UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$475M |
| 2 |
Vanguard Real Estate ETF
VNQ
|
+$349M |
| 3 |
iShares MSCI ACWI ETF
ACWI
|
+$346M |
| 4 |
State Street Industrial Select Sector SPDR ETF
XLI
|
+$261M |
| 5 |
WORK
Slack Technologies, Inc.
WORK
|
+$251M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core MSCI EAFE ETF
IEFA
|
+$1.91B |
| 2 |
Vanguard Morningstar Mid-Cap ETF
VO
|
+$1.28B |
| 3 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$1.17B |
| 4 |
iShares MSCI EAFE ETF
EFA
|
+$1.11B |
| 5 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$968M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 52.51% |
| 2 | Technology | 11.07% |
| 3 | Financials | 6.65% |
| 4 | Consumer Discretionary | 6.26% |
| 5 | Healthcare | 5.84% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
STAY
3451
DELISTED
Extended Stay America, Inc. Paired Share Unit
STAY
| $1.9M | ﹤0.01% |
128,481
-43,312
| -25% | -$562K |
|
3452
World Kinect Corp
WKC
$1.84B
| $1.9M | ﹤0.01% |
60,927
-21,913
| -26% | -$585K |
|
3453
Anixa Biosciences
ANIX
$96.3M
| $1.9M | ﹤0.01% |
618,243
+90,200
| +17% | +$227K |
|
3454
MillerKnoll
MLKN
$1.42B
| $1.9M | ﹤0.01% |
56,072
-14,162
| -20% | -$493K |
|
|
TTM
3455
CALL
DELISTED
Tata Motors Limited
TTM
| $1.89M | ﹤0.01% |
+150,000
| New | +$1.6M |
|
3456
Brookfield Renewable
BEPC
$5.56B
| $1.89M | ﹤0.01% |
32,374
+17,174
| +113% | +$826K |
|
|
TWNK
3457
DELISTED
Hostess Brands, Inc. Class A Common Stock
TWNK
| $1.89M | ﹤0.01% |
128,817
+42,581
| +49% | +$573K |
|
|
MTOR
3458
DELISTED
MERITOR, Inc.
MTOR
| $1.88M | ﹤0.01% |
67,485
+60,828
| +914% | +$1.61M |
|
3459
Schwab International Small-Cap Equity ETF
SCHC
$5.64B
| $1.88M | ﹤0.01% |
49,901
-2,198
| -4% | -$76.7K |
|
3460
Integer Holdings
ITGR
$4.29B
| $1.88M | ﹤0.01% |
23,122
+2,315
| +11% | +$162K |
|
3461
CALL
Becton Dickinson
BDX
$49.3B
| $1.88M | ﹤0.01% |
7,688
| – | – |
|
3462
CALL
TJX Companies
TJX
$140B
| $1.87M | ﹤0.01% |
27,400
-65,100
| -70% | -$3.96M |
|
|
INFN
3463
DELISTED
Infinera Corporation Common Stock
INFN
| $1.86M | ﹤0.01% |
177,446
+132,801
| +297% | +$1.05M |
|
3464
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
$715M
| $1.86M | ﹤0.01% |
34,514
-12,783
| -27% | -$654K |
|
|
ODP
3465
DELISTED
ODP
ODP
| $1.86M | ﹤0.01% |
63,378
-25,537
| -29% | -$646K |
|
3466
LivaNova
LIVN
$4.3B
| $1.86M | ﹤0.01% |
28,044
+12,395
| +79% | +$689K |
|
3467
PUT
Goodyear
GT
$1.45B
| $1.85M | ﹤0.01% |
+170,000
| New | +$1.71M |
|
|
FEI
3468
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
| $1.85M | ﹤0.01% |
319,188
-57,937
| -15% | -$323K |
|
3469
NMI Holdings
NMIH
$3.23B
| $1.85M | ﹤0.01% |
81,807
+35,269
| +76% | +$804K |
|
3470
BlackRock Floating Rate Income Strategies Fund
FRA
$378M
| $1.85M | ﹤0.01% |
152,857
-4,902
| -3% | -$58.1K |
|
3471
Invesco KBW Premium Yield Equity REIT ETF
KBWY
$308M
| $1.85M | ﹤0.01% |
89,318
-2,271
| -2% | -$43.8K |
|
|
TRHC
3472
DELISTED
Tabula Rasa HealthCare, Inc. Common Stock
TRHC
| $1.84M | ﹤0.01% |
42,850
+378
| +0.9% | +$14.3K |
|
3473
Horace Mann Educators
HMN
$1.96B
| $1.83M | ﹤0.01% |
43,637
+16,789
| +63% | +$647K |
|
3474
Xencor
XNCR
$1.84B
| $1.83M | ﹤0.01% |
41,976
+21,000
| +100% | +$868K |
|
3475
Cogent Communications
CCOI
$461M
| $1.83M | ﹤0.01% |
30,572
+22,791
| +293% | +$1.35M |
|
Similar funds
UBS Group's Q4 2020 Portfolio in Review
As of Q4 2020, UBS Group held 9,236 positions worth $296B, up 11% from $265B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group withdrew a net $11.7B in Q4 2020, closing 738 positions and reducing 2,988 holdings. Its most notable exit was Delphi Technologies PLC Ordinary Shares, an estimated $96.7M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 54% a quarter earlier, followed by Technology and Financials.
Against the trend, UBS Group opened a new position in Vontier worth $16.8M.
- UBS Group's largest Q4 2020 buy was Vontier: 502,899 shares worth $16.8M.
- UBS Group added most to UBS Group in Q4 2020, an estimated $475M increase.
- UBS Group's biggest Q4 2020 reduction was iShares Core MSCI EAFE ETF, cutting an estimated $1.91B.
- UBS Group fully exited Delphi Technologies PLC Ordinary Shares in Q4 2020, selling an estimated $96.7M.
- UBS Group's ten largest holdings make up 14% of its $296B portfolio in Q4 2020.
- UBS Group opened 1,125 new positions and closed 738 in Q4 2020.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $296B.
Based on UBS Group's 13F filing for Q4 2020, filed 11 Feb 2021.