UBS Group Portfolio holdings

AUM $478B

1-Year Return 17.78%

UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.

2025 Q2 2025 Q1 2024 Q4 2024 Q3 2024 Q2 2024 Q1 2023 Q4 2023 Q3 2023 Q2 2023 Q1 2022 Q4 2022 Q3 2022 Q2 2022 Q1 2021 Q4 2021 Q3 2021 Q2 2021 Q1 2020 Q4 2020 Q3 2020 Q2 2020 Q1 2019 Q4 2019 Q3 2019 Q2 2019 Q1 2018 Q4 2018 Q3 2018 Q2 2018 Q1 2017 Q4 2017 Q3 2017 Q2 2017 Q1 2016 Q4 2016 Q3 2016 Q2 2016 Q1 2015 Q4 2015 Q3 2015 Q2 2015 Q1 2014 Q4

This Quarter Return

-0.18%

1 Year Return

+17.78%

3 Year Return

+59.77%

5 Year Return

+91.78%

10 Year Return

+181.19%

AUM

$126B

AUM Growth

+$2.7B (+2.2%)

Cap. Flow

+$3.46B

Cap. Flow % of AUM

2.73%

Top 10 Holdings % Top 10 Hldgs %

15.8%

Holding

7,224

New

476

Increased

3,286

Reduced

2,748

Closed

382

Top Buys

1	SPDR S&P 500 ETF Trust SPY	+$2.9B
2	iShares MSCI EAFE ETF EFA	+$541M
3	iShares Russell 2000 ETF IWM	+$511M
4	American International AIG	+$420M
5	UBS Group UBS	+$286M

Top Sells

1	Yum! Brands YUM	+$675M
2	Financial Select Sector SPDR Fund XLF	+$449M
3	Vanguard Total Stock Market ETF VTI	+$375M
4	HOT STARWOOD HOTELS & RESORTS WORLDWIDE, INC. HOT	+$347M
5	RGP REGENCY ENERGY PARTNERS LP COMMON UTS REP LIMITED PART INTS RGP	+$311M

