UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$475M |
| 2 |
Vanguard Real Estate ETF
VNQ
|
+$349M |
| 3 |
iShares MSCI ACWI ETF
ACWI
|
+$346M |
| 4 |
State Street Industrial Select Sector SPDR ETF
XLI
|
+$261M |
| 5 |
WORK
Slack Technologies, Inc.
WORK
|
+$251M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core MSCI EAFE ETF
IEFA
|
+$1.91B |
| 2 |
Vanguard Morningstar Mid-Cap ETF
VO
|
+$1.28B |
| 3 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$1.17B |
| 4 |
iShares MSCI EAFE ETF
EFA
|
+$1.11B |
| 5 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$968M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 52.51% |
| 2 | Technology | 11.07% |
| 3 | Financials | 6.65% |
| 4 | Consumer Discretionary | 6.26% |
| 5 | Healthcare | 5.84% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
WBK
3401
DELISTED
Westpac Banking Corporation
WBK
| $2.02M | ﹤0.01% |
135,392
-95,754
| -41% | -$1.34M |
|
3402
PUT
FMC
FMC
$1.26B
| $2.01M | ﹤0.01% |
+17,500
| New | +$1.95M |
|
|
FLOW
3403
DELISTED
SPX FLOW, Inc.
FLOW
| $2.01M | ﹤0.01% |
34,691
+4,260
| +14% | +$218K |
|
|
JBTM
3404
JBT Marel
JBTM
$5.71B
| $2.01M | ﹤0.01% |
17,626
+7,353
| +72% | +$758K |
|
3405
PUT
Baxter International
BAX
$11.8B
| $2.01M | ﹤0.01% |
+25,000
| New | +$1.98M |
|
3406
Workiva
WK
$3.98B
| $2.01M | ﹤0.01% |
21,903
+1,858
| +9% | +$130K |
|
3407
CBIZ
CBZ
$2.96B
| $2M | ﹤0.01% |
75,196
+1,339
| +2% | +$33K |
|
|
JIH
3408
DELISTED
Juniper Industrial Holdings, Inc.
JIH
| $2M | ﹤0.01% |
186,855
+126,567
| +210% | +$1.31M |
|
3409
CALL
AstraZeneca
AZN
$258B
| $2M | ﹤0.01% |
+20,000
| New | +$2.12M |
|
|
ZNGA
3410
CALL
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
| $2M | ﹤0.01% |
+202,300
| New | +$1.82M |
|
3411
ARK Autonomous Technology & Robotics ETF
ARKQ
$1.91B
| $2M | ﹤0.01% |
26,167
+9,863
| +60% | +$652K |
|
3412
CALL
Estee Lauder
EL
$33.8B
| $2M | ﹤0.01% |
7,500
| – | – |
|
3413
Sonoco
SON
$4.83B
| $2M | ﹤0.01% |
33,679
+2,307
| +7% | +$130K |
|
3414
Parsons
PSN
$4.79B
| $1.99M | ﹤0.01% |
54,686
+9,502
| +21% | +$319K |
|
|
MAG
3415
DELISTED
MAG Silver
MAG
| $1.99M | ﹤0.01% |
96,870
+73,364
| +312% | +$1.26M |
|
3416
Aramark
ARMK
$14.9B
| $1.98M | ﹤0.01% |
71,412
-78,953
| -53% | -$1.89M |
|
|
BPMC
3417
DELISTED
Blueprint Medicines
BPMC
| $1.98M | ﹤0.01% |
17,677
+12,178
| +221% | +$1.28M |
|
3418
ProQR Therapeutics
PRQR
$258M
| $1.98M | ﹤0.01% |
472,103
-6,222
| -1% | -$26.3K |
|
3419
PUT
OneMain Financial
OMF
$7B
| $1.98M | ﹤0.01% |
+41,100
| New | +$1.62M |
|
|
XFLT
3420
XAI Floating Rate & Alternative Income Trust
XFLT
$293M
| $1.98M | ﹤0.01% |
52,673
-29,124
| -36% | -$1.06M |
|
3421
WisdomTree US LargeCap Fund
EPS
$1.65B
| $1.97M | ﹤0.01% |
49,126
-3,991
| -8% | -$151K |
|
3422
iShares US Equity Factor ETF
LRGF
$3.69B
| $1.97M | ﹤0.01% |
52,372
-17,212
| -25% | -$613K |
|
|
FMBI
3423
DELISTED
First Midwest Bancorp Inc/IL
FMBI
| $1.97M | ﹤0.01% |
123,923
+34,639
| +39% | +$476K |
|
3424
VanEck Vietnam ETF
VNM
$510M
| $1.97M | ﹤0.01% |
112,772
-19,603
| -15% | -$310K |
|
3425
Mueller Industries
MLI
$13.3B
| $1.97M | ﹤0.01% |
223,808
+35,628
| +19% | +$285K |
|
Similar funds
UBS Group's Q4 2020 Portfolio in Review
As of Q4 2020, UBS Group held 9,236 positions worth $296B, up 11% from $265B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group withdrew a net $11.7B in Q4 2020, closing 738 positions and reducing 2,988 holdings. Its most notable exit was Delphi Technologies PLC Ordinary Shares, an estimated $96.7M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 54% a quarter earlier, followed by Technology and Financials.
Against the trend, UBS Group opened a new position in Vontier worth $16.8M.
- UBS Group's largest Q4 2020 buy was Vontier: 502,899 shares worth $16.8M.
- UBS Group added most to UBS Group in Q4 2020, an estimated $475M increase.
- UBS Group's biggest Q4 2020 reduction was iShares Core MSCI EAFE ETF, cutting an estimated $1.91B.
- UBS Group fully exited Delphi Technologies PLC Ordinary Shares in Q4 2020, selling an estimated $96.7M.
- UBS Group's ten largest holdings make up 14% of its $296B portfolio in Q4 2020.
- UBS Group opened 1,125 new positions and closed 738 in Q4 2020.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $296B.
Based on UBS Group's 13F filing for Q4 2020, filed 11 Feb 2021.