UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$2.97B |
| 2 |
American International
AIG
|
+$543M |
| 3 |
iShares China Large-Cap ETF
FXI
|
+$375M |
| 4 |
Xerox
XRX
|
+$324M |
| 5 |
PepsiCo
PEP
|
+$296M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$399M |
| 2 |
Qualcomm
QCOM
|
+$375M |
| 3 |
Johnson & Johnson
JNJ
|
+$315M |
| 4 |
eBay
EBAY
|
+$298M |
| 5 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$293M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 8.11% |
| 2 | Healthcare | 6.31% |
| 3 | Energy | 6.06% |
| 4 | Technology | 5.81% |
| 5 | Industrials | 5.27% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3326
Schwab US REIT ETF
SCHH
$11.4B
| $1.02M | ﹤0.01% |
55,108
+9,646
| +21% | +$181K |
|
3327
CALL
Flowserve
FLS
$10B
| $1.02M | ﹤0.01% |
24,900
+24,200
| +3,457% | +$1.11M |
|
3328
InterDigital
IDCC
$8.47B
| $1.02M | ﹤0.01% |
20,257
-4,698
| -19% | -$243K |
|
3329
PUT
Stryker
SYK
$129B
| $1.02M | ﹤0.01% |
10,884
| – | – |
|
3330
Clearwater Paper
CLW
$369M
| $1.02M | ﹤0.01% |
21,618
+17,309
| +402% | +$930K |
|
|
PWT
3331
DELISTED
POWERSHARES DYNAMIC SMALL CAP GROWTH PORTFOLIO
PWT
| $1.02M | ﹤0.01% |
43,989
-149
| -0.3% | -$3.46K |
|
3332
Community Bank
CBU
$3.44B
| $1.02M | ﹤0.01% |
27,437
+8,847
| +48% | +$328K |
|
|
LKM
3333
CALL
DELISTED
Link Motion Inc.
LKM
| $1.02M | ﹤0.01% |
308,200
| – | – |
|
|
NTRI
3334
DELISTED
NutriSystem, Inc.
NTRI
| $1.02M | ﹤0.01% |
38,404
-2,256
| -6% | -$61.7K |
|
3335
Moelis & Co
MC
$4.98B
| $1.02M | ﹤0.01% |
38,786
-2,266
| -6% | -$64.1K |
|
3336
Matador Resources
MTDR
$6.04B
| $1.02M | ﹤0.01% |
48,999
-7,872
| -14% | -$172K |
|
|
FIF
3337
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
| $1.02M | ﹤0.01% |
63,562
-3,183
| -5% | -$57.6K |
|
|
BCRH
3338
DELISTED
BLUE CAPITAL REINSURANCE HOLDINGS LTD.
BCRH
| $1.02M | ﹤0.01% |
59,082
-19,682
| -25% | -$330K |
|
|
AXON
3339
Axon Enterprise
AXON
$42.1B
| $1.02M | ﹤0.01% |
46,138
-15,351
| -25% | -$405K |
|
3340
H.B. Fuller
FUL
$3.18B
| $1.02M | ﹤0.01% |
29,930
+698
| +2% | +$26.3K |
|
|
ETFC
3341
PUT
DELISTED
E*Trade Financial Corporation
ETFC
| $1.01M | ﹤0.01% |
38,500
-2,100
| -5% | -$58.2K |
|
|
EVN
3342
Eaton Vance Municipal Income Trust
EVN
$421M
| $1.01M | ﹤0.01% |
77,952
+11,058
| +17% | +$141K |
|
3343
HealthEquity
HQY
$8.65B
| $1.01M | ﹤0.01% |
34,241
+4,698
| +16% | +$148K |
|
3344
Invesco S&P 500 High Beta ETF
SPHB
$1.01B
| $1.01M | ﹤0.01% |
35,526
-890,641
| -96% | -$27.8M |
|
3345
PUT
Edwards Lifesciences
EW
$51.5B
| $1.01M | ﹤0.01% |
42,570
+22,770
| +115% | +$550K |
|
3346
First Trust Mid Cap Value AlphaDEX Fund
FNK
$230M
| $1.01M | ﹤0.01% |
37,441
-5,119
| -12% | -$148K |
|
|
ARG
3347
PUT
DELISTED
Airgas Inc
ARG
| $1.01M | ﹤0.01% |
11,300
-2,249,900
| -100% | -$223M |
|
|
VVUS
3348
PUT
DELISTED
Vivus Inc
VVUS
| $1.01M | ﹤0.01% |
+61,530
| New | +$974K |
|
3349
PUT
MannKind Corp
MNKD
$1.24B
| $1.01M | ﹤0.01% |
62,720
-52,000
| -45% | -$1.1M |
|
3350
Sanmina
SANM
$11B
| $1.01M | ﹤0.01% |
47,086
+39,471
| +518% | +$796K |
|
Similar funds
UBS Group's Q3 2015 Portfolio in Review
As of Q3 2015, UBS Group held 9,177 positions worth $141B, down 6.1% from $150B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group deployed $6.71B of net new capital in Q3 2015, opening 664 new positions and adding to 3,305 existing holdings. Its largest new stake was Kraft Heinz: 1,448,913 shares worth $102M.
By sector, the portfolio is most concentrated in Financials at 8.1% of assets, down from 8.5% a quarter earlier, followed by Healthcare and Energy.
On the sell side, the largest reduction was Apple, an estimated $399M trimmed.
- UBS Group's largest Q3 2015 buy was Kraft Heinz: 1,448,913 shares worth $102M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2015, an estimated $2.97B increase.
- UBS Group's biggest Q3 2015 reduction was Apple, cutting an estimated $399M.
- UBS Group fully exited OMNICARE INC in Q3 2015, selling an estimated $227M.
- UBS Group's ten largest holdings make up 17% of its $141B portfolio in Q3 2015.
- UBS Group opened 664 new positions and closed 707 in Q3 2015.
- UBS Group's portfolio value fell 6.1% quarter-over-quarter to $141B.
Based on UBS Group's 13F filing for Q3 2015, filed 13 Nov 2015.