
DELISTED
MFS Investment Grade Municipal Trust
CXH
| $1.09M | ﹤0.01% |
115,912
+25,810
| +29% | +$249K |
|
Similar funds
UBS Group's Q3 2020 Portfolio in Review
As of Q3 2020, UBS Group held 8,885 positions worth $265B, up 12% from $237B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group's Q3 2020 filing shows 848 new, 3,196 increased, 3,640 reduced and 779 closed positions. Its largest new stake was Li Auto: 1,763,345 shares worth $30.7M. The largest sale was Twitter, Inc., an estimated $482M.
By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.
- UBS Group's largest Q3 2020 buy was Li Auto: 1,763,345 shares worth $30.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2020, an estimated $585M increase.
- UBS Group's biggest Q3 2020 reduction was Twitter, Inc., cutting an estimated $482M.
- UBS Group fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $226M.
- UBS Group's ten largest holdings make up 16% of its $265B portfolio in Q3 2020.
- UBS Group opened 848 new positions and closed 779 in Q3 2020.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $265B.
Based on UBS Group's 13F filing for Q3 2020, filed 12 Nov 2020.