UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$585M |
| 2 |
Gaotu Techedu
GOTU
|
+$389M |
| 3 |
iQIYI
IQ
|
+$383M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$345M |
| 5 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$341M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TWTR
Twitter, Inc.
TWTR
|
+$482M |
| 2 |
Apple
AAPL
|
+$416M |
| 3 |
Microsoft
MSFT
|
+$402M |
| 4 |
Alibaba
BABA
|
+$295M |
| 5 |
Alphabet (Google) Class A
GOOGL
|
+$234M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.38% |
| 2 | Consumer Discretionary | 6.52% |
| 3 | Financials | 5.94% |
| 4 | Healthcare | 5.86% |
| 5 | Communication Services | 4.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3451
Adaptive Biotechnologies
ADPT
$3.97B
| $1.3M | ﹤0.01% |
26,678
+3,666
| +16% | +$154K |
|
|
NIFE
3452
DELISTED
Direxion Fallen Knives ETF
NIFE
| $1.3M | ﹤0.01% |
24,736
-264
| -1% | -$13.9K |
|
|
AZEK
3453
DELISTED
The AZEK Co
AZEK
| $1.3M | ﹤0.01% |
37,226
+29,882
| +407% | +$1.04M |
|
|
BNY
3454
DELISTED
BlackRock New York Municipal Income Trust
BNY
| $1.29M | ﹤0.01% |
95,509
+30,771
| +48% | +$428K |
|
|
SCS
3455
DELISTED
Steelcase
SCS
| $1.29M | ﹤0.01% |
127,933
+20,749
| +19% | +$223K |
|
3456
Quanex
NX
$1.01B
| $1.29M | ﹤0.01% |
69,979
+24,243
| +53% | +$385K |
|
3457
IQ MacKay Municipal Intermediate ETF
MMIT
$1.47B
| $1.29M | ﹤0.01% |
48,808
+45,608
| +1,425% | +$1.21M |
|
3458
PUT
Equinox Gold
EQX
$13.5B
| $1.29M | ﹤0.01% |
+109,900
| New | +$1.32M |
|
3459
iShares MSCI Thailand ETF
THD
$357M
| $1.29M | ﹤0.01% |
20,503
-40,817
| -67% | -$2.79M |
|
|
SA
3460
Seabridge Gold
SA
$3.35B
| $1.28M | ﹤0.01% |
68,451
+37,023
| +118% | +$694K |
|
3461
Anixa Biosciences
ANIX
$116M
| $1.28M | ﹤0.01% |
528,043
+7,250
| +1% | +$18.7K |
|
3462
Ameris Bancorp
ABCB
$5.89B
| $1.28M | ﹤0.01% |
56,232
+3,668
| +7% | +$86.2K |
|
3463
CALL
Diamondback Energy
FANG
$52.7B
| $1.28M | ﹤0.01% |
42,500
-1,000
| -2% | -$38.1K |
|
3464
GraniteShares Gold Shares
BAR
$1.46B
| $1.28M | ﹤0.01% |
68,234
-25,176
| -27% | -$479K |
|
|
GRX
3465
Gabelli Healthcare & Wellness Trust
GRX
$146M
| $1.28M | ﹤0.01% |
123,829
+470
| +0.4% | +$4.91K |
|
3466
PUT
Toronto Dominion Bank
TD
$200B
| $1.28M | ﹤0.01% |
27,600
+5,500
| +25% | +$256K |
|
3467
Carlyle Secured Lending
CGBD
$758M
| $1.27M | ﹤0.01% |
143,056
-24,428
| -15% | -$214K |
|
3468
MaxLinear
MXL
$6.8B
| $1.27M | ﹤0.01% |
54,798
-9,828
| -15% | -$242K |
|
3469
Mueller Industries
MLI
$15.2B
| $1.27M | ﹤0.01% |
188,180
+23,428
| +14% | +$167K |
|
3470
Nuveen Select Tax-Free Income Portfolio
NXP
$900M
| $1.27M | ﹤0.01% |
76,191
+1,635
| +2% | +$27K |
|
3471
Northwest Bancshares
NWBI
$2.28B
| $1.27M | ﹤0.01% |
137,595
+44,997
| +49% | +$445K |
|
3472
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
$338M
| $1.26M | ﹤0.01% |
36,819
+660
| +2% | +$21.6K |
|
|
DYHG
3473
DELISTED
Direxion Dynamic Hedge ETF
DYHG
| $1.26M | ﹤0.01% |
25,000
-28
| -0.1% | -$1.39K |
|
|
EHI
3474
Western Asset Global High Income Fund
EHI
$178M
| $1.26M | ﹤0.01% |
130,455
-5,112
| -4% | -$49.8K |
|
3475
iShares Morningstar Small-Cap ETF
ISCB
$292M
| $1.26M | ﹤0.01% |
32,092
+2,408
| +8% | +$95.1K |
|
Similar funds
UBS Group's Q3 2020 Portfolio in Review
As of Q3 2020, UBS Group held 8,885 positions worth $265B, up 12% from $237B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group's Q3 2020 filing shows 848 new, 3,196 increased, 3,640 reduced and 779 closed positions. Its largest new stake was Li Auto: 1,763,345 shares worth $30.7M. The largest sale was Twitter, Inc., an estimated $482M.
By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.
- UBS Group's largest Q3 2020 buy was Li Auto: 1,763,345 shares worth $30.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2020, an estimated $585M increase.
- UBS Group's biggest Q3 2020 reduction was Twitter, Inc., cutting an estimated $482M.
- UBS Group fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $226M.
- UBS Group's ten largest holdings make up 16% of its $265B portfolio in Q3 2020.
- UBS Group opened 848 new positions and closed 779 in Q3 2020.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $265B.
Based on UBS Group's 13F filing for Q3 2020, filed 12 Nov 2020.