UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$475M |
| 2 |
Vanguard Real Estate ETF
VNQ
|
+$349M |
| 3 |
iShares MSCI ACWI ETF
ACWI
|
+$346M |
| 4 |
State Street Industrial Select Sector SPDR ETF
XLI
|
+$261M |
| 5 |
WORK
Slack Technologies, Inc.
WORK
|
+$251M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core MSCI EAFE ETF
IEFA
|
+$1.91B |
| 2 |
Vanguard Morningstar Mid-Cap ETF
VO
|
+$1.28B |
| 3 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$1.17B |
| 4 |
iShares MSCI EAFE ETF
EFA
|
+$1.11B |
| 5 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$968M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 52.51% |
| 2 | Technology | 11.07% |
| 3 | Financials | 6.65% |
| 4 | Consumer Discretionary | 6.26% |
| 5 | Healthcare | 5.84% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
VNET
3101
VNET Group
VNET
$1.86B
| $2.69M | ﹤0.01% |
77,664
+72,164
| +1,312% | +$1.9M |
|
3102
Zurn Elkay Water Solutions
ZWS
$7.64B
| $2.69M | ﹤0.01% |
141,552
+71,290
| +101% | +$1.22M |
|
3103
Schwab Fundamental US Small Company Index ETF
FNDA
$8.8B
| $2.69M | ﹤0.01% |
125,394
+6,552
| +6% | +$126K |
|
3104
CALL
First Majestic Silver
AG
$9.78B
| $2.69M | ﹤0.01% |
+200,000
| New | +$2.2M |
|
3105
FS KKR Capital
FSK
$3.12B
| $2.69M | ﹤0.01% |
162,299
-163,590
| -50% | -$2.72M |
|
3106
BlackRock Income Trust
BKT
$317M
| $2.69M | ﹤0.01% |
147,524
+3,692
| +3% | +$67.6K |
|
3107
Clearway Energy Class C
CWEN
$6.33B
| $2.68M | ﹤0.01% |
84,007
+7,282
| +9% | +$219K |
|
3108
Invesco S&P MidCap 400 GARP ETF
GRPM
$491M
| $2.68M | ﹤0.01% |
34,974
-401
| -1% | -$27.9K |
|
|
HR
3109
DELISTED
Healthcare Realty Trust Incorporated
HR
| $2.68M | ﹤0.01% |
90,567
+43,646
| +93% | +$1.31M |
|
3110
Invesco S&P SmallCap Health Care ETF
PSCH
$179M
| $2.67M | ﹤0.01% |
47,220
-1,842
| -4% | -$91.9K |
|
3111
CALL
Manulife Financial
MFC
$73.5B
| $2.67M | ﹤0.01% |
150,000
| – | – |
|
|
3112
PUT
Manulife Financial
MFC
$73.5B
| $2.67M | ﹤0.01% |
150,000
| – | – |
|
|
MMT
3113
Aberdeen Multi-Market Income Fund
MMT
$239M
| $2.67M | ﹤0.01% |
437,319
+38,760
| +10% | +$230K |
|
3114
Eastern Bankshares
EBC
$4.94B
| $2.67M | ﹤0.01% |
+163,628
| New | +$2.32M |
|
3115
CALL
Children's Place
PLCE
$45.4M
| $2.67M | ﹤0.01% |
+53,200
| New | +$1.94M |
|
3116
Invesco Dividend Achievers ETF
PFM
$783M
| $2.66M | ﹤0.01% |
81,030
-3,422
| -4% | -$109K |
|
3117
NorthWestern Energy
NWE
$4.21B
| $2.65M | ﹤0.01% |
45,533
-4,764
| -9% | -$265K |
|
3118
Goldman Sachs BDC
GSBD
$1.09B
| $2.65M | ﹤0.01% |
138,288
-28,895
| -17% | -$496K |
|
|
HES
3119
CALL
DELISTED
Hess
HES
| $2.64M | ﹤0.01% |
50,000
-18,700
| -27% | -$850K |
|
|
FM
3120
DELISTED
iShares Frontier and Select EM ETF
FM
| $2.64M | ﹤0.01% |
93,074
-23,013
| -20% | -$629K |
|
3121
Red Rock Resorts
RRR
$3.01B
| $2.64M | ﹤0.01% |
105,349
-23,018
| -18% | -$490K |
|
|
PDM
3122
Piedmont Realty Trust
PDM
$1.14B
| $2.63M | ﹤0.01% |
162,368
+14,938
| +10% | +$220K |
|
3123
Sociedad Química y Minera de Chile
SQM
$19.3B
| $2.63M | ﹤0.01% |
53,642
+9,405
| +21% | +$396K |
|
|
VGR
3124
DELISTED
Vector Group Ltd.
VGR
| $2.63M | ﹤0.01% |
318,478
+17,391
| +6% | +$136K |
|
3125
PUT
Tyson Foods
TSN
$18.6B
| $2.63M | ﹤0.01% |
40,800
| – | – |
|
Similar funds
UBS Group's Q4 2020 Portfolio in Review
As of Q4 2020, UBS Group held 9,236 positions worth $296B, up 11% from $265B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group withdrew a net $11.7B in Q4 2020, closing 738 positions and reducing 2,988 holdings. Its most notable exit was Delphi Technologies PLC Ordinary Shares, an estimated $96.7M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 54% a quarter earlier, followed by Technology and Financials.
Against the trend, UBS Group opened a new position in Vontier worth $16.8M.
- UBS Group's largest Q4 2020 buy was Vontier: 502,899 shares worth $16.8M.
- UBS Group added most to UBS Group in Q4 2020, an estimated $475M increase.
- UBS Group's biggest Q4 2020 reduction was iShares Core MSCI EAFE ETF, cutting an estimated $1.91B.
- UBS Group fully exited Delphi Technologies PLC Ordinary Shares in Q4 2020, selling an estimated $96.7M.
- UBS Group's ten largest holdings make up 14% of its $296B portfolio in Q4 2020.
- UBS Group opened 1,125 new positions and closed 738 in Q4 2020.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $296B.
Based on UBS Group's 13F filing for Q4 2020, filed 11 Feb 2021.