UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 50.11% |
| 2 | Technology | 9.56% |
| 3 | Financials | 6.76% |
| 4 | Healthcare | 6.45% |
| 5 | Consumer Discretionary | 5.77% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
301
Micron Technology
MU
$1.05T
| $152M | 0.06% |
3,537,257
-917,930
| -21% | -$41.5M |
|
302
Dominion Energy
D
$56.5B
| $150M | 0.06% |
1,848,022
+207,644
| +13% | +$16.1M |
|
303
State Street Communication Services Select Sector SPDR ETF
XLC
$23.1B
| $150M | 0.06% |
3,022,227
+343,970
| +13% | +$17.2M |
|
304
Air Products & Chemicals
APD
$64.1B
| $149M | 0.06% |
673,058
+10,151
| +2% | +$2.28M |
|
305
Annaly Capital Management
NLY
$16.4B
| $148M | 0.06% |
4,196,063
-33,498
| -0.8% | -$1.21M |
|
306
American Water Works
AWK
$27.5B
| $146M | 0.06% |
1,175,554
-84,409
| -7% | -$10.2M |
|
307
Eli Lilly
LLY
$1.02T
| $145M | 0.06% |
1,297,743
+84,767
| +7% | +$9.44M |
|
308
Prologis
PLD
$129B
| $145M | 0.06% |
1,701,932
-49,214
| -3% | -$4.07M |
|
309
Pacer Trendpilot US Large Cap ETF
PTLC
$3.3B
| $145M | 0.06% |
4,664,980
+656,239
| +16% | +$20.2M |
|
|
RDS.B
310
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
| $145M | 0.06% |
2,417,146
-33,338
| -1% | -$1.99M |
|
311
Corteva
CTVA
$54.8B
| $144M | 0.06% |
5,143,274
+2,309,747
| +82% | +$66.8M |
|
312
Schwab US Dividend Equity ETF
SCHD
$112B
| $144M | 0.06% |
7,883,148
+192,153
| +2% | +$3.44M |
|
313
Vanguard Morningstar Small-Cap Growth ETF
VBK
$22.8B
| $143M | 0.06% |
787,881
+45,230
| +6% | +$8.42M |
|
314
PUT
Visa
V
$700B
| $143M | 0.06% |
833,105
+321,305
| +63% | +$57.2M |
|
315
PUT
Booking.com
BKNG
$129B
| $143M | 0.06% |
1,825,000
+810,000
| +80% | +$62.7M |
|
316
CALL
Walt Disney
DIS
$186B
| $142M | 0.05% |
1,092,414
-723,836
| -40% | -$100M |
|
317
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.59B
| $142M | 0.05% |
2,482,752
-193,525
| -7% | -$11.1M |
|
318
CALL
Deutsche Bank
DB
$72.2B
| $141M | 0.05% |
20,546,510
-15,518,748
| -43% | -$118M |
|
319
TSMC
TSM
$2.15T
| $141M | 0.05% |
3,026,697
-349,801
| -10% | -$14.9M |
|
|
HDV
320
iShares Core High Dividend ETF
HDV
$15.5B
| $140M | 0.05% |
7,439,980
-39,310
| -0.5% | -$739K |
|
321
Alcon
ALC
$32.7B
| $138M | 0.05% |
2,366,069
-122,566
| -5% | -$7.35M |
|
322
Stryker
SYK
$108B
| $138M | 0.05% |
637,334
+11,612
| +2% | +$2.49M |
|
323
Waste Management
WM
$87.3B
| $137M | 0.05% |
1,192,081
+9,881
| +0.8% | +$1.15M |
|
324
Howard Hughes
HHH
$3.65B
| $137M | 0.05% |
1,107,613
+223,985
| +25% | +$27.7M |
|
325
Illinois Tool Works
ITW
$76.3B
| $136M | 0.05% |
869,533
-30,588
| -3% | -$4.64M |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group withdrew a net $9.06B in Q3 2019, closing 595 positions and reducing 2,892 holdings. Its most notable exit was OAKTREE CAPITAL GROUP, LLC, an estimated $172M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 50% of assets, up from 48% a quarter earlier, followed by Technology and Financials.
Against the trend, UBS Group opened a new position in Invesco S&P Ultra Dividend Revenue ETF worth $38.5M.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 736 new positions and closed 595 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.