Sector Composition

1	Financials	10.17%
2	Energy	8.73%
3	Healthcare	8.27%
4	Technology	7.59%
5	Industrials	6.33%

Communication Services

Advertising Agencies

Broadcasting

Electronic Gaming & Multimedia

Entertainment

Internet Content & Information

Publishing

Telecom Services

Consumer Discretionary

Apparel Manufacturing

Apparel Retail

Auto Manufacturers

Auto Parts

Auto & Truck Dealerships

Department Stores

Footwear & Accessories

Furnishings, Fixtures & Appliances

Gambling

Home Improvement Retail

Internet Retail

Leisure

Lodging

Luxury Goods

Packaging & Containers

Personal Services

Recreational Vehicles

Residential Construction

Resorts & Casinos

Restaurants

Specialty Retail

Textile Manufacturing

Travel Services

Consumer Staples

Beverages - Brewers

Beverages - Non-Alcoholic

Beverages - Wineries & Distilleries

Confectioners

Discount Stores

Education & Training Services

Farm Products

Food Distribution

Grocery Stores

Household & Personal Products

Packaged Foods

Tobacco

Energy

Oil & Gas Drilling

Oil & Gas Equipment & Services

Oil & Gas Exploration & Production

Oil & Gas Integrated

Oil & Gas Midstream

Oil & Gas Refining & Marketing

Thermal Coal

Uranium

Financials

Asset Management

Banks - Diversified

Banks - Regional

Capital Markets

Credit Services

Diversified Insurance

Financial Conglomerates

Financial Data & Stock Exchanges

Insurance Brokers

Life Insurance

Mortgage Finance

Property & Casualty Insurance

Reinsurance

Shell Companies

Specialty - Insurance

Healthcare

Biotechnology

Diagnostics & Research

Drug Manufacturers - General

Drug Manufacturers - Specialty & Generic

Healthcare Plans

Health Information Services

Medical Care Facilities

Medical Devices

Medical Distribution

Medical Instruments & Supplies

Pharmaceutical Retailers

Industrials

Aerospace & Defense

Airlines

Airports & Air Services

Building Products & Equipment

Business Equipment & Supplies

Conglomerates

Consulting Services

Electrical Equipment & Parts

Engineering & Construction

Farm & Heavy Construction Machinery

Industrial Distribution

Infrastructure Operations

Integrated Freight & Logistics

Marine Shipping

Metal Fabrication

Pollution & Treatment Controls

Railroads

Rental & Leasing Services

Security & Protection Services

Specialty Business Services

Specialty Industrial Machinery

Staffing & Employment Services

Tools & Accessories

Trucking

Waste Management

Materials

Agricultural Inputs

Aluminum

Building Materials

Chemicals

Coking Coal

Copper

Gold

Lumber & Wood Production

Other Industrial Metals & Mining

Other Precious Metals & Mining

Paper & Paper Products

Silver

Specialty Chemicals

Steel

Real Estate

Diversified REIT

Healthcare Facilities REIT

Hotel & Motel REIT

Industrial REIT

Mortgage REIT

Office REIT

Real Estate Development

Real Estate Diversified

Real Estate Services

Residential REIT

Retail REIT

Specialty REIT

Technology

Communication Equipment

Computer Hardware

Consumer Electronics

Electronic Components

Electronics & Computer Distribution

Information Technology Services

Scientific & Technical Instruments

Semiconductor Equipment & Materials

Semiconductors

Software - Application

Software - Infrastructure

Solar

Utilities

Diversified Utilities

Electric Utilities

Gas Utilities

Independent Power Producers

Renewable Electricity

Water Utilities

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
3376	WMC 3376 DELISTED Western Asset Mortgage Capital Corporation WMC	$420K	﹤0.01%	2,843 +16	+0.6%	+$2.36K
3377	AHT 3377 Ashford Hospitality Trust AHT $37.3M	$418K	﹤0.01%	50 -27	-35%	-$226K
3378	NPF 3378 DELISTED NUVEEN PREMIER MUNI INCOME FD NPF	$418K	﹤0.01%	32,403 +3,191	+11%	+$41.2K
3379	EDE 3379 DELISTED Empire District Electric EDE	$418K	﹤0.01%	19,156 -29,442	-61%	-$642K
3380	UTX.PRA 3380 DELISTED UNITED TECHNOLOGIES CORP CORP UNIT (DE) UTX.PRA	$415K	﹤0.01%	7,251 -379	-5%	-$21.7K
3381	3381 Heritage Commerce HTBK $640M	$414K	﹤0.01%	43,098 -10,000	-19%	-$96.1K
3382	3382 EchoStar SATS $20.5B	$412K	﹤0.01%	10,464 -32,253	-76%	-$1.27M
3383	GRP.U 3383 Granite Real Estate Investment Trust GRP.U $3.32B	$411K	﹤0.01%	12,049 -736	-6%	-$25.1K
3384	3384 Tootsie Roll Industries TR $2.99B	$411K	﹤0.01%	17,099 +2,206	+15%	+$53K
3385	NNC 3385 DELISTED Nuveen North Carolina Quality Municipal Income Fund NNC	$410K	﹤0.01%	32,306 -12	-0%	-$152
3386	CST 3386 DELISTED CST Brands, Inc. CST	$409K	﹤0.01%	10,482 +949	+10%	+$37K
3387	3387 Chefs' Warehouse CHEF $2.72B	$409K	﹤0.01%	19,247 +144	+0.8%	+$3.06K
3388	3388 Direxion Daily Small Cap Bull 3x Shares TNA $2.44B	$409K	﹤0.01%	9,160 -1,992	-18%	-$88.9K
3389	3389 Nuveen Real Asset Income & Growth Fund JRI $380M	$408K	﹤0.01%	23,612 +2,751	+13%	+$47.5K
3390	3390 Invesco Golden Dragon China ETF PGJ $163M	$408K	﹤0.01%	12,165 +636	+6%	+$21.3K
3391	ALR 3391 DELISTED Alere Inc ALR	$407K	﹤0.01%	7,730 +4,752	+160%	+$250K
3392	3392 ProShares UltraPro Short QQQ SQQQ $2.11B	$406K	﹤0.01%	+8	New	+$406K
3393	DGI 3393 DELISTED DigitalGlobe Inc. DGI	$406K	﹤0.01%	14,600 -74	-0.5%	-$2.06K
3394	FCH.PRA 3394 DELISTED Felcor Lodging Tr Ser A Cum Cv FCH.PRA	$405K	﹤0.01%	16,400 -1,503	-8%	-$37.1K
3395	GHI 3395 DELISTED GLOBAL HIGH INCOME FUND INC. GHI	$405K	﹤0.01%	47,670 -112,737	-70%	-$958K
3396	VIVO 3396 DELISTED Meridian Bioscience Inc VIVO	$404K	﹤0.01%	21,640 -76,275	-78%	-$1.42M
3397	CORE 3397 DELISTED Core Mark Holding Co., Inc. CORE	$404K	﹤0.01%	13,620 +11,760	+632%	+$349K
3398	GGE 3398 DELISTED Guggenheim Enhncd Eqty Strtgy Fd GGE	$404K	﹤0.01%	23,948 -2,258	-9%	-$38.1K
3399	3399 Invesco Building & Construction ETF PKB $304M	$403K	﹤0.01%	17,000 -310	-2%	-$7.35K
3400	LABL 3400 DELISTED Multi-Color Corp LABL	$403K	﹤0.01%	6,305 +1,683	+36%	+$108K