UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 51.75% |
| 2 | Technology | 12.43% |
| 3 | Financials | 6.7% |
| 4 | Healthcare | 6.28% |
| 5 | Consumer Discretionary | 5.01% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
301
iShares Semiconductor ETF
SOXX
$47.7B
| $189M | 0.07% |
1,195,230
+834
| +0.1% | +$139K |
|
302
Trane Technologies
TT
$96.2B
| $189M | 0.07% |
929,849
+366,928
| +65% | +$73.5M |
|
303
Stellantis
STLA
$13.1B
| $188M | 0.06% |
9,836,407
+3,688,352
| +60% | +$69M |
|
304
Duke Energy
DUK
$88.9B
| $188M | 0.06% |
2,126,923
+160,345
| +8% | +$14.7M |
|
|
305
CALL
UnitedHealth
UNH
$332B
| $187M | 0.06% |
371,479
+247,979
| +201% | +$122M |
|
306
Vanguard Morningstar Mega Cap Growth ETF
MGK
$34.4B
| $186M | 0.06% |
4,093,155
-134,610
| -3% | -$6.35M |
|
307
CALL
State Street Industrial Select Sector SPDR ETF
XLI
$30.4B
| $186M | 0.06% |
1,830,400
-7,287,200
| -80% | -$780M |
|
308
iShares Core Universal USD Bond ETF
IUSB
$43.5B
| $186M | 0.06% |
4,244,225
-10,087
| -0.2% | -$451K |
|
309
Pinduoduo
PDD
$111B
| $185M | 0.06% |
1,884,968
+399,996
| +27% | +$34.5M |
|
310
Vanguard Total World Stock ETF
VT
$80.8B
| $184M | 0.06% |
1,978,589
+25,957
| +1% | +$2.52M |
|
311
PUT
Berkshire Hathaway Class B
BRK.B
$1.09T
| $184M | 0.06% |
525,400
+219,500
| +72% | +$77.9M |
|
312
PUT
Morgan Stanley
MS
$307B
| $184M | 0.06% |
2,252,600
+643,400
| +40% | +$55.9M |
|
313
PUT
American International
AIG
$39.4B
| $183M | 0.06% |
3,014,900
+58,400
| +2% | +$3.49M |
|
314
PUT
T-Mobile US
TMUS
$178B
| $182M | 0.06% |
1,298,100
+10,500
| +0.8% | +$1.45M |
|
315
iShares Russell Mid-Cap Value ETF
IWS
$14.9B
| $181M | 0.06% |
1,733,213
-43,603
| -2% | -$4.8M |
|
316
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.1B
| $180M | 0.06% |
4,057,922
-93,540
| -2% | -$4.39M |
|
317
Vanguard Morningstar Mega Cap Value ETF
MGV
$13.5B
| $179M | 0.06% |
1,762,672
-2,591
| -0.1% | -$272K |
|
318
Quanta Services
PWR
$96.1B
| $177M | 0.06% |
947,689
+4,800
| +0.5% | +$963K |
|
319
ON Semiconductor
ON
$28.1B
| $175M | 0.06% |
1,884,562
+313,971
| +20% | +$30.5M |
|
320
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.41B
| $175M | 0.06% |
3,697,931
+32,461
| +0.9% | +$1.54M |
|
321
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$68.1B
| $174M | 0.06% |
2,292,835
+19,280
| +0.8% | +$1.5M |
|
322
iShares Biotechnology ETF
IBB
$10.6B
| $174M | 0.06% |
1,420,583
-120,951
| -8% | -$15.4M |
|
323
CALL
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$27.7B
| $173M | 0.06% |
1,700,000
-1,175,000
| -41% | -$124M |
|
324
iShares Russell 2000 Growth ETF
IWO
$14B
| $173M | 0.06% |
772,486
+282,219
| +58% | +$67.5M |
|
325
NXP Semiconductors
NXPI
$57.9B
| $173M | 0.06% |
865,966
+111,487
| +15% | +$23.1M |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,611 new, 3,254 increased, 4,098 reduced and 997 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 50% a quarter earlier, followed by Technology and Financials.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,611 new positions and closed 997 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.