UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$585M |
| 2 |
Gaotu Techedu
GOTU
|
+$389M |
| 3 |
iQIYI
IQ
|
+$383M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$345M |
| 5 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$341M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TWTR
Twitter, Inc.
TWTR
|
+$482M |
| 2 |
Apple
AAPL
|
+$416M |
| 3 |
Microsoft
MSFT
|
+$402M |
| 4 |
Alibaba
BABA
|
+$295M |
| 5 |
Alphabet (Google) Class A
GOOGL
|
+$234M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.38% |
| 2 | Consumer Discretionary | 6.52% |
| 3 | Financials | 5.94% |
| 4 | Healthcare | 5.86% |
| 5 | Communication Services | 4.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
301
Vanguard Consumer Discretionary ETF
VCR
$5.97B
| $147M | 0.06% |
625,058
-18,182
| -3% | -$4.12M |
|
302
Duke Energy
DUK
$101B
| $146M | 0.06% |
1,650,835
+260,105
| +19% | +$21.4M |
|
303
Vanguard Mega Cap Growth ETF
MGK
$31.3B
| $146M | 0.05% |
3,926,590
-480,115
| -11% | -$17.3M |
|
304
CALL
Walt Disney
DIS
$171B
| $146M | 0.05% |
1,173,034
+2,356
| +0.2% | +$294K |
|
305
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
| $145M | 0.05% |
1,799,574
-61,865
| -3% | -$5.01M |
|
306
PUT
TSMC
TSM
$1.94T
| $145M | 0.05% |
1,792,000
-237,600
| -12% | -$18.1M |
|
307
American Water Works
AWK
$27B
| $145M | 0.05% |
1,001,407
+6,807
| +0.7% | +$965K |
|
308
GE Aerospace
GE
$364B
| $145M | 0.05% |
4,666,608
+951,096
| +26% | +$30.9M |
|
309
FedEx
FDX
$73B
| $145M | 0.05% |
574,988
-44,280
| -7% | -$8.86M |
|
310
iShares Silver Trust
SLV
$27.7B
| $144M | 0.05% |
6,644,760
+782,633
| +13% | +$17.8M |
|
311
Lam Research
LRCX
$316B
| $142M | 0.05% |
4,282,350
+1,689,800
| +65% | +$58.2M |
|
312
US Bancorp
USB
$97.9B
| $142M | 0.05% |
3,957,176
+449,939
| +13% | +$16.5M |
|
313
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.1B
| $142M | 0.05% |
4,617,489
+584,544
| +14% | +$17.9M |
|
314
Energy Transfer Partners
ET
$69.5B
| $140M | 0.05% |
25,912,564
+911,475
| +4% | +$5.79M |
|
|
SPLK
315
DELISTED
Splunk Inc
SPLK
| $140M | 0.05% |
744,513
-56,154
| -7% | -$11.2M |
|
|
MMP
316
DELISTED
Magellan Midstream Partners, L.P.
MMP
| $140M | 0.05% |
4,079,253
-1,156,242
| -22% | -$45.8M |
|
317
Becton Dickinson
BDX
$46.4B
| $138M | 0.05% |
608,994
+77,987
| +15% | +$19.2M |
|
318
MPLX
MPLX
$58.6B
| $138M | 0.05% |
8,768,538
-1,755,449
| -17% | -$31.7M |
|
319
Elevance Health
ELV
$81.5B
| $138M | 0.05% |
513,406
+151,298
| +42% | +$40.7M |
|
320
iShares Short Maturity Bond ETF
NEAR
$4.82B
| $137M | 0.05% |
2,743,600
-79,413
| -3% | -$3.98M |
|
321
iShares Semiconductor ETF
SOXX
$38.4B
| $137M | 0.05% |
1,353,813
-2,640
| -0.2% | -$258K |
|
322
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.2B
| $137M | 0.05% |
2,524,845
+391,781
| +18% | +$21.4M |
|
323
PUT
Home Depot
HD
$337B
| $137M | 0.05% |
494,400
+100,000
| +25% | +$27.1M |
|
324
PUT
Salesforce
CRM
$154B
| $136M | 0.05% |
540,600
-98,100
| -15% | -$21.5M |
|
325
iShares Core S&P Total US Stock Market ETF
ITOT
$92.3B
| $135M | 0.05% |
1,789,904
-163,349
| -8% | -$12.2M |
|
Similar funds
UBS Group's Q3 2020 Portfolio in Review
As of Q3 2020, UBS Group held 8,885 positions worth $265B, up 12% from $237B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group's Q3 2020 filing shows 848 new, 3,197 increased, 3,641 reduced and 778 closed positions. Its largest new stake was Li Auto: 1,763,345 shares worth $30.7M. The largest sale was Twitter, Inc., an estimated $482M.
By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.
- UBS Group's largest Q3 2020 buy was Li Auto: 1,763,345 shares worth $30.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2020, an estimated $585M increase.
- UBS Group's biggest Q3 2020 reduction was Twitter, Inc., cutting an estimated $482M.
- UBS Group fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $226M.
- UBS Group's ten largest holdings make up 16% of its $265B portfolio in Q3 2020.
- UBS Group opened 848 new positions and closed 778 in Q3 2020.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $265B.
Based on UBS Group's 13F filing for Q3 2020, filed 12 Nov 2020.