UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
326
Schwab US Large- Cap ETF
SCHX
$71.3B
| $136M | 0.05% |
11,484,378
+2,499,540
| +28% | +$29.5M |
|
327
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
| $136M | 0.05% |
1,272,936
+102,574
| +9% | +$11M |
|
328
Vanguard Financials ETF
VFH
$13.5B
| $136M | 0.05% |
1,937,360
-348,170
| -15% | -$24.1M |
|
329
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.2B
| $134M | 0.05% |
2,506,584
+223,448
| +10% | +$12M |
|
330
Occidental Petroleum
OXY
$55.6B
| $134M | 0.05% |
3,018,660
+806,906
| +36% | +$38.1M |
|
331
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.2B
| $134M | 0.05% |
1,039,771
+46,304
| +5% | +$5.93M |
|
332
General Motors
GM
$80B
| $134M | 0.05% |
3,568,044
+216,113
| +6% | +$8.31M |
|
333
Vanguard Morningstar Mid-Cap Value ETF
VOE
$23.8B
| $133M | 0.05% |
1,177,227
-10,940
| -0.9% | -$1.22M |
|
334
ServiceNow
NOW
$114B
| $133M | 0.05% |
2,613,660
+313,275
| +14% | +$17M |
|
335
PUT
Adobe
ADBE
$98.5B
| $131M | 0.05% |
475,700
+228,100
| +92% | +$66.6M |
|
336
Eaton
ETN
$150B
| $131M | 0.05% |
1,573,768
+88,206
| +6% | +$7.15M |
|
337
PUT
Starbucks
SBUX
$121B
| $130M | 0.05% |
1,475,900
-92,500
| -6% | -$8.58M |
|
338
CSX Corp
CSX
$93B
| $130M | 0.05% |
5,625,696
-1,986,693
| -26% | -$46.2M |
|
339
iShares International Select Dividend ETF
IDV
$8.46B
| $130M | 0.05% |
4,217,587
-586,247
| -12% | -$17.7M |
|
340
iShare MSCI Eurozone ETF
EZU
$9.65B
| $130M | 0.05% |
3,330,041
-304,910
| -8% | -$11.8M |
|
|
RDS.A
341
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
| $129M | 0.05% |
2,199,824
-102,639
| -4% | -$6.09M |
|
|
MLNX
342
DELISTED
Mellanox Technologies, Ltd.
MLNX
| $128M | 0.05% |
1,171,964
+22,972
| +2% | +$2.54M |
|
343
iShares Semiconductor ETF
SOXX
$41.7B
| $128M | 0.05% |
1,810,296
-601,635
| -25% | -$41.5M |
|
344
W.P. Carey
WPC
$16.9B
| $127M | 0.05% |
1,452,014
+17,221
| +1% | +$1.47M |
|
345
Howmet Aerospace
HWM
$111B
| $127M | 0.05% |
6,379,403
+6,019,644
| +1,673% | +$119M |
|
346
iShares Russell 2000 Growth ETF
IWO
$14.4B
| $127M | 0.05% |
659,422
+13,503
| +2% | +$2.68M |
|
347
WisdomTree US MidCap Dividend Fund
DON
$4.04B
| $126M | 0.05% |
3,482,885
-132,961
| -4% | -$4.75M |
|
348
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.06B
| $126M | 0.05% |
2,484,230
+119,127
| +5% | +$6.04M |
|
349
First Trust Dow Jones Internet Index Fund ETF
FDN
$5B
| $125M | 0.05% |
929,351
-59,676
| -6% | -$8.43M |
|
350
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.38B
| $125M | 0.05% |
4,281,824
+1,465,590
| +52% | +$43M |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,061 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.