UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$2.76B |
| 2 |
iShares Core S&P 500 ETF
IVV
|
+$447M |
| 3 |
iShares China Large-Cap ETF
FXI
|
+$336M |
| 4 |
Invesco QQQ Trust
QQQ
|
+$294M |
| 5 |
GSK
GSK
|
+$255M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Stellantis
STLA
|
+$937M |
| 2 |
UBS Group
UBS
|
+$511M |
| 3 |
Microsoft
MSFT
|
+$402M |
| 4 |
Baidu
BIDU
|
+$338M |
| 5 |
Apple
AAPL
|
+$331M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.08% |
| 2 | Consumer Discretionary | 6.75% |
| 3 | Financials | 6.3% |
| 4 | Healthcare | 5.83% |
| 5 | Industrials | 4.81% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
ERC
3126
Allspring Multi-Sector Income Fund
ERC
$259M
| $3.05M | ﹤0.01% |
243,676
-37,536
| -13% | -$464K |
|
3127
Innovator S&P Investment Grade Preferred ETF
EPRF
$68.2M
| $3.04M | ﹤0.01% |
125,656
+95,481
| +316% | +$2.3M |
|
3128
Westamerica Bancorp
WABC
$1.37B
| $3.04M | ﹤0.01% |
48,413
-3,587
| -7% | -$218K |
|
3129
Hubbell
HUBB
$27.2B
| $3.03M | ﹤0.01% |
16,229
-19,220
| -54% | -$3.32M |
|
|
CVET
3130
DELISTED
Covetrus, Inc. Common Stock
CVET
| $3.03M | ﹤0.01% |
101,158
-30,764
| -23% | -$1.05M |
|
3131
BOK Financial
BOKF
$8.74B
| $3.03M | ﹤0.01% |
33,924
-1,533
| -4% | -$130K |
|
|
VGR
3132
DELISTED
Vector Group Ltd.
VGR
| $3.03M | ﹤0.01% |
306,177
-12,301
| -4% | -$117K |
|
|
FM
3133
DELISTED
iShares Frontier and Select EM ETF
FM
| $3.03M | ﹤0.01% |
102,703
+9,629
| +10% | +$283K |
|
3134
Allogene Therapeutics
ALLO
$694M
| $3.03M | ﹤0.01% |
85,758
+84,515
| +6,799% | +$2.85M |
|
|
CCXI
3135
DELISTED
ChemoCentryx, Inc.
CCXI
| $3.03M | ﹤0.01% |
59,098
-71,430
| -55% | -$4.3M |
|
3136
PUT
Cigna
CI
$74.6B
| $3.02M | ﹤0.01% |
12,500
-62,500
| -83% | -$13.9M |
|
|
TEN
3137
PUT
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
| $3.02M | ﹤0.01% |
281,300
| – | – |
|
3138
Asana
ASAN
$2.13B
| $3.01M | ﹤0.01% |
105,443
+60,746
| +136% | +$2.1M |
|
3139
Sunstone Hotel Investors
SHO
$2.06B
| $3.01M | ﹤0.01% |
241,813
+36,409
| +18% | +$435K |
|
3140
MACOM Technology Solutions
MTSI
$23.7B
| $3.01M | ﹤0.01% |
51,921
-6,380
| -11% | -$395K |
|
3141
State Street SPDR S&P Global Infrastructure ETF
GII
$932M
| $3.01M | ﹤0.01% |
58,487
+13,790
| +31% | +$697K |
|
|
MIMO
3142
DELISTED
Airspan Networks Holdings Inc
MIMO
| $3M | ﹤0.01% |
+300,475
| New | +$3.07M |
|
3143
Alnylam Pharmaceuticals
ALNY
$29.3B
| $3M | ﹤0.01% |
21,222
+82
| +0.4% | +$12.3K |
|
3144
Independent Bank
INDB
$3.99B
| $2.99M | ﹤0.01% |
35,543
-5,199
| -13% | -$434K |
|
3145
Goldman Sachs BDC
GSBD
$1.1B
| $2.98M | ﹤0.01% |
154,245
+15,957
| +12% | +$299K |
|
3146
CALL
Sherwin-Williams
SHW
$89.8B
| $2.98M | ﹤0.01% |
+12,111
| New | +$2.89M |
|
|
RA
3147
Brookfield Real Assets Income Fund
RA
$708M
| $2.98M | ﹤0.01% |
143,843
-349,279
| -71% | -$6.83M |
|
3148
CALL
TTM Technologies
TTMI
$14.5B
| $2.97M | ﹤0.01% |
+205,000
| New | +$2.91M |
|
|
XEC
3149
PUT
DELISTED
CIMAREX ENERGY CO
XEC
| $2.97M | ﹤0.01% |
+50,000
| New | +$2.67M |
|
3150
Oceaneering
OII
$4.77B
| $2.97M | ﹤0.01% |
259,833
+155,429
| +149% | +$1.72M |
|
Similar funds
UBS Group's Q1 2021 Portfolio in Review
As of Q1 2021, UBS Group held 9,997 positions worth $301B, up 1.9% from $296B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q1 2021 filing shows 1,505 new, 3,920 increased, 3,391 reduced and 881 closed positions. Its largest new stake was Ferguson: 1,602,252 shares worth $192M. The largest sale was Stellantis, an estimated $937M.
By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Financials.
- UBS Group's largest Q1 2021 buy was Ferguson: 1,602,252 shares worth $192M.
- UBS Group added most to Alibaba in Q1 2021, an estimated $2.76B increase.
- UBS Group's biggest Q1 2021 reduction was Stellantis, cutting an estimated $937M.
- UBS Group fully exited Tiffany & Co. in Q1 2021, selling an estimated $77.2M.
- UBS Group's ten largest holdings make up 14% of its $301B portfolio in Q1 2021.
- UBS Group opened 1,505 new positions and closed 881 in Q1 2021.
- UBS Group's portfolio value rose 1.9% quarter-over-quarter to $301B.
Based on UBS Group's 13F filing for Q1 2021, filed 12 May 2021.