UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$1.48B |
| 2 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$690M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$588M |
| 4 |
Truist Financial
TFC
|
+$532M |
| 5 |
VanEck Gold Miners ETF
GDX
|
+$278M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.3B |
| 2 |
Alibaba
BABA
|
+$771M |
| 3 |
AABA
Altaba Inc
AABA
|
+$759M |
| 4 |
STI
SunTrust Banks, Inc.
STI
|
+$503M |
| 5 |
BPL
Buckeye Partners, L.P.
BPL
|
+$467M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.82% |
| 2 | Financials | 7.38% |
| 3 | Healthcare | 6.65% |
| 4 | Consumer Discretionary | 5.46% |
| 5 | Industrials | 5.17% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3501
Nuveen New York Quality Municipal Income Fund
NAN
$373M
| $2.1M | ﹤0.01% |
148,144
+27,900
| +23% | +$394K |
|
3502
Medifast
MED
$141M
| $2.1M | ﹤0.01% |
19,183
+7,826
| +69% | +$757K |
|
3503
QuinStreet
QNST
$1.21B
| $2.1M | ﹤0.01% |
137,263
+19,985
| +17% | +$285K |
|
3504
PUT
Amcor
AMCR
$22.1B
| $2.1M | ﹤0.01% |
38,760
-231,260
| -86% | -$11.6M |
|
3505
Banner Corp
BANR
$2.4B
| $2.1M | ﹤0.01% |
37,033
+5,489
| +17% | +$304K |
|
|
GGM
3506
DELISTED
GUGGENHEIM CREDIT ALLOCATION FUND
GGM
| $2.09M | ﹤0.01% |
105,228
+18,206
| +21% | +$366K |
|
3507
PUT
Public Storage
PSA
$61.3B
| $2.09M | ﹤0.01% |
+9,800
| New | +$2.17M |
|
3508
Evogene
EVGN
$7.26M
| $2.08M | ﹤0.01% |
137,084
-4,149
| -3% | -$62K |
|
3509
CALL
Paychex
PAYX
$42.7B
| $2.08M | ﹤0.01% |
24,500
-10,500
| -30% | -$886K |
|
3510
iShares MSCI USA Small-Cap Min Vol Factor ETF
SMMV
$292M
| $2.08M | ﹤0.01% |
58,730
+25,375
| +76% | +$882K |
|
3511
Nuveen New York Municipal Value Fund
NNY
$157M
| $2.08M | ﹤0.01% |
198,594
-5,537
| -3% | -$57.3K |
|
3512
ProShares Russell US Dividend Growers ETF
TMDV
$4.85M
| $2.08M | ﹤0.01% |
+50,434
| New | +$2.04M |
|
3513
ProShares S&P Technology Dividend Aristocrats ETF
TDV
$282M
| $2.08M | ﹤0.01% |
+50,000
| New | +$2.03M |
|
3514
FlexShares STOXX Global ESG Select Index Fund
ESGG
$115M
| $2.07M | ﹤0.01% |
19,224
-7,671
| -29% | -$792K |
|
3515
Principal Spectrum Preferred Securities Active ETF
PREF
$1.78B
| $2.07M | ﹤0.01% |
102,930
+8,860
| +9% | +$178K |
|
3516
Simmons First National
SFNC
$3.39B
| $2.07M | ﹤0.01% |
77,275
-12,609
| -14% | -$318K |
|
|
SWN
3517
PUT
DELISTED
Southwestern Energy Company
SWN
| $2.07M | ﹤0.01% |
855,500
-42,000
| -5% | -$86.8K |
|
3518
Liberty Global Class A
LBTYA
$3.6B
| $2.07M | ﹤0.01% |
90,883
-1,030
| -1% | -$24.3K |
|
|
LHCG
3519
DELISTED
LHC Group LLC
LHCG
| $2.07M | ﹤0.01% |
14,996
-2,982
| -17% | -$371K |
|
|
GWB
3520
DELISTED
Great Western Bancorp, Inc.
GWB
| $2.07M | ﹤0.01% |
59,463
+3,955
| +7% | +$137K |
|
|
MNTV
3521
DELISTED
Momentive Global Inc. Common Stock
MNTV
| $2.06M | ﹤0.01% |
115,530
+35,448
| +44% | +$623K |
|
3522
Scholastic
SCHL
$792M
| $2.06M | ﹤0.01% |
53,658
+32,244
| +151% | +$1.22M |
|
3523
Caesars Entertainment
CZR
$6.14B
| $2.06M | ﹤0.01% |
34,500
+31,709
| +1,136% | +$1.57M |
|
3524
Yelp
YELP
$1.41B
| $2.06M | ﹤0.01% |
58,987
+47,842
| +429% | +$1.62M |
|
3525
BlackBerry
BB
$5.26B
| $2.05M | ﹤0.01% |
319,718
-335,578
| -51% | -$1.84M |
|
Similar funds
UBS Group's Q4 2019 Portfolio in Review
As of Q4 2019, UBS Group held 8,864 positions worth $287B, up 11% from $260B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
UBS Group's Q4 2019 filing shows 808 new, 4,306 increased, 2,684 reduced and 688 closed positions. Its largest new stake was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.3B.
By sector, the portfolio is most concentrated in Technology at 9.8% of assets, up from 9.5% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q4 2019 buy was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M.
- UBS Group added most to UBS Group in Q4 2019, an estimated $1.48B increase.
- UBS Group's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.3B.
- UBS Group fully exited Altaba Inc in Q4 2019, selling an estimated $759M.
- UBS Group's ten largest holdings make up 13% of its $287B portfolio in Q4 2019.
- UBS Group opened 808 new positions and closed 688 in Q4 2019.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $287B.
Based on UBS Group's 13F filing for Q4 2019, filed 14 Feb 2020.