UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$585M |
| 2 |
Gaotu Techedu
GOTU
|
+$389M |
| 3 |
iQIYI
IQ
|
+$383M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$345M |
| 5 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$341M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TWTR
Twitter, Inc.
TWTR
|
+$482M |
| 2 |
Apple
AAPL
|
+$416M |
| 3 |
Microsoft
MSFT
|
+$402M |
| 4 |
Alibaba
BABA
|
+$295M |
| 5 |
Alphabet (Google) Class A
GOOGL
|
+$234M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.38% |
| 2 | Consumer Discretionary | 6.52% |
| 3 | Financials | 5.94% |
| 4 | Healthcare | 5.86% |
| 5 | Communication Services | 4.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3426
CALL
Warner Music
WMG
$13.8B
| $1.34M | ﹤0.01% |
46,600
-403,400
| -90% | -$11.8M |
|
|
SAGE
3427
DELISTED
Sage Therapeutics
SAGE
| $1.34M | ﹤0.01% |
21,867
-38,660
| -64% | -$1.96M |
|
3428
Antero Resources
AR
$10.7B
| $1.33M | ﹤0.01% |
485,266
-838,930
| -63% | -$2.66M |
|
3429
MGE Energy Inc
MGEE
$3.08B
| $1.33M | ﹤0.01% |
21,304
-13,101
| -38% | -$849K |
|
3430
Pitney Bowes
PBI
$2.39B
| $1.33M | ﹤0.01% |
250,918
-88,853
| -26% | -$410K |
|
3431
Henry Schein
HSIC
$9.82B
| $1.33M | ﹤0.01% |
22,646
-40,059
| -64% | -$2.57M |
|
3432
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.28B
| $1.33M | ﹤0.01% |
22,922
+8,274
| +56% | +$477K |
|
3433
PUT
Harmony Gold Mining
HMY
$12.3B
| $1.32M | ﹤0.01% |
+251,300
| New | +$1.5M |
|
3434
PJT Partners
PJT
$4.38B
| $1.32M | ﹤0.01% |
21,836
-8,458
| -28% | -$475K |
|
|
AAT
3435
American Assets Trust
AAT
$1.4B
| $1.32M | ﹤0.01% |
54,836
+12,360
| +29% | +$321K |
|
3436
CALL
Tapestry
TPR
$32.8B
| $1.32M | ﹤0.01% |
84,500
+23,000
| +37% | +$339K |
|
3437
Signet Jewelers
SIG
$3.76B
| $1.32M | ﹤0.01% |
70,577
-60,983
| -46% | -$887K |
|
3438
PUT
Wheaton Precious Metals
WPM
$60.9B
| $1.32M | ﹤0.01% |
+26,900
| New | +$1.37M |
|
|
MAGN
3439
Magnera Corp
MAGN
$460M
| $1.32M | ﹤0.01% |
7,371
+5,258
| +249% | +$1.05M |
|
|
OTRK
3440
DELISTED
Ontrak
OTRK
| $1.32M | ﹤0.01% |
244
+182
| +294% | +$843K |
|
3441
CALL
Phillips 66
PSX
$81.4B
| $1.31M | ﹤0.01% |
25,300
| – | – |
|
3442
ProShares Trust Short MSCI EAFE
EFZ
$9.98M
| $1.31M | ﹤0.01% |
27,482
-15,955
| -37% | -$760K |
|
3443
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$524M
| $1.31M | ﹤0.01% |
24,304
+5,121
| +27% | +$275K |
|
3444
Yelp
YELP
$1.41B
| $1.31M | ﹤0.01% |
65,077
+28,799
| +79% | +$656K |
|
3445
AMC Global Media
AMCX
$489M
| $1.31M | ﹤0.01% |
52,870
+37,900
| +253% | +$910K |
|
3446
Artesian Resources
ARTNA
$358M
| $1.3M | ﹤0.01% |
37,824
-2,155
| -5% | -$76.3K |
|
|
CLR
3447
DELISTED
CONTINENTAL RESOURCES INC.
CLR
| $1.3M | ﹤0.01% |
106,168
-172,696
| -62% | -$2.81M |
|
|
FLOW
3448
DELISTED
SPX FLOW, Inc.
FLOW
| $1.3M | ﹤0.01% |
30,431
-3,637
| -11% | -$152K |
|
|
ARNA
3449
DELISTED
Arena Pharmaceuticals Inc
ARNA
| $1.3M | ﹤0.01% |
17,419
+360
| +2% | +$24K |
|
|
CCON
3450
DELISTED
Direxion Connected Consumer ETF
CCON
| $1.3M | ﹤0.01% |
+25,000
| New | +$1.28M |
|
Similar funds
UBS Group's Q3 2020 Portfolio in Review
As of Q3 2020, UBS Group held 8,885 positions worth $265B, up 12% from $237B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group's Q3 2020 filing shows 848 new, 3,196 increased, 3,640 reduced and 779 closed positions. Its largest new stake was Li Auto: 1,763,345 shares worth $30.7M. The largest sale was Twitter, Inc., an estimated $482M.
By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.
- UBS Group's largest Q3 2020 buy was Li Auto: 1,763,345 shares worth $30.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2020, an estimated $585M increase.
- UBS Group's biggest Q3 2020 reduction was Twitter, Inc., cutting an estimated $482M.
- UBS Group fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $226M.
- UBS Group's ten largest holdings make up 16% of its $265B portfolio in Q3 2020.
- UBS Group opened 848 new positions and closed 779 in Q3 2020.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $265B.
Based on UBS Group's 13F filing for Q3 2020, filed 12 Nov 2020.