UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$475M |
| 2 |
Vanguard Real Estate ETF
VNQ
|
+$349M |
| 3 |
iShares MSCI ACWI ETF
ACWI
|
+$346M |
| 4 |
State Street Industrial Select Sector SPDR ETF
XLI
|
+$261M |
| 5 |
WORK
Slack Technologies, Inc.
WORK
|
+$251M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core MSCI EAFE ETF
IEFA
|
+$1.91B |
| 2 |
Vanguard Morningstar Mid-Cap ETF
VO
|
+$1.28B |
| 3 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$1.17B |
| 4 |
iShares MSCI EAFE ETF
EFA
|
+$1.11B |
| 5 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$968M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 52.51% |
| 2 | Technology | 11.07% |
| 3 | Financials | 6.65% |
| 4 | Consumer Discretionary | 6.26% |
| 5 | Healthcare | 5.84% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
ETO
3276
Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
ETO
$498M
| $2.31M | ﹤0.01% |
91,583
-3,020
| -3% | -$69.1K |
|
|
ILPT
3277
Industrial Logistics Properties Trust
ILPT
$515M
| $2.31M | ﹤0.01% |
99,361
+9,552
| +11% | +$209K |
|
|
KTF
3278
DWS Municipal Income Trust
KTF
$331M
| $2.31M | ﹤0.01% |
198,976
-1,483
| -0.7% | -$16.6K |
|
3279
RGC Resources
RGCO
$223M
| $2.31M | ﹤0.01% |
97,286
-5,003
| -5% | -$121K |
|
3280
KraneShares MSCI All China Health Care Index ETF
KURE
$108M
| $2.31M | ﹤0.01% |
59,176
-8,231
| -12% | -$291K |
|
3281
First Trust Materials AlphaDEX Fund
FXZ
$387M
| $2.31M | ﹤0.01% |
47,961
+14,642
| +44% | +$637K |
|
3282
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.2B
| $2.31M | ﹤0.01% |
51,872
+2,780
| +6% | +$117K |
|
3283
Pacer US Cash Cows 100 ETF
COWZ
$19.3B
| $2.3M | ﹤0.01% |
68,629
+349
| +0.5% | +$10.8K |
|
|
MOMO
3284
PUT
Hello Group
MOMO
$701M
| $2.3M | ﹤0.01% |
165,000
+90,000
| +120% | +$1.3M |
|
3285
CALL
The Mosaic Company
MOS
$7.78B
| $2.3M | ﹤0.01% |
100,000
| – | – |
|
|
PZC
3286
DELISTED
PIMCO California Municipal Income Fund III
PZC
| $2.29M | ﹤0.01% |
223,935
+21,247
| +10% | +$220K |
|
3287
Simply Good Foods
SMPL
$896M
| $2.29M | ﹤0.01% |
73,170
+55,953
| +325% | +$1.3M |
|
3288
CALL
CarGurus
CARG
$2.96B
| $2.29M | ﹤0.01% |
+72,300
| New | +$1.79M |
|
3289
Ryder
R
$9.15B
| $2.29M | ﹤0.01% |
37,114
-231,461
| -86% | -$12.9M |
|
3290
Global Net Lease
GNL
$2.03B
| $2.28M | ﹤0.01% |
133,206
+5,422
| +4% | +$88.7K |
|
3291
Paylocity
PCTY
$7.63B
| $2.28M | ﹤0.01% |
11,088
-50,107
| -82% | -$9.64M |
|
|
TPH
3292
DELISTED
Tri Pointe Homes
TPH
| $2.28M | ﹤0.01% |
132,274
-20,915
| -14% | -$370K |
|
3293
Tootsie Roll Industries
TR
$2.83B
| $2.28M | ﹤0.01% |
91,648
-140,814
| -61% | -$3.62M |
|
3294
JPMorgan BetaBuilders Japan ETF
BBJP
$19.6B
| $2.28M | ﹤0.01% |
40,700
+3,135
| +8% | +$164K |
|
|
EB
3295
DELISTED
Eventbrite
EB
| $2.28M | ﹤0.01% |
125,802
+62,710
| +99% | +$878K |
|
3296
Federated Hermes
FHI
$4.26B
| $2.27M | ﹤0.01% |
78,719
-37,938
| -33% | -$1.01M |
|
3297
Immunovant
IMVT
$7.63B
| $2.27M | ﹤0.01% |
49,235
+48,396
| +5,768% | +$2.24M |
|
3298
Invesco S&P Emerging Markets Low Volatility ETF
EELV
$429M
| $2.27M | ﹤0.01% |
101,515
-756
| -0.7% | -$16K |
|
3299
Dana Inc
DAN
$3.21B
| $2.26M | ﹤0.01% |
115,823
-26,270
| -18% | -$440K |
|
|
OPLN
3300
Openlane
OPLN
$4.18B
| $2.26M | ﹤0.01% |
121,418
-37,529
| -24% | -$648K |
|
Similar funds
UBS Group's Q4 2020 Portfolio in Review
As of Q4 2020, UBS Group held 9,236 positions worth $296B, up 11% from $265B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group withdrew a net $11.7B in Q4 2020, closing 738 positions and reducing 2,988 holdings. Its most notable exit was Delphi Technologies PLC Ordinary Shares, an estimated $96.7M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 54% a quarter earlier, followed by Technology and Financials.
Against the trend, UBS Group opened a new position in Vontier worth $16.8M.
- UBS Group's largest Q4 2020 buy was Vontier: 502,899 shares worth $16.8M.
- UBS Group added most to UBS Group in Q4 2020, an estimated $475M increase.
- UBS Group's biggest Q4 2020 reduction was iShares Core MSCI EAFE ETF, cutting an estimated $1.91B.
- UBS Group fully exited Delphi Technologies PLC Ordinary Shares in Q4 2020, selling an estimated $96.7M.
- UBS Group's ten largest holdings make up 14% of its $296B portfolio in Q4 2020.
- UBS Group opened 1,125 new positions and closed 738 in Q4 2020.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $296B.
Based on UBS Group's 13F filing for Q4 2020, filed 11 Feb 2021.