UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$2.97B |
| 2 |
American International
AIG
|
+$543M |
| 3 |
iShares China Large-Cap ETF
FXI
|
+$375M |
| 4 |
Xerox
XRX
|
+$324M |
| 5 |
PepsiCo
PEP
|
+$296M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$399M |
| 2 |
Qualcomm
QCOM
|
+$375M |
| 3 |
Johnson & Johnson
JNJ
|
+$315M |
| 4 |
eBay
EBAY
|
+$298M |
| 5 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$293M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 8.11% |
| 2 | Healthcare | 6.31% |
| 3 | Energy | 6.06% |
| 4 | Technology | 5.81% |
| 5 | Industrials | 5.27% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
301
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.2B
| $91.8M | 0.07% |
947,747
+64,897
| +7% | +$6.73M |
|
302
PUT
Bank of America
BAC
$433B
| $91.8M | 0.07% |
5,890,500
-2,515,300
| -30% | -$42.3M |
|
303
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
| $91.1M | 0.06% |
1,074,339
+72,817
| +7% | +$6.13M |
|
304
Fortinet
FTNT
$113B
| $89.8M | 0.06% |
10,571,060
+841,430
| +9% | +$7.45M |
|
305
CALL
Deutsche Bank
DB
$69.6B
| $89.4M | 0.06% |
3,713,921
+1,078,422
| +41% | +$29.8M |
|
306
CALL
Meta Platforms (Facebook)
META
$1.37T
| $89.4M | 0.06% |
994,081
+248,681
| +33% | +$22.8M |
|
307
Vanguard Morningstar Large-Cap ETF
VV
$52.1B
| $89.3M | 0.06% |
1,014,726
+87,182
| +9% | +$8.14M |
|
308
WisdomTree India Earnings Fund ETF
EPI
$2.06B
| $89.3M | 0.06% |
4,483,107
-97,421
| -2% | -$2.02M |
|
309
CALL
Netflix
NFLX
$305B
| $89.3M | 0.06% |
8,645,000
+1,638,000
| +23% | +$17.6M |
|
310
iShares TIPS Bond ETF
TIP
$14.5B
| $89.1M | 0.06% |
805,287
+28,488
| +4% | +$3.18M |
|
|
311
Netflix
NFLX
$305B
| $87.1M | 0.06% |
8,430,700
+3,929,000
| +87% | +$42.2M |
|
312
iShares MSCI ACWI ETF
ACWI
$32.7B
| $86.9M | 0.06% |
1,610,807
+1,437,264
| +828% | +$82.7M |
|
313
First Trust Consumer Staples AlphaDEX Fund
FXG
$232M
| $86.6M | 0.06% |
2,066,304
-55,070
| -3% | -$2.43M |
|
314
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$273M
| $86.4M | 0.06% |
2,520,676
+80,215
| +3% | +$2.89M |
|
|
APC
315
PUT
DELISTED
Anadarko Petroleum
APC
| $85.9M | 0.06% |
1,422,500
+685,700
| +93% | +$48.7M |
|
316
EOG Resources
EOG
$77.5B
| $85.8M | 0.06% |
1,179,190
+209,316
| +22% | +$16.3M |
|
317
iShares Russell 2000 Value ETF
IWN
$14.4B
| $85.8M | 0.06% |
952,454
+102,621
| +12% | +$9.85M |
|
318
Vanguard Consumer Discretionary ETF
VCR
$5.98B
| $85.8M | 0.06% |
727,738
+102,579
| +16% | +$12.7M |
|
319
Kimberly-Clark
KMB
$36.6B
| $85.3M | 0.06% |
782,625
-54,294
| -6% | -$5.98M |
|
320
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.7B
| $85.2M | 0.06% |
2,170,664
-67,972
| -3% | -$2.84M |
|
321
iShares MSCI USA Min Vol Factor ETF
USMV
$23.5B
| $83.9M | 0.06% |
2,119,835
+660,655
| +45% | +$27M |
|
322
Vanguard High Dividend Yield ETF
VYM
$80.9B
| $83.7M | 0.06% |
1,336,486
+165,833
| +14% | +$10.9M |
|
323
Duke Energy
DUK
$98.4B
| $83.7M | 0.06% |
1,163,326
-154,871
| -12% | -$11.2M |
|
324
Palo Alto Networks
PANW
$265B
| $83.6M | 0.06% |
2,915,556
+638,184
| +28% | +$18.8M |
|
325
Annaly Capital Management
NLY
$17.3B
| $82.9M | 0.06% |
2,099,673
-197,616
| -9% | -$7.9M |
|
Similar funds
UBS Group's Q3 2015 Portfolio in Review
As of Q3 2015, UBS Group held 9,177 positions worth $141B, down 6.1% from $150B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group deployed $6.71B of net new capital in Q3 2015, opening 664 new positions and adding to 3,305 existing holdings. Its largest new stake was Kraft Heinz: 1,448,913 shares worth $102M.
By sector, the portfolio is most concentrated in Financials at 8.1% of assets, down from 8.5% a quarter earlier, followed by Healthcare and Energy.
On the sell side, the largest reduction was Apple, an estimated $399M trimmed.
- UBS Group's largest Q3 2015 buy was Kraft Heinz: 1,448,913 shares worth $102M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2015, an estimated $2.97B increase.
- UBS Group's biggest Q3 2015 reduction was Apple, cutting an estimated $399M.
- UBS Group fully exited OMNICARE INC in Q3 2015, selling an estimated $227M.
- UBS Group's ten largest holdings make up 17% of its $141B portfolio in Q3 2015.
- UBS Group opened 664 new positions and closed 707 in Q3 2015.
- UBS Group's portfolio value fell 6.1% quarter-over-quarter to $141B.
Based on UBS Group's 13F filing for Q3 2015, filed 13 Nov 2015.