UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$880M |
| 2 |
Microsoft
MSFT
|
+$583M |
| 3 |
Meta Platforms (Facebook)
META
|
+$528M |
| 4 |
Amazon
AMZN
|
+$340M |
| 5 |
Apple
AAPL
|
+$289M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Sempra
SRE
|
+$524M |
| 2 |
Cheniere Energy
LNG
|
+$337M |
| 3 |
SPDR Gold Trust
GLD
|
+$308M |
| 4 |
WPZ
Williams Partners L.P.
WPZ
|
+$274M |
| 5 |
Starbucks
SBUX
|
+$262M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.26% |
| 2 | Financials | 7.12% |
| 3 | Healthcare | 6.44% |
| 4 | Consumer Discretionary | 5.31% |
| 5 | Industrials | 5.2% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
ADAP
3401
DELISTED
Adaptimmune Therapeutics
ADAP
| $1.6M | ﹤0.01% |
117,828
+106,170
| +911% | +$1.11M |
|
3402
Xtrackers Harvest CSI 300 China A-Shares ETF
ASHR
$1.6B
| $1.6M | ﹤0.01% |
63,014
-85,973
| -58% | -$2.16M |
|
3403
CALL
American Express
AXP
$230B
| $1.6M | ﹤0.01% |
15,000
| – | – |
|
|
DWTR
3404
DELISTED
Invesco DWA Tactical Sector Rotation ETF
DWTR
| $1.6M | ﹤0.01% |
50,507
-2,847
| -5% | -$88.1K |
|
|
SAFM
3405
DELISTED
Sanderson Farms Inc
SAFM
| $1.6M | ﹤0.01% |
15,435
-30,217
| -66% | -$3.12M |
|
3406
Invesco MSCI Sustainable Future ETF
ERTH
$138M
| $1.59M | ﹤0.01% |
36,575
+2,055
| +6% | +$89K |
|
3407
BlackRock Floating Rate Income Trust
BGT
$325M
| $1.59M | ﹤0.01% |
120,469
+1,097
| +0.9% | +$14.4K |
|
3408
Spire
SR
$4.85B
| $1.59M | ﹤0.01% |
21,619
+245
| +1% | +$18.1K |
|
3409
Transcat
TRNS
$871M
| $1.59M | ﹤0.01% |
69,579
-1,970
| -3% | -$44.8K |
|
|
TOWR
3410
DELISTED
Tower International, Inc.
TOWR
| $1.59M | ﹤0.01% |
52,473
-493
| -0.9% | -$16K |
|
3411
Park National Corp
PRK
$3.67B
| $1.58M | ﹤0.01% |
14,991
+1,031
| +7% | +$113K |
|
|
WDR
3412
DELISTED
Waddell & Reed Financial, Inc.
WDR
| $1.58M | ﹤0.01% |
74,694
-45,228
| -38% | -$910K |
|
|
CNSL
3413
DELISTED
Consolidated Communications Holdings, Inc.
CNSL
| $1.58M | ﹤0.01% |
121,217
+23,265
| +24% | +$288K |
|
3414
Invesco Food & Beverage ETF
PBJ
$107M
| $1.58M | ﹤0.01% |
48,461
-3,660
| -7% | -$121K |
|
3415
WEX
WEX
$6.31B
| $1.58M | ﹤0.01% |
7,850
+2,464
| +46% | +$473K |
|
3416
ePlus
PLUS
$2.34B
| $1.57M | ﹤0.01% |
33,916
+3,586
| +12% | +$179K |
|
|
IMGN
3417
DELISTED
Immunogen Inc
IMGN
| $1.57M | ﹤0.01% |
165,987
+67,131
| +68% | +$645K |
|
3418
VanEck BDC Income ETF
BIZD
$1.69B
| $1.57M | ﹤0.01% |
91,944
+35,795
| +64% | +$611K |
|
3419
VanEck Preferred Securities ex Financials ETF
PFXF
$2.45B
| $1.57M | ﹤0.01% |
80,750
+3,431
| +4% | +$67.1K |
|
3420
Minerals Technologies
MTX
$2.34B
| $1.56M | ﹤0.01% |
23,133
+4,588
| +25% | +$324K |
|
|
LSI
3421
DELISTED
Life Storage, Inc.
LSI
| $1.56M | ﹤0.01% |
24,662
-32,394
| -57% | -$2.1M |
|
3422
Old National Bancorp
ONB
$10.2B
| $1.56M | ﹤0.01% |
80,960
+42,036
| +108% | +$827K |
|
|
NETI
3423
DELISTED
Eneti Inc.
NETI
| $1.56M | ﹤0.01% |
23,204
+6,548
| +39% | +$427K |
|
|
AMJ
3424
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
| $1.56M | ﹤0.01% |
56,821
+2,518
| +5% | +$70.3K |
|
|
DS
3425
DELISTED
Drive Shack Inc.
DS
| $1.56M | ﹤0.01% |
261,474
-24,035
| -8% | -$152K |
|
Similar funds
UBS Group's Q3 2018 Portfolio in Review
As of Q3 2018, UBS Group held 8,674 positions worth $252B, up 9.2% from $231B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group deployed $10.3B of net new capital in Q3 2018, opening 642 new positions and adding to 4,135 existing holdings. Its largest new stake was State Street Communication Services Select Sector SPDR ETF: 727,823 shares worth $35.7M.
By sector, the portfolio is most concentrated in Technology at 9.3% of assets, up from 8.7% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Sempra, an estimated $524M trimmed.
- UBS Group's largest Q3 2018 buy was State Street Communication Services Select Sector SPDR ETF: 727,823 shares worth $35.7M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2018, an estimated $880M increase.
- UBS Group's biggest Q3 2018 reduction was Sempra, cutting an estimated $524M.
- UBS Group fully exited Williams Partners L.P. in Q3 2018, selling an estimated $274M.
- UBS Group's ten largest holdings make up 15% of its $252B portfolio in Q3 2018.
- UBS Group opened 642 new positions and closed 634 in Q3 2018.
- UBS Group's portfolio value rose 9.2% quarter-over-quarter to $252B.
Based on UBS Group's 13F filing for Q3 2018, filed 14 Nov 2018.