UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Blackrock
BLK
|
+$356M |
| 2 |
Procter & Gamble
PG
|
+$310M |
| 3 |
Hilton Worldwide
HLT
|
+$286M |
| 4 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$282M |
| 5 |
SPDR Gold Trust
GLD
|
+$276M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.44B |
| 2 |
Chipotle Mexican Grill
CMG
|
+$638M |
| 3 |
KLA
KLAC
|
+$271M |
| 4 |
Bank of America
BAC
|
+$219M |
| 5 |
iShares Russell 2000 ETF
IWM
|
+$190M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 54.51% |
| 2 | Financials | 7.18% |
| 3 | Healthcare | 5.96% |
| 4 | Technology | 5.74% |
| 5 | Energy | 5.35% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
WES
301
DELISTED
Western Gas Partners Lp
WES
| $115M | 0.06% |
1,949,124
-274,694
| -12% | -$15.5M |
|
302
iShare MSCI Eurozone ETF
EZU
$9.58B
| $115M | 0.06% |
3,309,461
-107,850
| -3% | -$3.64M |
|
303
Conagra Brands
CAG
$7.26B
| $114M | 0.06% |
2,889,291
+1,524,710
| +112% | +$57M |
|
|
ACAS
304
DELISTED
American Capital Ltd
ACAS
| $114M | 0.06% |
6,348,953
+4,533,908
| +250% | +$78.1M |
|
|
TCP
305
DELISTED
TC Pipelines LP
TCP
| $113M | 0.06% |
1,922,316
+9,587
| +0.5% | +$517K |
|
306
CALL
Tesla
TSLA
$1.44T
| $113M | 0.06% |
7,936,500
+5,842,500
| +279% | +$76.8M |
|
307
Delta Air Lines
DAL
$52.4B
| $113M | 0.06% |
2,298,109
-253,298
| -10% | -$11.5M |
|
308
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$47B
| $113M | 0.06% |
1,236,527
+163,250
| +15% | +$14.9M |
|
309
Yum! Brands
YUM
$37.7B
| $112M | 0.06% |
1,770,377
-778,767
| -31% | -$48.9M |
|
310
Vanguard Morningstar Mid-Cap Value ETF
VOE
$23.7B
| $112M | 0.06% |
1,150,085
-30,267
| -3% | -$2.87M |
|
|
RTN
311
DELISTED
Raytheon Company
RTN
| $112M | 0.06% |
786,903
+27,413
| +4% | +$3.9M |
|
312
Caterpillar
CAT
$372B
| $110M | 0.06% |
1,188,233
+7,771
| +0.7% | +$704K |
|
313
American International
AIG
$39.4B
| $110M | 0.06% |
1,683,810
-917,780
| -35% | -$57.6M |
|
314
State Street SPDR S&P Regional Banking ETF
KRE
$4.23B
| $108M | 0.06% |
1,946,493
-1,186,931
| -38% | -$58.1M |
|
|
STJ
315
DELISTED
St Jude Medical
STJ
| $108M | 0.06% |
1,343,476
-366,060
| -21% | -$29.1M |
|
|
DD
316
DELISTED
Du Pont De Nemours E I
DD
| $108M | 0.06% |
1,465,438
+100,535
| +7% | +$7.14M |
|
317
CALL
iShares China Large-Cap ETF
FXI
$4.09B
| $107M | 0.06% |
3,073,100
+1,585,000
| +107% | +$58.4M |
|
318
PUT
ExxonMobil
XOM
$672B
| $106M | 0.06% |
1,178,800
+145,100
| +14% | +$12.7M |
|
319
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.4B
| $106M | 0.06% |
2,328,088
+154,672
| +7% | +$6.81M |
|
|
RDS.B
320
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
| $106M | 0.06% |
1,822,099
+419,363
| +30% | +$22.9M |
|
321
CALL
Nike
NKE
$52.7B
| $105M | 0.06% |
2,072,650
-1,574,450
| -43% | -$80.8M |
|
322
PUT
FedEx
FDX
$71.9B
| $105M | 0.06% |
563,000
+496,300
| +744% | +$91.1M |
|
|
EQM
323
DELISTED
EQM Midstream Partners, LP
EQM
| $105M | 0.06% |
1,366,119
+127,900
| +10% | +$9.48M |
|
324
Vanguard Morningstar Small-Cap Value ETF
VBR
$36.1B
| $105M | 0.06% |
864,704
-32,935
| -4% | -$3.78M |
|
325
CALL
Pfizer
PFE
$158B
| $105M | 0.06% |
3,392,088
+832,976
| +33% | +$25.4M |
|
Similar funds
UBS Group's Q4 2016 Portfolio in Review
As of Q4 2016, UBS Group held 8,573 positions worth $181B, up 8% from $168B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group's Q4 2016 filing shows 819 new, 3,871 increased, 2,714 reduced and 744 closed positions. Its largest new stake was Yum China: 1,408,862 shares worth $36.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.44B.
By sector, the portfolio is most concentrated in Miscellaneous at 55% of assets, up from 54% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q4 2016 buy was Yum China: 1,408,862 shares worth $36.8M.
- UBS Group added most to Blackrock in Q4 2016, an estimated $356M increase.
- UBS Group's biggest Q4 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.44B.
- UBS Group fully exited ITC HOLDINGS CORP in Q4 2016, selling an estimated $56M.
- UBS Group's ten largest holdings make up 17% of its $181B portfolio in Q4 2016.
- UBS Group opened 819 new positions and closed 744 in Q4 2016.
- UBS Group's portfolio value rose 8% quarter-over-quarter to $181B.
Based on UBS Group's 13F filing for Q4 2016, filed 14 Feb 2017.