UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$1.48B |
| 2 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$690M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$588M |
| 4 |
Truist Financial
TFC
|
+$532M |
| 5 |
VanEck Gold Miners ETF
GDX
|
+$278M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.3B |
| 2 |
Alibaba
BABA
|
+$771M |
| 3 |
AABA
Altaba Inc
AABA
|
+$759M |
| 4 |
STI
SunTrust Banks, Inc.
STI
|
+$503M |
| 5 |
BPL
Buckeye Partners, L.P.
BPL
|
+$467M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 49.31% |
| 2 | Technology | 9.89% |
| 3 | Financials | 7.42% |
| 4 | Healthcare | 6.84% |
| 5 | Consumer Discretionary | 5.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
ITCI
3326
DELISTED
Intra-Cellular Therapies Inc.
ITCI
| $2.49M | ﹤0.01% |
72,617
+65,517
| +923% | +$786K |
|
|
CSW
3327
CSW Industrials
CSW
$4.84B
| $2.49M | ﹤0.01% |
32,343
+14,352
| +80% | +$1.03M |
|
|
BECN
3328
DELISTED
Beacon Roofing Supply, Inc.
BECN
| $2.49M | ﹤0.01% |
77,816
+19,044
| +32% | +$603K |
|
3329
Tennant Co
TNC
$1.15B
| $2.49M | ﹤0.01% |
31,930
+9,939
| +45% | +$740K |
|
|
PEI
3330
DELISTED
Pennsylvania Real Estate Investment Trust
PEI
| $2.48M | ﹤0.01% |
31,068
-3,100
| -9% | -$258K |
|
3331
Northern Trust Quality Dividend Defensive ETF
QDEF
$549M
| $2.48M | ﹤0.01% |
51,955
-5,303
| -9% | -$247K |
|
|
RWT
3332
PUT
Redwood Trust
RWT
$467M
| $2.48M | ﹤0.01% |
150,000
| – | – |
|
|
NTUS
3333
DELISTED
Natus Medical Inc
NTUS
| $2.48M | ﹤0.01% |
75,231
+28,126
| +60% | +$901K |
|
3334
PUT
Campbell Soup
CPB
$5.78B
| $2.47M | ﹤0.01% |
+50,000
| New | +$2.37M |
|
3335
STMicroelectronics
STM
$46.3B
| $2.47M | ﹤0.01% |
91,735
+4,246
| +5% | +$100K |
|
3336
Kaiser Aluminum
KALU
$2.49B
| $2.47M | ﹤0.01% |
22,253
+7,532
| +51% | +$806K |
|
3337
Nuveen Real Asset Income & Growth Fund
JRI
$399M
| $2.46M | ﹤0.01% |
134,094
+4,517
| +3% | +$80.7K |
|
|
EWSC
3338
DELISTED
Invesco S&P SmallCap 600 Equal Weight ETF
EWSC
| $2.46M | ﹤0.01% |
43,269
-161
| -0.4% | -$8.8K |
|
3339
CALL
Pinterest
PINS
$10.7B
| $2.46M | ﹤0.01% |
131,700
-256,300
| -66% | -$5.53M |
|
3340
Alerian Energy Infrastructure ETF
ENFR
$525M
| $2.45M | ﹤0.01% |
118,056
+6,165
| +6% | +$123K |
|
3341
iShares Global Industrials ETF
EXI
$1.47B
| $2.45M | ﹤0.01% |
25,198
-1,245
| -5% | -$118K |
|
3342
DNOW Inc
DNOW
$2.88B
| $2.45M | ﹤0.01% |
217,929
+124,298
| +133% | +$1.39M |
|
3343
PUT
Tencent Music
TME
$13.7B
| $2.45M | ﹤0.01% |
208,570
-299,290
| -59% | -$3.85M |
|
3344
BJ's Restaurants
BJRI
$1.28B
| $2.45M | ﹤0.01% |
64,458
+1,065
| +2% | +$40.8K |
|
3345
Vanguard S&P Mid-Cap 400 Value ETF
IVOV
$1.29B
| $2.45M | ﹤0.01% |
37,600
-554
| -1% | -$35K |
|
3346
VanEck Vietnam ETF
VNM
$499M
| $2.45M | ﹤0.01% |
152,959
+21,298
| +16% | +$344K |
|
3347
BlackRock Floating Rate Income Strategies Fund
FRA
$372M
| $2.44M | ﹤0.01% |
181,864
+18,482
| +11% | +$238K |
|
|
MINI
3348
DELISTED
Mobile Mini Inc
MINI
| $2.44M | ﹤0.01% |
64,467
+15,120
| +31% | +$570K |
|
|
EFC
3349
Ellington Financial
EFC
$1.59B
| $2.44M | ﹤0.01% |
133,251
+13,280
| +11% | +$243K |
|
3350
PUT
Lennox International
LII
$12.9B
| $2.44M | ﹤0.01% |
+10,000
| New | +$2.48M |
|
Similar funds
UBS Group's Q4 2019 Portfolio in Review
As of Q4 2019, UBS Group held 8,864 positions worth $287B, up 11% from $260B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
UBS Group's Q4 2019 filing shows 807 new, 4,306 increased, 2,683 reduced and 688 closed positions. Its largest new stake was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.3B.
By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, down from 50% a quarter earlier, followed by Technology and Financials.
- UBS Group's largest Q4 2019 buy was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M.
- UBS Group added most to UBS Group in Q4 2019, an estimated $1.48B increase.
- UBS Group's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.3B.
- UBS Group fully exited Altaba Inc in Q4 2019, selling an estimated $759M.
- UBS Group's ten largest holdings make up 13% of its $287B portfolio in Q4 2019.
- UBS Group opened 807 new positions and closed 688 in Q4 2019.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $287B.
Based on UBS Group's 13F filing for Q4 2019, filed 14 Feb 2020.