UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$1.48B |
| 2 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$690M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$588M |
| 4 |
Truist Financial
TFC
|
+$532M |
| 5 |
VanEck Gold Miners ETF
GDX
|
+$278M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.3B |
| 2 |
Alibaba
BABA
|
+$771M |
| 3 |
AABA
Altaba Inc
AABA
|
+$759M |
| 4 |
STI
SunTrust Banks, Inc.
STI
|
+$503M |
| 5 |
BPL
Buckeye Partners, L.P.
BPL
|
+$467M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 49.31% |
| 2 | Technology | 9.89% |
| 3 | Financials | 7.42% |
| 4 | Healthcare | 6.84% |
| 5 | Consumer Discretionary | 5.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
NGHC
3551
DELISTED
National General Holdings Corp
NGHC
| $1.98M | ﹤0.01% |
89,602
+31,648
| +55% | +$692K |
|
3552
Freshpet
FRPT
$2.78B
| $1.98M | ﹤0.01% |
33,486
+6,141
| +22% | +$327K |
|
3553
Navios Maritime Partners
NMM
$2.65B
| $1.98M | ﹤0.01% |
106,240
+11,428
| +12% | +$213K |
|
3554
PUT
Blackstone Mortgage Trust
BXMT
$2.11B
| $1.98M | ﹤0.01% |
+53,100
| New | +$1.93M |
|
|
PFN
3555
PIMCO Income Strategy Fund II
PFN
$618M
| $1.98M | ﹤0.01% |
186,528
-1,458
| -0.8% | -$15.3K |
|
3556
Global X SuperDividend US ETF
DIV
$765M
| $1.97M | ﹤0.01% |
83,165
-21,377
| -20% | -$500K |
|
3557
Vanguard Total Corporate Bond ETF
VTC
$1.66B
| $1.97M | ﹤0.01% |
22,284
+1,567
| +8% | +$138K |
|
|
ABMD
3558
DELISTED
Abiomed Inc
ABMD
| $1.97M | ﹤0.01% |
11,554
-12,834
| -53% | -$2.38M |
|
3559
Goldman Sachs JUST US Large Cap Equity ETF
JUST
$572M
| $1.97M | ﹤0.01% |
42,509
+86
| +0.2% | +$3.81K |
|
|
RDFN
3560
DELISTED
Redfin
RDFN
| $1.97M | ﹤0.01% |
93,066
+7,656
| +9% | +$147K |
|
3561
CALL
Pilgrim's Pride
PPC
$6.62B
| $1.96M | ﹤0.01% |
+59,900
| New | +$1.86M |
|
3562
Unitil
UTL
$930M
| $1.96M | ﹤0.01% |
31,676
+7,163
| +29% | +$443K |
|
|
BPMC
3563
DELISTED
Blueprint Medicines
BPMC
| $1.95M | ﹤0.01% |
24,366
-35,564
| -59% | -$2.66M |
|
3564
SFL Corp
SFL
$1.77B
| $1.95M | ﹤0.01% |
134,237
-520,090
| -79% | -$7.52M |
|
3565
OFS Capital
OFS
$48.1M
| $1.95M | ﹤0.01% |
174,512
-7,498
| -4% | -$86.8K |
|
3566
PUT
Shutterstock
SSTK
$154M
| $1.95M | ﹤0.01% |
+45,400
| New | +$1.82M |
|
3567
Thomson Reuters
TRI
$42.9B
| $1.95M | ﹤0.01% |
25,788
-6,577
| -20% | -$479K |
|
|
CBH
3568
DELISTED
Virtus Convertible & Income 2024 Target Term Fund
CBH
| $1.95M | ﹤0.01% |
201,479
-29,841
| -13% | -$287K |
|
|
BRKL
3569
DELISTED
Brookline Bancorp
BRKL
| $1.94M | ﹤0.01% |
117,564
+23,364
| +25% | +$368K |
|
|
FBM
3570
PUT
DELISTED
Foundation Building Materials, Inc. Common Stock
FBM
| $1.94M | ﹤0.01% |
+100,000
| New | +$1.92M |
|
3571
Ascendis Pharma A/S
ASND
$14.8B
| $1.93M | ﹤0.01% |
13,903
+6,969
| +101% | +$774K |
|
3572
STAAR Surgical
STAA
$1.03B
| $1.93M | ﹤0.01% |
54,969
+22,126
| +67% | +$730K |
|
|
PKO
3573
DELISTED
Pimco Income Opportunity Fund
PKO
| $1.93M | ﹤0.01% |
69,538
-2,343
| -3% | -$64K |
|
|
AIO
3574
Virtus Artificial Intelligence & Technology Opportunities Fund
AIO
$853M
| $1.93M | ﹤0.01% |
+96,020
| New | +$1.92M |
|
3575
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.6B
| $1.93M | ﹤0.01% |
53,258
+541
| +1% | +$18.9K |
|
Similar funds
UBS Group's Q4 2019 Portfolio in Review
As of Q4 2019, UBS Group held 8,864 positions worth $287B, up 11% from $260B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
UBS Group's Q4 2019 filing shows 807 new, 4,306 increased, 2,683 reduced and 688 closed positions. Its largest new stake was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.3B.
By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, down from 50% a quarter earlier, followed by Technology and Financials.
- UBS Group's largest Q4 2019 buy was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M.
- UBS Group added most to UBS Group in Q4 2019, an estimated $1.48B increase.
- UBS Group's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.3B.
- UBS Group fully exited Altaba Inc in Q4 2019, selling an estimated $759M.
- UBS Group's ten largest holdings make up 13% of its $287B portfolio in Q4 2019.
- UBS Group opened 807 new positions and closed 688 in Q4 2019.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $287B.
Based on UBS Group's 13F filing for Q4 2019, filed 14 Feb 2020.