UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$585M |
| 2 |
Gaotu Techedu
GOTU
|
+$389M |
| 3 |
iQIYI
IQ
|
+$383M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$345M |
| 5 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$341M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TWTR
Twitter, Inc.
TWTR
|
+$482M |
| 2 |
Apple
AAPL
|
+$416M |
| 3 |
Microsoft
MSFT
|
+$402M |
| 4 |
Alibaba
BABA
|
+$295M |
| 5 |
Alphabet (Google) Class A
GOOGL
|
+$234M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.38% |
| 2 | Consumer Discretionary | 6.52% |
| 3 | Financials | 5.94% |
| 4 | Healthcare | 5.86% |
| 5 | Communication Services | 4.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3101
CALL
Occidental Petroleum
OXY
$58.2B
| $1.88M | ﹤0.01% |
187,300
+142,300
| +316% | +$2.01M |
|
3102
PUT
Dillards
DDS
$9.87B
| $1.87M | ﹤0.01% |
51,300
| – | – |
|
|
SRCL
3103
CALL
DELISTED
Stericycle Inc
SRCL
| $1.87M | ﹤0.01% |
29,700
| – | – |
|
|
NOAH
3104
Noah Holdings
NOAH
$605M
| $1.87M | ﹤0.01% |
71,684
+985
| +1% | +$29K |
|
3105
Old National Bancorp
ONB
$10.1B
| $1.87M | ﹤0.01% |
148,837
+115,558
| +347% | +$1.59M |
|
|
MUS
3106
DELISTED
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
| $1.87M | ﹤0.01% |
145,086
+50,373
| +53% | +$644K |
|
|
JRO
3107
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
| $1.87M | ﹤0.01% |
227,965
-29,604
| -11% | -$239K |
|
3108
PUT
Conagra Brands
CAG
$7.14B
| $1.86M | ﹤0.01% |
52,200
-700
| -1% | -$25.6K |
|
|
MVT
3109
DELISTED
BlackRock MuniVest Fund II
MVT
| $1.86M | ﹤0.01% |
133,457
+14,650
| +12% | +$207K |
|
3110
Sibanye-Stillwater
SBSW
$7.48B
| $1.86M | ﹤0.01% |
166,817
+12,685
| +8% | +$145K |
|
3111
Penske Automotive Group
PAG
$14.2B
| $1.86M | ﹤0.01% |
38,938
-2,454
| -6% | -$114K |
|
3112
State Street Multi-Asset Real Return ETF
RLY
$1.31B
| $1.86M | ﹤0.01% |
85,033
+5,149
| +6% | +$114K |
|
3113
JPMorgan BetaBuilders Japan ETF
BBJP
$18.8B
| $1.85M | ﹤0.01% |
37,565
-2,321
| -6% | -$111K |
|
3114
ENI
E
$79.1B
| $1.85M | ﹤0.01% |
119,200
-21,473
| -15% | -$399K |
|
3115
iShares US Pharmaceuticals ETF
IHE
$1.65B
| $1.85M | ﹤0.01% |
33,999
+30
| +0.1% | +$1.62K |
|
3116
Worthington Enterprises
WOR
$2.81B
| $1.85M | ﹤0.01% |
73,657
+15,872
| +27% | +$387K |
|
3117
Amplify Mobile Payments ETF
IPAY
$181M
| $1.85M | ﹤0.01% |
34,016
-42,701
| -56% | -$2.28M |
|
3118
Brookfield Renewable
BEP
$9.87B
| $1.85M | ﹤0.01% |
52,782
-26,496
| -33% | -$783K |
|
3119
Halozyme
HALO
$12.1B
| $1.85M | ﹤0.01% |
70,330
-2,170
| -3% | -$60.4K |
|
3120
Kratos Defense & Security Solutions
KTOS
$11.8B
| $1.85M | ﹤0.01% |
95,888
+18,472
| +24% | +$341K |
|
|
BRMK
3121
DELISTED
Broadmark Realty Capital Inc. Common Stock
BRMK
| $1.85M | ﹤0.01% |
187,560
+114,209
| +156% | +$1.1M |
|
3122
PUT
Honeywell
HON
$77.2B
| $1.84M | ﹤0.01% |
11,883
+636
| +6% | +$94.5K |
|
3123
Sonos
SONO
$1.85B
| $1.84M | ﹤0.01% |
121,349
+15,671
| +15% | +$231K |
|
3124
PUT
HealthEquity
HQY
$8.9B
| $1.84M | ﹤0.01% |
35,800
| – | – |
|
|
CBH
3125
DELISTED
Virtus Convertible & Income 2024 Target Term Fund
CBH
| $1.84M | ﹤0.01% |
209,013
+8,623
| +4% | +$78.1K |
|
Similar funds
UBS Group's Q3 2020 Portfolio in Review
As of Q3 2020, UBS Group held 8,885 positions worth $265B, up 12% from $237B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group's Q3 2020 filing shows 848 new, 3,196 increased, 3,640 reduced and 779 closed positions. Its largest new stake was Li Auto: 1,763,345 shares worth $30.7M. The largest sale was Twitter, Inc., an estimated $482M.
By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.
- UBS Group's largest Q3 2020 buy was Li Auto: 1,763,345 shares worth $30.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2020, an estimated $585M increase.
- UBS Group's biggest Q3 2020 reduction was Twitter, Inc., cutting an estimated $482M.
- UBS Group fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $226M.
- UBS Group's ten largest holdings make up 16% of its $265B portfolio in Q3 2020.
- UBS Group opened 848 new positions and closed 779 in Q3 2020.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $265B.
Based on UBS Group's 13F filing for Q3 2020, filed 12 Nov 2020.