UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$585M |
| 2 |
Gaotu Techedu
GOTU
|
+$389M |
| 3 |
iQIYI
IQ
|
+$383M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$345M |
| 5 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$341M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TWTR
Twitter, Inc.
TWTR
|
+$482M |
| 2 |
Apple
AAPL
|
+$416M |
| 3 |
Microsoft
MSFT
|
+$402M |
| 4 |
Alibaba
BABA
|
+$295M |
| 5 |
Alphabet (Google) Class A
GOOGL
|
+$234M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.38% |
| 2 | Consumer Discretionary | 6.52% |
| 3 | Financials | 5.94% |
| 4 | Healthcare | 5.86% |
| 5 | Communication Services | 4.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
326
VanEck Junior Gold Miners ETF
GDXJ
$6.86B
| $133M | 0.05% |
2,398,492
-3,199,199
| -57% | -$184M |
|
327
Stryker
SYK
$135B
| $133M | 0.05% |
636,146
+137,478
| +28% | +$26.7M |
|
328
Kinder Morgan
KMI
$70.9B
| $132M | 0.05% |
10,720,277
-49,785
| -0.5% | -$694K |
|
329
PUT
Starbucks
SBUX
$119B
| $132M | 0.05% |
1,537,400
-644,500
| -30% | -$51.4M |
|
330
CALL
iShares China Large-Cap ETF
FXI
$4.32B
| $132M | 0.05% |
3,138,500
-3,016,500
| -49% | -$130M |
|
331
PUT
Micron Technology
MU
$835B
| $131M | 0.05% |
2,792,432
-145,400
| -5% | -$7.04M |
|
332
Dell
DELL
$239B
| $131M | 0.05% |
3,817,982
+2,203,176
| +136% | +$68.7M |
|
333
CALL
Bank of America
BAC
$429B
| $131M | 0.05% |
5,434,500
+2,335,000
| +75% | +$58.1M |
|
334
Vanguard Small-Cap Value ETF
VBR
$37.2B
| $131M | 0.05% |
1,182,769
+43,519
| +4% | +$4.88M |
|
335
T-Mobile US
TMUS
$195B
| $131M | 0.05% |
1,143,485
+235,906
| +26% | +$26.1M |
|
336
PUT
Wells Fargo
WFC
$254B
| $130M | 0.05% |
5,533,400
+523,600
| +10% | +$12.9M |
|
337
CSX Corp
CSX
$94B
| $129M | 0.05% |
4,987,041
+31,038
| +0.6% | +$766K |
|
338
VanEck Semiconductor ETF
SMH
$60.8B
| $129M | 0.05% |
1,481,230
+673,546
| +83% | +$56.4M |
|
339
iShares MSCI ACWI ex US ETF
ACWX
$11.2B
| $129M | 0.05% |
2,802,210
+67,625
| +2% | +$3.12M |
|
340
First Trust Capital Strength ETF
FTCS
$8.05B
| $129M | 0.05% |
2,031,275
+45,219
| +2% | +$2.83M |
|
341
PUT
Visa
V
$701B
| $128M | 0.05% |
639,300
-153,300
| -19% | -$30.6M |
|
342
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
| $127M | 0.05% |
2,482,232
+319,077
| +15% | +$16.2M |
|
343
Vanguard FTSE Europe ETF
VGK
$30.1B
| $126M | 0.05% |
2,404,367
+369,421
| +18% | +$19.7M |
|
344
iShares S&P 100 ETF
OEF
$19.5B
| $125M | 0.05% |
804,151
-23,423
| -3% | -$3.6M |
|
345
DuPont de Nemours
DD
$18.6B
| $124M | 0.05% |
1,778,530
+158,142
| +10% | +$11.1M |
|
346
Yum! Brands
YUM
$41.9B
| $124M | 0.05% |
1,356,138
-198,375
| -13% | -$18.3M |
|
347
Williams Companies
WMB
$85.8B
| $123M | 0.05% |
6,247,363
-383,735
| -6% | -$7.81M |
|
348
PUT
Mastercard
MA
$498B
| $122M | 0.05% |
361,400
-13,600
| -4% | -$4.42M |
|
349
Invesco Short Term Treasury ETF
TBLL
$2.61B
| $122M | 0.05% |
1,153,625
+123,116
| +12% | +$13M |
|
350
Palo Alto Networks
PANW
$256B
| $122M | 0.05% |
2,983,692
+24,588
| +0.8% | +$1.02M |
|
Similar funds
UBS Group's Q3 2020 Portfolio in Review
As of Q3 2020, UBS Group held 8,885 positions worth $265B, up 12% from $237B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group's Q3 2020 filing shows 848 new, 3,197 increased, 3,641 reduced and 778 closed positions. Its largest new stake was Li Auto: 1,763,345 shares worth $30.7M. The largest sale was Twitter, Inc., an estimated $482M.
By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.
- UBS Group's largest Q3 2020 buy was Li Auto: 1,763,345 shares worth $30.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2020, an estimated $585M increase.
- UBS Group's biggest Q3 2020 reduction was Twitter, Inc., cutting an estimated $482M.
- UBS Group fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $226M.
- UBS Group's ten largest holdings make up 16% of its $265B portfolio in Q3 2020.
- UBS Group opened 848 new positions and closed 778 in Q3 2020.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $265B.
Based on UBS Group's 13F filing for Q3 2020, filed 12 Nov 2020.