UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$585M |
| 2 |
Gaotu Techedu
GOTU
|
+$389M |
| 3 |
iQIYI
IQ
|
+$383M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$345M |
| 5 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$341M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TWTR
Twitter, Inc.
TWTR
|
+$482M |
| 2 |
Apple
AAPL
|
+$416M |
| 3 |
Microsoft
MSFT
|
+$402M |
| 4 |
Alibaba
BABA
|
+$295M |
| 5 |
Alphabet (Google) Class A
GOOGL
|
+$234M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.38% |
| 2 | Consumer Discretionary | 6.52% |
| 3 | Financials | 5.94% |
| 4 | Healthcare | 5.86% |
| 5 | Communication Services | 4.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
IMMU
3126
CALL
DELISTED
Immunomedics Inc
IMMU
| $1.84M | ﹤0.01% |
+21,600
| New | +$1.09M |
|
3127
State Street Income Allocation ETF
INKM
$75.1M
| $1.83M | ﹤0.01% |
59,085
+9,285
| +19% | +$291K |
|
3128
Global X Lithium & Battery Tech ETF
LIT
$1.6B
| $1.83M | ﹤0.01% |
45,817
+15,169
| +49% | +$571K |
|
|
BEAT
3129
DELISTED
BioTelemetry, Inc.
BEAT
| $1.83M | ﹤0.01% |
40,232
-40,196
| -50% | -$1.68M |
|
3130
Strategic Education
STRA
$1.87B
| $1.83M | ﹤0.01% |
19,995
+18,056
| +931% | +$2.19M |
|
3131
Mercury Insurance
MCY
$5.94B
| $1.83M | ﹤0.01% |
44,157
+23,770
| +117% | +$1.02M |
|
3132
CALL
The Mosaic Company
MOS
$7.26B
| $1.83M | ﹤0.01% |
100,000
| – | – |
|
|
VXRT
3133
DELISTED
Vaxart
VXRT
| $1.82M | ﹤0.01% |
273,956
-28,701
| -9% | -$256K |
|
3134
Innoviva
INVA
$1.5B
| $1.82M | ﹤0.01% |
174,137
-349,625
| -67% | -$4.44M |
|
3135
NovaGold Resources
NG
$3.37B
| $1.82M | ﹤0.01% |
153,102
+13,578
| +10% | +$132K |
|
|
EPAY
3136
DELISTED
Bottomline Technologies Inc
EPAY
| $1.82M | ﹤0.01% |
43,061
+17,339
| +67% | +$823K |
|
3137
BlackRock Floating Rate Income Strategies Fund
FRA
$388M
| $1.81M | ﹤0.01% |
157,759
-2,669
| -2% | -$30.7K |
|
|
SAVE
3138
DELISTED
Spirit Airlines, Inc.
SAVE
| $1.81M | ﹤0.01% |
112,459
+81,904
| +268% | +$1.41M |
|
3139
Murphy Oil
MUR
$5.09B
| $1.81M | ﹤0.01% |
202,969
+67,519
| +50% | +$866K |
|
3140
NETSCOUT
NTCT
$2.82B
| $1.8M | ﹤0.01% |
82,701
+77,328
| +1,439% | +$1.87M |
|
|
AZPN
3141
DELISTED
ASPEN TECHNOLOGY INC
AZPN
| $1.8M | ﹤0.01% |
14,233
-18,261
| -56% | -$2.31M |
|
3142
BlackRock Enhanced International Dividend Trust
BGY
$531M
| $1.8M | ﹤0.01% |
341,127
+114,135
| +50% | +$615K |
|
3143
PUT
Infosys
INFY
$51.1B
| $1.79M | ﹤0.01% |
130,000
| – | – |
|
|
MCR
3144
DELISTED
MFS Charter Income Trust
MCR
| $1.79M | ﹤0.01% |
224,010
+17,456
| +8% | +$146K |
|
3145
PUT
Purple Innovation
PRPL
$41.2M
| $1.79M | ﹤0.01% |
+2,884
| New | +$1.53M |
|
3146
J&J Snack Foods
JJSF
$1.68B
| $1.79M | ﹤0.01% |
13,737
-1,978
| -13% | -$257K |
|
3147
iShares JPMorgan EM Corporate Bond ETF
CEMB
$412M
| $1.79M | ﹤0.01% |
34,551
+3,977
| +13% | +$206K |
|
3148
CALL
Clorox
CLX
$13B
| $1.79M | ﹤0.01% |
+8,500
| New | +$1.89M |
|
|
QIWI
3149
DELISTED
QIWI PLC
QIWI
| $1.79M | ﹤0.01% |
102,967
+14,870
| +17% | +$268K |
|
3150
CALL
State Street SPDR S&P Regional Banking ETF
KRE
$4.53B
| $1.78M | ﹤0.01% |
50,000
-5,700
| -10% | -$215K |
|
Similar funds
UBS Group's Q3 2020 Portfolio in Review
As of Q3 2020, UBS Group held 8,885 positions worth $265B, up 12% from $237B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group's Q3 2020 filing shows 848 new, 3,196 increased, 3,640 reduced and 779 closed positions. Its largest new stake was Li Auto: 1,763,345 shares worth $30.7M. The largest sale was Twitter, Inc., an estimated $482M.
By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.
- UBS Group's largest Q3 2020 buy was Li Auto: 1,763,345 shares worth $30.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2020, an estimated $585M increase.
- UBS Group's biggest Q3 2020 reduction was Twitter, Inc., cutting an estimated $482M.
- UBS Group fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $226M.
- UBS Group's ten largest holdings make up 16% of its $265B portfolio in Q3 2020.
- UBS Group opened 848 new positions and closed 779 in Q3 2020.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $265B.
Based on UBS Group's 13F filing for Q3 2020, filed 12 Nov 2020.