UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$585M |
| 2 |
Gaotu Techedu
GOTU
|
+$389M |
| 3 |
iQIYI
IQ
|
+$383M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$345M |
| 5 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$341M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TWTR
Twitter, Inc.
TWTR
|
+$482M |
| 2 |
Apple
AAPL
|
+$416M |
| 3 |
Microsoft
MSFT
|
+$402M |
| 4 |
Alibaba
BABA
|
+$295M |
| 5 |
Alphabet (Google) Class A
GOOGL
|
+$234M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.38% |
| 2 | Consumer Discretionary | 6.52% |
| 3 | Financials | 5.94% |
| 4 | Healthcare | 5.86% |
| 5 | Communication Services | 4.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
USCR
3526
DELISTED
U S Concrete, Inc.
USCR
| $1.18M | ﹤0.01% |
40,467
-4,018
| -9% | -$108K |
|
|
PDCE
3527
DELISTED
PDC Energy, Inc.
PDCE
| $1.17M | ﹤0.01% |
94,674
+93,253
| +6,562% | +$1.33M |
|
3528
VanEck Short Muni ETF
SMB
$314M
| $1.17M | ﹤0.01% |
64,853
-516
| -0.8% | -$9.31K |
|
|
TEN
3529
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
| $1.17M | ﹤0.01% |
168,443
-6,788
| -4% | -$54K |
|
3530
CALL
NIO
NIO
$11.9B
| $1.17M | ﹤0.01% |
+55,000
| New | +$847K |
|
3531
Comscore
SCOR
$109M
| $1.16M | ﹤0.01% |
28,539
-852
| -3% | -$47.3K |
|
|
BFZ
3532
DELISTED
BlackRock CA Municipal Income Trust
BFZ
| $1.16M | ﹤0.01% |
87,967
+3,972
| +5% | +$53.7K |
|
|
BTO
3533
John Hancock Financial Opportunities Fund
BTO
$803M
| $1.16M | ﹤0.01% |
54,125
-4,795
| -8% | -$105K |
|
3534
VanEck Rare Earth/Strategic Metals ETF
REMX
$2.26B
| $1.16M | ﹤0.01% |
30,684
-41
| -0.1% | -$1.65K |
|
3535
Pricesmart
PSMT
$5.46B
| $1.15M | ﹤0.01% |
17,348
-1,131
| -6% | -$74.5K |
|
|
SRNE
3536
DELISTED
Sorrento Therapeutics, Inc.
SRNE
| $1.15M | ﹤0.01% |
103,118
+33,171
| +47% | +$304K |
|
|
HIBB
3537
DELISTED
Hibbett, Inc. Common Stock
HIBB
| $1.15M | ﹤0.01% |
29,321
+22,785
| +349% | +$660K |
|
3538
ePlus
PLUS
$2.34B
| $1.14M | ﹤0.01% |
31,208
-5,776
| -16% | -$214K |
|
3539
Ascendis Pharma A/S
ASND
$16.8B
| $1.14M | ﹤0.01% |
7,393
+3,751
| +103% | +$539K |
|
3540
Invesco Global Clean Energy ETF
PBD
$192M
| $1.14M | ﹤0.01% |
52,028
+40,575
| +354% | +$786K |
|
|
NORW
3541
DELISTED
Global X MSCI Norway ETF
NORW
| $1.14M | ﹤0.01% |
110,251
+9,422
| +9% | +$99.2K |
|
|
PNF
3542
DELISTED
PIMCO New York Municipal Income Fund
PNF
| $1.14M | ﹤0.01% |
98,868
+477
| +0.5% | +$5.61K |
|
3543
Kennametal
KMT
$2.52B
| $1.13M | ﹤0.01% |
39,166
+30,630
| +359% | +$888K |
|
|
LGI
3544
Lazard Global Total Return & Income Fund
LGI
$240M
| $1.13M | ﹤0.01% |
72,986
-1,728
| -2% | -$26.3K |
|
3545
Spectrum Brands
SPB
$2.07B
| $1.13M | ﹤0.01% |
19,820
-1,341
| -6% | -$73.5K |
|
|
CSR
3546
Centerspace
CSR
$952M
| $1.13M | ﹤0.01% |
17,369
+3,695
| +27% | +$259K |
|
3547
BlackBerry
BB
$5.26B
| $1.13M | ﹤0.01% |
246,175
-145,721
| -37% | -$705K |
|
3548
Artivion
AORT
$1.32B
| $1.13M | ﹤0.01% |
61,134
-1,010
| -2% | -$19.3K |
|
3549
FirstService
FSV
$6.32B
| $1.13M | ﹤0.01% |
8,561
+781
| +10% | +$92.2K |
|
3550
WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund
DGRS
$414M
| $1.13M | ﹤0.01% |
36,695
+5,650
| +18% | +$177K |
|
Similar funds
UBS Group's Q3 2020 Portfolio in Review
As of Q3 2020, UBS Group held 8,885 positions worth $265B, up 12% from $237B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group's Q3 2020 filing shows 848 new, 3,196 increased, 3,640 reduced and 779 closed positions. Its largest new stake was Li Auto: 1,763,345 shares worth $30.7M. The largest sale was Twitter, Inc., an estimated $482M.
By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.
- UBS Group's largest Q3 2020 buy was Li Auto: 1,763,345 shares worth $30.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2020, an estimated $585M increase.
- UBS Group's biggest Q3 2020 reduction was Twitter, Inc., cutting an estimated $482M.
- UBS Group fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $226M.
- UBS Group's ten largest holdings make up 16% of its $265B portfolio in Q3 2020.
- UBS Group opened 848 new positions and closed 779 in Q3 2020.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $265B.
Based on UBS Group's 13F filing for Q3 2020, filed 12 Nov 2020.