UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$1.48B |
| 2 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$690M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$588M |
| 4 |
Truist Financial
TFC
|
+$532M |
| 5 |
VanEck Gold Miners ETF
GDX
|
+$278M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.3B |
| 2 |
Alibaba
BABA
|
+$771M |
| 3 |
AABA
Altaba Inc
AABA
|
+$759M |
| 4 |
STI
SunTrust Banks, Inc.
STI
|
+$503M |
| 5 |
BPL
Buckeye Partners, L.P.
BPL
|
+$467M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.82% |
| 2 | Financials | 7.38% |
| 3 | Healthcare | 6.65% |
| 4 | Consumer Discretionary | 5.46% |
| 5 | Industrials | 5.17% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3201
Cannae Holdings
CNNE
$649M
| $2.81M | ﹤0.01% |
75,432
-40,337
| -35% | -$1.33M |
|
|
FOCS
3202
DELISTED
Focus Financial Partners Inc. Class A
FOCS
| $2.8M | ﹤0.01% |
94,961
-11,576
| -11% | -$296K |
|
|
SCS
3203
DELISTED
Steelcase
SCS
| $2.8M | ﹤0.01% |
136,736
+41,215
| +43% | +$764K |
|
|
WLL
3204
DELISTED
Whiting Petroleum Corporation
WLL
| $2.8M | ﹤0.01% |
5,079
-4,340
| -46% | -$2.1M |
|
|
CGC
3205
PUT
Canopy Growth
CGC
$410M
| $2.79M | ﹤0.01% |
13,240
-17,770
| -57% | -$3.53M |
|
3206
CALL
iShares US Home Construction ETF
ITB
$2.41B
| $2.79M | ﹤0.01% |
+62,800
| New | +$2.8M |
|
|
JHS
3207
John Hancock Income Securities Trust
JHS
$127M
| $2.79M | ﹤0.01% |
188,383
+6,937
| +4% | +$101K |
|
3208
PUT
Extra Space Storage
EXR
$31.6B
| $2.79M | ﹤0.01% |
+26,400
| New | +$2.88M |
|
3209
Global X SuperIncome Preferred ETF
SPFF
$141M
| $2.79M | ﹤0.01% |
237,317
-6,238
| -3% | -$73K |
|
3210
CALL
Carnival Corporation Ltd
CCL
$39.7B
| $2.79M | ﹤0.01% |
54,800
+800
| +1% | +$35.7K |
|
3211
CALL
Phillips 66
PSX
$81.4B
| $2.79M | ﹤0.01% |
25,000
-11,500
| -32% | -$1.29M |
|
3212
CALL
TriNet
TNET
$3.14B
| $2.79M | ﹤0.01% |
+49,200
| New | +$2.74M |
|
3213
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
$476M
| $2.79M | ﹤0.01% |
50,525
-216
| -0.4% | -$11.8K |
|
|
HQH
3214
abrdn Healthcare Investors
HQH
$1.32B
| $2.78M | ﹤0.01% |
133,262
+1,973
| +2% | +$39.1K |
|
|
THS
3215
DELISTED
Treehouse Foods
THS
| $2.78M | ﹤0.01% |
57,325
+40,824
| +247% | +$2.09M |
|
3216
PTC Therapeutics
PTCT
$6.12B
| $2.77M | ﹤0.01% |
57,749
-28,857
| -33% | -$1.23M |
|
|
INVX
3217
Innovex International
INVX
$1.97B
| $2.76M | ﹤0.01% |
58,899
+22,024
| +60% | +$1.01M |
|
3218
Walker & Dunlop
WD
$1.53B
| $2.76M | ﹤0.01% |
42,647
+11,129
| +35% | +$704K |
|
3219
CALL
Applied Materials
AMAT
$428B
| $2.75M | ﹤0.01% |
+45,000
| New | +$2.53M |
|
3220
Towne Bank
TOWN
$3.42B
| $2.75M | ﹤0.01% |
98,660
+37,293
| +61% | +$1.05M |
|
3221
Albany International
AIN
$1.78B
| $2.74M | ﹤0.01% |
36,129
+16,143
| +81% | +$1.34M |
|
3222
Invesco Solar ETF
TAN
$1.38B
| $2.74M | ﹤0.01% |
89,055
-6,737
| -7% | -$195K |
|
|
IPHS
3223
DELISTED
Innophos Holdings, Inc.
IPHS
| $2.74M | ﹤0.01% |
85,614
+68,260
| +393% | +$2.2M |
|
|
OSG
3224
Octave Specialty Group
OSG
$222M
| $2.73M | ﹤0.01% |
126,557
+31,334
| +33% | +$643K |
|
3225
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
$540M
| $2.73M | ﹤0.01% |
28,361
-1,927
| -6% | -$182K |
|
Similar funds
UBS Group's Q4 2019 Portfolio in Review
As of Q4 2019, UBS Group held 8,864 positions worth $287B, up 11% from $260B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
UBS Group's Q4 2019 filing shows 808 new, 4,306 increased, 2,684 reduced and 688 closed positions. Its largest new stake was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.3B.
By sector, the portfolio is most concentrated in Technology at 9.8% of assets, up from 9.5% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q4 2019 buy was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M.
- UBS Group added most to UBS Group in Q4 2019, an estimated $1.48B increase.
- UBS Group's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.3B.
- UBS Group fully exited Altaba Inc in Q4 2019, selling an estimated $759M.
- UBS Group's ten largest holdings make up 13% of its $287B portfolio in Q4 2019.
- UBS Group opened 808 new positions and closed 688 in Q4 2019.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $287B.
Based on UBS Group's 13F filing for Q4 2019, filed 14 Feb 2020.