UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$585M |
| 2 |
Gaotu Techedu
GOTU
|
+$389M |
| 3 |
iQIYI
IQ
|
+$383M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$345M |
| 5 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$341M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TWTR
Twitter, Inc.
TWTR
|
+$482M |
| 2 |
Apple
AAPL
|
+$416M |
| 3 |
Microsoft
MSFT
|
+$402M |
| 4 |
Alibaba
BABA
|
+$295M |
| 5 |
Alphabet (Google) Class A
GOOGL
|
+$234M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.38% |
| 2 | Consumer Discretionary | 6.52% |
| 3 | Financials | 5.94% |
| 4 | Healthcare | 5.86% |
| 5 | Communication Services | 4.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3401
Applied Industrial Technologies
AIT
$13.3B
| $1.38M | ﹤0.01% |
25,106
-7,996
| -24% | -$488K |
|
3402
Independence Realty Trust
IRT
$4.07B
| $1.38M | ﹤0.01% |
119,394
+3,563
| +3% | +$40.8K |
|
3403
Gabelli Equity Trust
GAB
$1.79B
| $1.38M | ﹤0.01% |
276,567
+13,240
| +5% | +$67.8K |
|
3404
United Parks & Resorts
PRKS
$2.12B
| $1.38M | ﹤0.01% |
69,742
-53,323
| -43% | -$974K |
|
|
RFM
3405
RiverNorth Flexible Municipal Income Fund
RFM
$91.2M
| $1.38M | ﹤0.01% |
67,600
-41,513
| -38% | -$839K |
|
3406
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.88B
| $1.37M | ﹤0.01% |
31,670
+2,396
| +8% | +$106K |
|
3407
Merit Medical Systems
MMSI
$5.32B
| $1.37M | ﹤0.01% |
31,565
+12,843
| +69% | +$580K |
|
3408
Magnite
MGNI
$3.55B
| $1.37M | ﹤0.01% |
197,522
+97,208
| +97% | +$650K |
|
|
GWPH
3409
PUT
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
| $1.36M | ﹤0.01% |
14,000
| – | – |
|
3410
PUT
Dick's Sporting Goods
DKS
$18.7B
| $1.36M | ﹤0.01% |
+23,500
| New | +$1.14M |
|
|
HIPR
3411
DELISTED
Direxion High Growth ETF
HIPR
| $1.36M | ﹤0.01% |
25,000
| – | – |
|
3412
Heron Therapeutics
HRTX
$92.9M
| $1.36M | ﹤0.01% |
91,584
-22,795
| -20% | -$356K |
|
|
X
3413
DELISTED
US Steel
X
| $1.36M | ﹤0.01% |
185,054
-2,960
| -2% | -$22.4K |
|
3414
PUT
Labcorp
LH
$25.9B
| $1.36M | ﹤0.01% |
8,381
+8,265
| +7,125% | +$1.31M |
|
|
CHX
3415
DELISTED
ChampionX
CHX
| $1.35M | ﹤0.01% |
169,289
+51,395
| +44% | +$495K |
|
3416
State Street SPDR S&P Pharmaceuticals ETF
XPH
$515M
| $1.35M | ﹤0.01% |
31,072
+1,874
| +6% | +$82.1K |
|
3417
Pacer Trendpilot European Index ETF
PTEU
$38M
| $1.35M | ﹤0.01% |
60,247
-8,178
| -12% | -$190K |
|
3418
GoPro
GPRO
$126M
| $1.35M | ﹤0.01% |
297,658
+4,678
| +2% | +$22K |
|
3419
AMC Entertainment Holdings
AMC
$2.31B
| $1.35M | ﹤0.01% |
28,625
+8,485
| +42% | +$425K |
|
|
CS
3420
PUT
DELISTED
Credit Suisse Group
CS
| $1.35M | ﹤0.01% |
135,000
| – | – |
|
3421
Simmons First National
SFNC
$3.39B
| $1.34M | ﹤0.01% |
84,818
+52,144
| +160% | +$872K |
|
|
MYC
3422
DELISTED
Blackrock Muni Yield California Fund, Inc.
MYC
| $1.34M | ﹤0.01% |
97,139
+13,940
| +17% | +$199K |
|
3423
VanEck Low Carbon Energy ETF
SMOG
$134M
| $1.34M | ﹤0.01% |
12,213
-116
| -0.9% | -$11.5K |
|
3424
CALL
Philip Morris
PM
$295B
| $1.34M | ﹤0.01% |
17,900
-3,900
| -18% | -$301K |
|
3425
Herbalife
HLF
$1.29B
| $1.34M | ﹤0.01% |
28,727
-37,116
| -56% | -$1.82M |
|
Similar funds
UBS Group's Q3 2020 Portfolio in Review
As of Q3 2020, UBS Group held 8,885 positions worth $265B, up 12% from $237B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group's Q3 2020 filing shows 848 new, 3,196 increased, 3,640 reduced and 779 closed positions. Its largest new stake was Li Auto: 1,763,345 shares worth $30.7M. The largest sale was Twitter, Inc., an estimated $482M.
By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.
- UBS Group's largest Q3 2020 buy was Li Auto: 1,763,345 shares worth $30.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2020, an estimated $585M increase.
- UBS Group's biggest Q3 2020 reduction was Twitter, Inc., cutting an estimated $482M.
- UBS Group fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $226M.
- UBS Group's ten largest holdings make up 16% of its $265B portfolio in Q3 2020.
- UBS Group opened 848 new positions and closed 779 in Q3 2020.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $265B.
Based on UBS Group's 13F filing for Q3 2020, filed 12 Nov 2020.